(2022) USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ) Final Report
Summary — This final report covers the implementation period of the USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ) from February 2019 through February 2022. The report details progress by objective, including improvements in resource management, citizen engagement, and government coordination, and concludes with lessons learned.
Key Findings
- GERÉ supported seven partner communes to engage in domestic resource mobilization activities to increase revenues and improve public services.
- GERÉ established a local governance monitoring system (SMS-GL) in collaboration with the Ministère de l’Intérieur et des Collectivités Territoriales.
- GERÉ supported the establishment, recruitment, and training of a new audit unit in partnership with the Commission Nationale des Marchés Publics.
- GERÉ supported the COVIGILANCE effort to conduct an audit of government entities who managed the coronavirus disease 2019 (COVID-19) fund.
Full Description
This final report details the activities and accomplishments of the USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ) from February 2019 to February 2022. The project aimed to improve governance in Haiti by enhancing the ability of government entities to manage and mobilize resources, increasing citizen engagement, and improving communication and coordination across levels of government. Key results include supporting communes in domestic resource mobilization, establishing a local governance monitoring system, facilitating public hearings, improving the CIVITAX system, and strengthening anti-corruption mechanisms. The report also highlights lessons learned and recommendations for future USAID programming in Haiti.
Full Document Text
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USAID/Haiti Improving Governance in Haiti Initiative (IGHI)—Semi-Annual Report February 20– June 30, 2019 iii
Semiannual Report
USAID/Haiti Improving Governance in Haiti Initiative (IGHI)
Project Year 1: 2019–2020
Time Period: February 20–June 30, 2019
Final Report
USAID/Haiti Project Supporting the Efficient Management of State
Resources/Projet d'Appui à la Gestion Efficace des Ressources de
l’Etat (GERÉ)
(previously known as USAID/Haiti Improving Governance in Haiti Initiative [IGHI])
Reporting Period: February 20, 2019–February 19, 2022
Submission Date: January 21, 2022
Contract Number: 72052119C00001
Project Start Date and End Date: February 20, 2019– February 19, 2022
COR Name: Regine Dupuy
Submitted by: Uder Antoine, Chief of Party
RTI International
5A, Rue Metreaux
Petion- Ville, Haiti
Cells: 509 3171- 4444; 509 3701- 8961
Email: uantoine@ht.GERÉ.rti.org
Submitted to:
Regine Dupuy, COR
Democracy, Rights and Governance Office
U.S. Agency for International Development-Haiti
Phone: +509 2229-8343
redupuy@usaid.gov
January 2022
This document was produced for review by the United States Agency for International Development. It was
prepared by RTI International in collaboration with IFOS and CFET.
Final Report
USAID/Haiti Project Supporting the Efficient Management of State
Resources/Projet d'Appui à la Gestion Efficace des Ressources de
l’État (GERÉ)
Reporting Period: February 20, 2019–February 19, 2022
Contract No. 72052119C900001
RTI International is an independent, nonprofit research institute dedicated to improving the human condition. Clients rely on us to answer
questions that demand an objective and multidisciplinary approach— one that integrates expertise across the social and laboratory sciences,
engineering, and international development. We believe in the promise of science, and we are inspired every day to deliver on that promise for
the good of people, communities, and businesses around the world.
For more information, visit www.rti.org.
RTI International is a trade name of Research Triangle Institute. RTI and the RTI logo are U.S. registered trademarks of Research Triangle
Institute.
The author’s views expressed in this publication do not necessarily reflect the views
of the United States Agency for International Development or the United States
Government.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report iii
Table of Contents
List of Figures .............................................................................................................. v
List of Tables ............................................................................................................... v
Acronyms and Abbreviations ........................................................................................vi
Executive Summary ..................................................................................................... 1
1. Overview of GERÉ ........................................................................................... 5
2. Key Results ...................................................................................................... 8
2.1 Objective 1 ............................................................................................ 8
2.1.1 IR 1.1: Strengthened capacity of selected central government
institutions to improve internal control systems and
accountability at the local government level ............................... 8
2.1.2 IR 1.2: Improvement of the management capacity and
accountability of the administrations of the selected communes
................................................................................................ 11
2.1.3 IR 1.3: Improvement in selected government authorities’
capacity to coordinate and deliver targeted, high- quality, and
more inclusive public services ................................................. 14
2.1.4 IR 1.4: Improvement in selected government authorities’
capacity to mobilize resources ................................................. 16
2.1.5 IR 1.5: Improved decision- making process through a reliable
and sound information system on foreign governance financing
and programming .................................................................... 21
2.2 Objective 2 .......................................................................................... 22
2.2.1 IR 2.1: Implementation, strengthening, and accessibility of
accountability and transparency mechanisms ......................... 22
2.2.2 IR 2.2: Increased involvement of civil society, the private sector,
and citizens in local development ............................................ 24
2.2.3 IR 2.3: Increased inclusive participation of citizens (women,
youth, people with disabilities, and other marginalized groups) in
planning for the development of their community ..................... 25
2.2.4 IR 2.4: Increased media interest on governance issues and
reliability of published information ............................................ 26
2.3 Objective 3 .......................................................................................... 26
2.3.1 IR 3.1: Strengthened coordination mechanisms at local and
national levels on sectoral public policies ................................ 27
2.3.2 IR 3.2: Improved mechanisms for communication and
collaboration between different levels of government and with
parliament ............................................................................... 27
2.3.3 IR 3.3: Development, testing, and implementation of learning
and exchange mechanisms between communes .................... 27
2.4 MEL .................................................................................................... 28
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
iv Final Report
3. Lessons Learned and Recommendations ....................................................... 31
Annex 1. Financial Management ................................................................................ 32
Annex 2. Learning Brief: GERÉ Contributions to the Government of Haiti COVID-19
Response ....................................................................................................... 33
Annex 3. Success Story: Tax Mobilization .................................................................. 37
Annex 4. Success Story: Remote training for communal authorities ........................... 39
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report v
List of Figures
Figure 1. GERÉ final results .......................................................................................... 5
Figure 2. TOC ............................................................................................................... 5
Figure 3. GERÉ Results Framework ............................................................................. 7
Figure 4. Participants in remote trainings .................................................................... 13
Figure 5. Communication products to support tax mobilization, by commune ............. 20
Figure 6. Results of citizen satisfaction survey on communal services ........................ 25
List of Tables
Table 1. Highlights of GERÉ accomplishments ............................................................ 1
Table 2. Challenges and responses ............................................................................. 4
Table 3. Training themes for authorities on good governance .................................... 12
Table 4. Training themes for citizens on good governance ........................................ 13
Table 5. Fiscal assessment results ............................................................................ 17
Table 6. Revenue mobilization process status ........................................................... 19
Table 7. Participant details from public hearings in three communes ......................... 23
Table 8. Final Summary of Performance Indicators ................................................... 30
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
vi Final Report
Acronyms and Abbreviations
ALI Agence Locale d’Impôts (Local Tax Agency)
ASEC Communal Section Assembly
BBGLH Baromètre de la Bonne Gouvernance Locale Haïtienne (Barometer of Good
Local Governance in Haiti)
CAED Cadre de Coordination de l’Aide Externe au Développement d’Haïti
(Framework for the Coordination of External Aid for Development in Haiti)
CASEC Administrative Council of Communal Sections
CFET Centre de Formation et d'Encadrement Technique ( Center for Training and
Technical Coaching)
CFPB Contribution Foncière de la Propriété Bâti (Property Tax)
CIVITAX Tax and Budgeting Software
CLA Collaborating, Learning, and Adapting
CNMP Commission Nationale des Marchés Publics (National Public Procurement
Commission)
COVID-19 coronavirus disease 2019
CSCCA Cour Supérieure des Comptes et du Contentieux Administratif (Superior
Court of Accounts and Administrative Disputes)
DCT Direction des Collectivités Territoriales (Directorate of Territorial
Communities)
DGI Direction Générales des Impôts (Directorate General of Taxes)
DSI Direction des Systèmes d’Information (Directorate of Information Systems)
FY fiscal year
GERÉ Project Supporting the Efficient Management of State Resources (Projet
d’appui à la Gestion Efficace des Ressources de l’État)
GESI Gender Equity and Social Inclusion
GOH Government of Haiti
IFOS Institut de Formation et de Services ( Institute for Training and Services)
IR Intermediate Result
ISC Initiative de Société Civile (Civil Society Initiative)
IT Information Technology
MEF Ministère del’Économie et des Finances (Ministry of Economy and Finance)
MEL Monitoring, Evaluation, and Learning
MGAE Module de Gestion de l’Aide Externe (External Assistance Management
Module)
MICT Ministère de l’Intérieur et des Collectivités Territoriales (Ministry of the
Interior and Territorial Communities)
MPCE Ministère de la Planification et de la Cooperation Externe (Ministry of
Planning a nd External Cooperation)
OMRH Office de Management et des Ressources Humaines (Office of Management
and Human Resources)
PEA Political Economy Analysis
PREPOC Plan de relance économique post-COVID-19 (Post-COVID-19 Economic
Recovery Plan)
SMS-GL Système de Monitoring de Suivi de la Gouvernance Locale (Local
Governance Monitoring System)
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report vii
TOC Theory of Change
UNDP United Nations Development Programme
USAID United States Agency for International Development
USG United States Government
UXP Unified Exchange Platform
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 1
Executive Summary
This final report covers the entire implementation period for the USAID/Haiti Project
Supporting the Efficient Management of State Resources (GERÉ; Projet d’appui à la Gestion
Efficace des Ressources de l’État). It includes summary information for February 2019
through February 2022.
The report includes an Executive Summary; general information about GERÉ; description of
progress by objective and intermediate result (IR); progress on cross-cutting
communications and monitoring, evaluation, and learning (MEL); and concludes with a
summary of accomplishments and lessons learned.
This executive summary includes key GERÉ accomplishments (Table 1) and challenges,
including adaptive responses to those challenges (Table 2).
Table 1. Highlights of GERÉ accomplishments
Innovative Approaches
• GERÉ was designed using innovative and relatively new approaches at USAID at the time,
including a six- month inception period, applied political economy analysis (PEA), and a
focus on adaptive management.
• The GERÉ team was 100% Haitian with two Haitian subcontractor partners. The local
team delivered a project that was highly tailored to the local context and driven by strong
relationships with government, civil society, and private sector counterparts.
• GERÉ’s successful inception phase included consultations with more than 75 government,
community, civil society, and private sector leaders and citizen representatives; assessments
of 50 potential communes as partners; and completion of a rapid applied PEA and Gender
Equity and Social Inclusion (GESI) assessment.
• Based on the above consultative and learning focused approaches, the GERÉ team
recommended to USAID/Haiti potential target communes, organized into clusters, and
innovative activities at the commune and central levels.
Key Results: Enabling Service Delivery, Resource Mobilization, and Public Financial
Management
• GERÉ supported seven partner communes to engage in domestic resource mobilization
activities t o increase revenues and improve public services. Six communes are currently
implementing their plan for fiscal year FY2022 to reach new targets.
• In collaboration with the Ministère de l’Intérieur et des Collectivités Territoriales (MICT; Ministry
of the Interior and Territorial Communities) GERÉ established a local governance
monitoring system: Système de Monitoring et de Suivi de la Gouvernance Locale (SMS- GL)
(Monitoring and Local Governance System). The SMS-GL Platform allows the Direction des
Collectivités Territoriales (DCT; Directorate of Territorial Communities) to monitor the proper
functioning of communes, the application of public policies, and the evolution of governance
practices at the local level.
• GERÉ supported 3 communes to organize public hearings with 167 citizens from the
communes to engage in the public dialogue and civic participation. These hearings were spaces for constructive and transparent exchange, public deliberation, and negotiation on local public policies and resource allocation.
• GERÉ supported the launch of an improved CIVITAX system in five communes: Pignon,
Saint-Raphaël, Caracol, Cap- Haïtien, and Ouanaminthe. The goal was to increase the
capacity of the fiscal department of the municipalities through information technology (IT) equipment and training.
• With the Ministère de l’Économie et des Finances (MEF; Ministry of Economy and Finance),
the GERÉ team facilitated improved coordination between the communes and the Direction
Générales des Impôts (DGI; Directorate General of Taxes) and Agences Locales d’Impôts
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
2 Final Report
[ALIs; local tax collection units) to encourage collaboration for the local tax collection
effort.
• GERÉ partnered with Viamo to engage communal authorities and citizens in remote trainings
to improve their management capacity. A total of 352 participants enrolled in the remote
training programs: 117 in the local authority curriculum,186 in the citizen curriculum, and 49 in
both curriculums.
Key Results: Anti -Corruption
• GERÉ supported the establishment, recruitment, and training of a new audit unit in partnership
with the Commission Nationale des Marchés Publics (CNMP; National Commission for Public
Procurement) aimed at undertaking systematic audit s of public procurements at local and
central levels. The unit will systematically verify all public contracts, identify areas for improvement, make improvements, and provide technical assistance to other government
institutions to strengthen accountability through more regular audits of government
entities.
• To increase mechanisms of control to prevent corruption, GERÉ supported the Cour
Supérieure des Comptes et du Contentieux Administratif (CSCCA; Superior Court of Accounts
and Administrative Disputes) to finalize the Procedures Manual, which describes and
formalizes all transactions related to the legal constitutional powers of CSCCA and the
processes for exercising them. With this new manual, CSCCA will improve the quality of its
audit process and related reporting.
Key Results: Civil Society and Private Sector Engagement
• GERÉ supported the COVIGILANCE effort, led by the Initiative de Société Civile (ISC; Civil
Society Initiative) Consortium, to conduct an audit of government entities who managed the
coronavirus disease 2019 (COVID-19) fund, produce a report on the accountability of
government actions, and communicate the report findings and recommendations. These
actions raised awareness among government actors of their responsibility to provide an
effective and efficient response to pandemics and other natural disasters, as well as the
importance of sound and transparent management of public funds for the benefit of the
population.
• GERÉ, in partnership with Papyrus and Groupe Croissance, engaged civil society to increase
their participation in the national budgeting process to assist MEF in improving citizen
participation and transparency in government transactions. This included production of
three videos—one each on the budget preparation process, public procurement, and
participatory budget preparation, as well as an international virtual exchange on public finances
to raise awareness and promote key processes and concepts to increase citizens’ participation
in budgeting processes.
Below are two highlights of GERÉ’s impact. A more complete version of these success
stories is included in Annexes 3 and 4.
Boosting tax revenues in target communes to enable service
delivery
Most communes in Haiti have very few resources to accomplish their mission to provide
basic services, such as potable water, electricity, and efficient waste management to local
populations. These resources are supposed to come primarily from the collection of taxes.
However, most citizens do not pay their taxes for a variety of reasons, including a lack of
financial means, poor fiscal education, and a lack of trust in local authorities to effectively
manage communal funds. The Carrefour commune, for instance, is only able to collect taxes
from about 6,000 properties out of 150,000 existing ones, according to the general director,
Carl-Henry Chery.
When the GERÉ project contacted Cap- Haïtien to support tax mobilization efforts in the
commune, the mayor was ecstatic. “This project came about in a context where the
commune administration finds it very difficult to pay its employees and provide services due
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 3
to a lack of necessary materials to effectively carry out its mandate,” stated Mayor of Cap-
Haïtien, Yvrose Pierre, Haiti’s first elected female mayor.
Town hall agents in the commune of Caracol receive training to conduct toponymic surveys that allow the
identification of streets to facilitate the census of taxable properties. Photo credit: RTI International/GERÉ
The GERÉ project took the following multi- prong approach to fiscal mobilization: a diagnosis
of the town hall fiscal services (tax department) and toponymic surveying to identify streets
and properties for the census of taxable properties and businesses; a fiscal potential
assessment to identify the potential sources of tax revenue; and support to the communes to
hold public hearings. Mayor Pierre shared, “It will allow us [to] strengthen our administration
to become more self-sufficient and to implement two major flagship projects: a new public
market to decongest streets of our beautiful historic city and facilitate the rehabilitation of the
Toussaint Louverture public square. ”
Pivoting GERE programming to respond to the COVID-19 pandemic
Local authorities in Haiti’s communes are
often not well equipped due to weak
capacity, inefficient institutions, and poor
local services to citizens. To respond, the
GERÉ project partnered with Viamo to
conduct a series of focus groups with
stakeholder groups and experts to
determine gaps in knowledge and best
practices and to facilitate learning among
the authorities and citizens. Originally
planned as eight in-person sessions,
GERÉ adapted the plan during the COVID-
19 pandemic to remote sessions. The
training focused on good governance, the
duties of communal authorities, budget
preparation, and the importance of being
responsive to the local population. As
citizens often incorrectly attribute
responsibilities to communes that are not
within their roles and responsibilities, one
Advertisement for 8844 Information Line. Photo credit:
Viamo
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
4 Final Report
module focused on the importance of collaborative relationships between the authorities and
the population. This inspired the Mayor of Saint-Raphael to hold public hearings to better
inform citizens of town hall activities. Another module on budget preparation enabled
Reginald Pierre, a member of the ASEC charged with controlling CASEC activity in Tabarre
commune, to improve his ability to track the budget. “This allows us to better monitor the
implementation of activities within the financial resources allocated to the first Bellevue
section,” he stated.
Table 2. Challenges and responses
Key Challenges Response Measures Taken
The erratic intergovernmental transfers,
resulting in salary arrears of 12– 17 months in
the communes, had a significant impact on
staff availability, commune operations, and
the ability to provide services.
The lack of elections to renew leadership and
the absence of payment for local staff made
communal staff less available and had a
significant impact on the implementation of
GERÉ activities.
GERÉ raised the issues of salary arrears and
elections with the United States Agency for
International Development ( USAID), commune
stakeholders, and central-level stakeholders, and
developed recommended actions.
Advocacy efforts by GERÉ encouraged
discussions between the new MICT Minister and
the Ministry of Economy and Finance encouraged
the payment of salary arrears to the communes.
Security concerns, kidnappings , fuel
shortages, and COVID-19 were significant
challenges throughout implementation. There was also an increase in the political instability in Haiti following the president’s assassination
in July 2021.
RTI hired a dedicated Haitian security officer and increased engagement of GardaWorld, RTI’s security firm, including regular security briefings and security escorts when necessary. Staff were also encouraged to work from home to reduce security risks, using Zoom for meetings.
Below are the key lessons learned and recommendations gathered from the GERÉ team
and key local partners, which may be valuable for future USAID programming in Haiti.
Expect challenges. The GERÉ team has clearly learned that challenges may change
over time, but they will always be present. Thus, the team continued to adapt working
approaches and methods, strengthen collaboration with counterparts, and change
schedules as needed to adapt to the ever-evolving context.
Work plan adaptation is critical . When working in such a challenging environment,
adaptive management of the work plan is essential. Several prioritization processes in
partnership with USAID, helped the team to look carefully at activities, assess the ability
to effectively implement them given the context, and focus project activities.
Relationships are key. The focus early in the project of building and strengthening
relationships over time helped improve project implementation and results. This includes
strong communication and support from USAID counterparts.
Prioritize a holistic, long term approach, including commune and central
government. Future governance projects in Haiti should prioritize a holistic approach to
implementation and a recognition that results in governance programming often take
more time to achieve results. If the goal is to enable capacity and improvements at the
commune level, then support and interventions with counterpart entities at the central
government level are critical for success and sustainability.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 5
1. Overview of GERÉ
Funded by USAID, GERÉ was a 3-
year, [REDACTED] project that was
implemented from February 20, 2019
through February 19, 2022. RTI
International was the lead
implementer, in collaboration with the
Institut de Formation et de Services
(IFOS; Institute for Training and
Services) and the Centre de
Formation et d'Encadrement
Technique (CFET; Center for Training
and Technical Coaching). See
Figure 1 for a results summary.
Theory of Change (TOC) and
objectives
RTI and project partners developed a
TOC (Figure 2) with the contribution of
the Government of Haiti (GOH)
counterparts, local partners, and other
stakeholders. The TOC focused on the
main governance challenges in Haiti,
the operational environment, and
promising entry points. The TOC
contributed to USAID/Haiti’s
Intermediate Outcome 1.1 in the
USAID/Haiti Strategic Framework, "All
branches of the GOH are more
effectively executing their mandates.”
Figure 2. TOC
GERÉ Pillars
The following GERÉ approaches, or pillars, served as the foundation of the project by which
GERÉ was implemented.
Figure 1. GERÉ final results
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
6 Final Report
• Ensure locally owned, locally led development through a participatory and inclusive
consultative process at all levels.
• Adapt innovative tools, activities, and approaches using past and current
governance programming from Haiti and other countries.
• Embed collaborating, learning, and adaptation (CLA) throughout the project’s
lifecycle, with a strong focus on adaptive management.
• Leverage USAID, GOH, and other donor governance programs and other sector
development projects to enhance results and avoid duplication.
• Incorporate lessons learned from the implementation of GERÉ activities and
previous governance programming in Haiti.
• Utilize traditional and new communication and media tools in GERÉ outreach and
awareness raising that are adapted to fit the Haitian context.
• Integrate GESI approaches and applied PEA into activity design and implementation.
GERÉ’s three objectives are as follows:
1. Select government entities’ ability to manage and mobilize resources and deliver
services to citizens improved
2. Greater engagement between citizens, civil society, the private sector, and
government in defining and addressing development priorities
3. Improved communication, collaboration, and coordination across and between levels
of government—and with parliament —on policy, budget, and service delivery issues.
See Figure 3 for the GERÉ results framework.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 7
Figure 3. GERÉ Results Framework
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
8 Final Report
2. Key Results
2.1 Objective 1
2.1.1 IR 1.1: Strengthened capacity of selected central government
institutions to improve internal control systems and accountability at the
local government level
Working with three central level entities, CSCCA, CNMP , and Office de Management et des
Ressources Humaines (OMRH; Office of Management and Human Resources), GERÉ
increased internal control as a preventive approach to fight corruption. Strengthening internal
controls and the management of public resources ultimately results in improved service
delivery to the population.
Improved internal control systems to strengthen the fight against corruption
CSCCA plays a critical role in good governance and the fight against corruption in Haiti. For
several years it has worked to institute reforms mostly based on the recommendations of the
institutional diagnostic conducted by the United Nations Development Programme ( UNDP) in
2005. In support of CSCCA’s endeavors, GERÉ provided the organization technical support
for 11 months, from January 2021 to November 2021 to increase its capacity to fulfill its
constitutional mandate and role in the prevention of corruption.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 9
Using a participatory approach, which also increases the sustainability of interventions,
GERÉ supported CSCCA to make progress on its identified priorities in the fight against
corruption. GERÉ and CSCCA finalized the Procedures Manual that describes and
formalizes all transactions related to the legal constitutional powers of CSCCA and the
processes for exercising them. These improvements seek to address questions by the
media about the quality control measures utilized in CSCCA reporting. With this new
manual, CSCCA will improve the quality of its audit process and the related reporting.
Ultimately, better financial management will encourage more effective service provision at
the central and local levels.
In expressing his gratitude
to the GERÉ project and
USAID, Mr. Fritz Robert
Saint Paul, President of
CSCCA, shared the
importance of this manual
as a key tool in the
improvement of CSCCA
operations.
New internal audit unit at CNMP for better accountability
GERÉ supported CNMP to establish an internal audit unit that can systematically verify all
public contracts, identify areas for improvement, make improvements, and potentially
provide technical assistance to other government institutions. The Petrocaribe case study
identified public procurement as an area of high risk for corruption and CNMP determined
internal controls and accountability as a priority.
By methodically reviewing and providing oversight of financial management practices, the
audit process improves transparency and reduces corruption by increasing compliance with
internal controls and regulations.
In 2021, GERÉ and CNMP representatives identified, hired, and trained six technical
personnel. GERÉ provided equipment, such as office supplies, laptop, and printer, to help
the unit function and covered the contractual fees of the auditors for eight months until the
nomination process was completed with Ministry of Economy and Finance. In November
2021, with the support of GERÉ, the CMNP trained 20 representatives of public institutions
in the requirements of the public procurement audit.
Strengthening public financial management through the Unified Exchange Platform
(UXP) and Integrated System for Public Finance Management
GERÉ supported the MEF Direction des Systèmes d’Information (DSI; Directorate of
Information Systems) to continue with the implementation of the UXP, a data exchange
platform developed by MEF, to facilitate the interconnection of public institutions through
real-time and secure data exchange. These data (e.g., identification, economic, commercial,
Mr. Fritz Robert Saint Paul, the President of CSCCA. Photo credit: RTI
International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
10 Final Report
etc.) will be useful for collaboration, corroboration, oversight, and, ultimately, anti-corruption
efforts. In February 2021, the GERÉ team delivered all the needed IT equipment to DSI to
strengthen and extend the capacity of the platform to add two new public institutions:
Archives Nationales D’Haiti ( National Archives of Haiti) and the Institut Haïtien de
Statistiques et d’Informatique ( Haitian Institute of Statistics and Informatics). The technical
configuration is complete, and the institutions are prepared to begin using the UXP in 2022.
GERÉ also provided technical support and equipment to improve the Système Intégré de
Gestion des Finances Publiques (Integrated System for Public Finance Management) to
preserve data integrity for all MEF information systems. By activating a new contingency
plan, MEF/DSI can utilize a reliable information system and provide data during any disaster
to ensure the continuity of the state’s financial operations, which is a critical function for
effective governance.
Improved accountability in the government asset inventory system
The OMRH, which is charged with coordinating government actions on the organization and
the efficiency of p ublic administration, identified the management of state assets as an area
where major improvement is needed. Specifically, state assets are misused (i.e., used for
purposes other than public utility needs.) Improving the management of state assets is an
important feature in the State M odernization Program 2018– 2023 and promotes a results-
oriented administration.
To support OMRH in achieving this goal, GERÉ supported the production and launch of the
State Asset Control Procedures Manual (State Asset Manual) using a participatory process
aimed at improving the government asset inventory system and increasing GOH
accountability. The State Asset Manual was finalized in September 2021 and in November
2021, OMRH and GERÉ organized a symposium to introduce it to the public administration.
This included the participation of senior leaders and technicians of key GOH institutions,
such as such as the Office the Superior Court of Accounts and Administrative Litigation
(CSCCA), MEF, the
General Finance
Inspectorate, the
Treasury Department,
and DGI. A total of 214
people engaged in the
symposium (105 in
person and 109
remotely). GERÉ and
OMRH distributed 600
physical copies of the
State Asset Manual
during the event and
made available an
electronic version to
ensure a lager
distribution.
To promote the
sustainability of these
efforts, OMRH is supported by a committee with representatives of the key institutions (see
above). OMRH has committed to organizing training sessions and coaching, funded by the
GOH, to facilitate the implementation of the State Asset M anual procedures in public
institutions.
Economist Kesner Pharel presenting at the OMRH symposium. Photo
credit: RTI International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 11
2.1.2 IR 1.2: Improvement of the management capacity and accountability of
the administrations of the selected communes
Improvements to the CIVITAX system to strengthen revenue mobilization and
management within communes
Strengthening the CIVITAX system was a key part of improving the revenue mobilization and
financial management capacity of communes. CIVITAX is a web application developed and
introduced to municipalities by the USAID-funded Limiyè ak Òganizasyon pou Kolektivite yo
Ale Lwen Plus (LOKAL+) project, a previous governance program, to support town halls in
domestic resource mobilization. GERÉ capitalized on this successful experience to conduct
a participatory diagnostic process with commune officials in the North and Northeast t o
determine needed improvements to increase the functionality of the system.
The diagnosis revealed significant deficiencies in partner communes, which caused some to
stop using CIVITAX. In particular, the challenges included the following:
• Most of the town halls were using an outdated version of CIVITAX.
• The workstation (physical and virtual
working space) was insufficient.
• The trained operators were no longer
working for the commune, and the
current operators could not use the
basic functionalities of CIVITAX.
• Insufficient electricity source at Pignon
and Saint-Raphaël and no electricity
source in Caracol and Ouanaminthe.
• The existing databases were
inaccessible in some municipalities
because t he servers were not
working.
• Some computer equipment was broken.
Based on these findings, GERÉ and the target co mmunes implemented two components to
optimize the use of CIVITAX, as discussed below.
1) As part of the tax mobilization campaign in the five target communes in the North and
Northeast Departments (Pignon, Saint-Raphaël, Cap- Haïtien, Caracol, and
Ouanaminthe), GERÉ provided critical IT equipment, including servers, computers,
tablets, and other accessories, as well as technical support to improve the
functionality of the CIVITAX system. Additionally, GERÉ provided a solar power
system to restore electricity in four municipalities: Ouanaminthe, Caracol, Saint-
Raphaël, and Pignon. Solar power is low cost, locally managed, and will help
municipalities like Caracol that was removed from the national electricity network due
to 24 months of unpaid bills. GERÉ and MICT completed the installation of
equipment and assessed the functionality of the new electricity system in
September 2021.
GERÉ IT Specialist demonstrates using equipment
in Pignon. Photo credit: RTI International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
12 Final Report
2) The second component aimed to establish the interconnection between town halls
and the DGI through CIVITAX via the UXP. The interconnection at this level will
increase the coordination between town halls and the DGI in the tax collection
process. This second component was mainly funded by the GOH through the MEF's
Public Finance Reform Commission.
GERÉ's support involved configuring
UXP interfaces to facilitate
interconnection and the dialogue
between municipalities and MEF to
launch the process. MEF's Public
Finance Reform Commission is
continuing with the installation of the
necessary hardware and equipment
in the municipalities of Carrefour and
Tabarre.
Communal authorities and citizens
enrolled in remote trainings to improve
their management capacity
Training for communal/municipal leaders was
a key strategy to improve the capacity and
accountability of communal administrations.
Given the ongoing COVID- 19 pandemic and
continued political instability, GERÉ adapted the plan to offer remote training for communal
leaders. This training focused on good governance, the duties of communal authorities, and
the importance of being responsive to the local population. GERÉ’s partner, Viamo,
developed and rolled out the training via eight modules (Table 3) on the key governance
themes using Haitian Creole.
Table 3. Training themes for authorities on good governance
At the end of the governance training, authorities should have the capacity to:
• Understand the roles and responsibilities of each unit of government.
• Know how the municipal council and its various services must be organized to give better results
in the commune they lead.
• Understand the central government budget, its importance, and how it is prepared.
• Understand the term “inclusion” and how to promote inclusion within their commune.
• Understand the relations that the communal authorities should have with MICT.
• Know the relationship that must exist between the authorities and the population to allow civil
society to participate in everything that is done in the community.
• Have ideas on how the commune can carry out development activities and where the resources to
carry out these activities can come from.
• Understand the purpose and importance of a commune diagnostic assessment and prepare a
summary of what is and is not working well in the commune.
In parallel, GERÉ and Viamo designed distance learning for citizens on key good
governance themes using six modules on national and local government and civil society
roles as well as inclusion ( Table 4).
Improved CIVITAX application. Photo credit: RTI
International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 13
Table 4. Training themes for citizens on good governance
At the end of the training, citizens should have the capacity to:
• Understand the role of citizens and the role of the state, including mayors and municipal council,
senators, prime minister , and other ministers.
• Know roles of local authorities (Kasek and Asek), their work, and who can become a member.
• Understand the role of civil society, including the roles and responsibilities of citizens and the
power of civil society when it is well organized.
• Understand the term “inclusion,” the concept of valuing all people, and how to apply the term.
The remote training concluded
on November 30, 2021 with
352 participants: 117 in the
local authority curriculum
(mayors, technical managers
of municipalities, members of
ASECs, and Administrative
Councils of Communal Section
[CASECs], city delegates,
etc.); 186 in the citizen
curriculum; and 49 in both
curriculums (Figure 4). The
ultimate goal of strengthening
the capacities of communal
administrations and local
citizens is to enable them to
work more effectively together
to improve the delivery of
public services.
To understand how training participants were using the newly acquired skills and knowledge,
the GERÉ MEL and Communications teams conducted follow-up visits with authority and
citizen participants to learn more about the training results. In total, 97% of the participating
citizens and 87% of the authorities declared the training “very useful” and the feedback also
indicated that participants were using their new capacities to improve the implementation of
public hearings, participatory budgeting, and resource mobilization.
Figure 4. Participants in remote trainings
citizen
curriculum,
186
authority
curriculum,
117
both, 49
“This training has strengthened my commitment to the population and allows me to better
collaborate with the town hall and be more effective in my position.”
Ridore Peterson, city delegate for the commune of Carrefour and training participant
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
14 Final Report
2.1.3 IR 1.3: Improvement in selected government authorities’ capacity to
coordinate and deliver targeted, high- quality, and more inclusive public
services
Communal capacity assessments and action plans to improve service delivery in
progress
During FY 2020, the GERÉ team completed the revision and adaptation of the self-
assessment tool, Baromètre de la Bonne Gouvernance Locale Haïtienne ( BBGLH;
Barometer of Good Local Governance in Haiti) and carried out the first pilot test in Saint-
Raphaël in October 2020. This was followed by a second pilot test in Pignon during the
same period. GERÉ developed a guide and trained facilitators on the BBGLH self-
assessment process and development of an action plan. The main objectives of this activity
were to evaluate the functional capacity of the municipalities and its ability to apply and
adhere to the principles of good governance. In early 2021, GERÉ undertook a comparative
evaluation of the Évaluation des Capacités Fonctionnelles (Evaluation of Functional
Capacities) and BBGLH tools to potentially merge them. The plan was to apply the merged
tool to remaining communes. Unfortunately, this activity was cut during work plan activity
prioritization with USAID.
Ensure the proper implementation of public policies through the monitoring
application—SMS -GL
To help government bodies improve the
management and delivery of services,
GERÉ supported the MICT through the
DCT, to develop and launch an IT
system, the SMS-GL, that allowed the
Ministry to monitor commune
functioning. This activity helped to
ensure the effective application of public
policies, evolution of governance
practices at the local level, and provision
of services. It also facilitated
communication between the Ministry and
local authorities, enabled stronger
linkages, and reinforced oversight
duties. Additionally, in the context of the
fight against the COVID-19 pandemic, SMS -GL facilitates the monitoring of the protocol
adopted to prevent the spread of the virus while identifying the expectations of local
authorities and providing them with appropriate support. It also enables the design and
monitoring of specific public policies.
GERÉ, MICT, DCT, and DocSolutions worked together to design and develop the SMS -GL
to monitor and evaluate the local governance system. As of the close of the project, MICT
had started to integrate the data generated by GERÉ into the system, such as the toponymic
assessment and CIVITAX database.
GERÉ provided and installed the needed equipment and materials at MICT to facilitate the
use of the SMS -GL. DocSolutions carried out 4 capacity -building sessions on the SMS-GL
platform for 11 executive users within the DCT, including 4 women and 7 men. The DCT has
also selected and trained three administrators on SMS-GL’s management to ensure
sustainable ownership of the system within MICT.
Training SMS-GL users within the DCT. Photo credit: RTI
International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 15
In following up on the results of the new application, GERÉ found the SMS -GL system is
useful now and in the future. One DCT user said , “practically all public institutions could use
it, especially since the tool provides data from which analyses can be made. These analyses
can help in the decision- making process in these institutions.” Alt hough it was designed for
monitoring COVID -19, MICT used the application to identify the damage after the
earthquake in August 2021 in the South, demonstrating the broad usefulness of the
application for the GOH.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
16 Final Report
2.1.4 IR 1.4: Improvement in selected government authorities’ capacity to
mobilize resources
One of GERÉ’s greatest successes was making significant progress in the resource
mobilization process. Starting with a tailored, evidence- based assessment process, six of
GERÉ’s seven partner communes are now actively mobilizing resources.
1
Below is an
account of each of the detailed steps in this process.
Evaluation of fiscal potential of targeted communes
The resource mobilization process
began with an evaluation of the
fiscal potential of each commune
(Table 5) . Understanding the fiscal
potential allowed communal
authorities to anticipate the level
of effort needed and the
implementation steps and
resources needed to reach their
target. The participatory
assessment, led by IFOS,
included interviews with key
stakeholders, including mayors,
town hall representatives, General
Directors, tax officials, members of
civil society. This included a review of key administrative documents, such as revenue
reports and administrative accounts, and site visit observations in the commune.
GERÉ, led by IFOS, supported the fiscal potential assessments in successive stages in the
targeted communes, starting in Pignon and Saint-Raphaël, followed by Caracol,
Ouanaminthe, Cap- Haïtien, Tabarre, and, finally, Carrefour. Of note, GERÉ adapted the
approaches for Carrefour due to the security situation by gathering key information remotely.
To facilitate local ownership and a clear understating of the fiscal potential by authorities and
executives of the town halls, GERÉ facilitated a dialog on the assessment results in all
seven partner communes.
1
Tabarre was unable to make as much progress as the other communes due to programmatic issues
at the town hall, a lack of engagement and motivation from communal staff and authorities, the
security context in the commune related to the fuel crisis, and the reduced funding and unexpected
closure of the project.
Municipal agents conduct building assessments to inform tax
lines for FY2022. Photo credit: RTI International/GER É
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 17
Table 5. Fiscal assessment results
Commune
Baseline: 2020– 2021 fiscal
potential in gourdes
Estimated annual fiscal
potential (per year)
2021–2026 in gourdes
% change in
annual fiscal
potential
Pignon 200,000.00
(USD 2,000)
6,000,000.00
(USD 60,000)
2,900%
Saint-Raphaël 500,000.00
(USD 5,000)
6,250,000.00
(USD 61,000)
1,150%
Caracol 700,000.00
(USD 6,900)
3,000,000.00
(USD 30,000)
329%
Ouanaminthe 5,000,000.00
(USD 50,000)
30,500,000.00
(USD 30,0000)
510%
Tabarre 180,000,000.00
(USD 1,770,800)
235,500,000.00
(USD 2,316,800)
31%
Carrefour 120,000,000.00
(USD 1,180,500)
375,000,000.00
(USD 3,689,200)
212%
Resource mobilization progress in all seven communes
Following the fiscal potential assessment, GERÉ focused on domestic r esource mobilization
as a key activity, with a goal to provide essential resources to improve service delivery. The
process included several important stages, starting with a diagnostic of the fiscal
management and services of the communes followed by the toponymic survey and the
census.
Diagnosis of Fi scal Services. This process began in April 2021 with meetings to gather
information in all seven communes, including an evaluat ion of the fiscal management
structures to identify strengths, weaknesses, and areas for improvement. The results of
the diagnostic directly fed into capacity reinforcement plans for each commune. Specific
actions were tailored to the needs expressed by the authorities and town hall executives
with a goal to improve the performance of the commune 's fiscal services. Before the end
Municipal officials conduct the toponymic survey in Caracol in June 2021. Photo credit: RTI
International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
18 Final Report
of the GERÉ project, each commune approved their capacity reinforcement plan and
budget and committed to their implementation for FY2022.
Toponymic Survey. Next, each commune conducted a toponymic survey, which is a
mapping of the streets and counting of the houses . This identification process enables
the issuing of accurate tax invoices. As part of this process, GERÉ supported the
integration of the toponymic data into the CIVITAX database, following improvements to
CIVITAX (described in Section 3.1.2, IR 1.2).
Census Assessment. The third phase was the census assessment of buildings and
business. In collaboration with the fiscal department of each targeted commune, GERÉ,
through partner IFOS, completed the detailed calculation for each for type of tax. The
main tax types or lines are the Contribution Foncière de la Propriété Bâti (CFPB;
property tax), which is calculated through the assessment of existing buildings and the
patent and publishing rights (a payment from business to display street banners for
advertising), which is calculated through the assessment of existing businesses. All the
data was consolidated into a database with in CIVITAX.
In October 2021, communes began issu ing tax invoices to citizens and business. These
steps to improve the quality and accessibility of information related to taxes in the database
inside CIVITAX will facilitate the follow- up for the payment of the CFPB and the patent and
publishing taxes. By improving these revenue collection processes, GERÉ’s partner
communes are better able to mobilize local resources for improved service delivery.
To support the
revenue
mobilization
process in Pignon,
Saint-Raphaël,
and Caracol,
GERÉ trained 23
fiscal agents (18
men and 5
women) working
for DGI in the ALIs
to increase their
ability to fulfill their
tax collection
duties. Given the
high revenue
mobilization target
for 2022 in these
three communes, this training was an important part of the plan to increase the agents’
ability to manage the tax collection process. Table 6 shows the status of each step in the
revenue mobilization process by commune.
DGI fiscal agent training. Photo credit: RTI International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 19
Table 6. Revenue mobilization process status
Commune
Evaluation
of the
fiscal
potential
Diagnosis
of tax and
finance
services
Toponymic
survey
Communication
plan to support
fiscal
mobilization
Property
census
Implement
collection
of
communal
taxes
(issue
vouchers,
collect
taxes, etc.)
Cap-Haïtien Complete Complete Complete Complete Complete Ongoing
Caracol Complete Complete Complete Complete Complete Ongoing
Carrefour Complete Complete Complete Planned Complete Ongoing
Ouanaminthe Complete Complete Stopped Complete Complete Ongoing
Pignon Complete Complete Complete Complete Complete Ongoing
Saint-
Raphaël
Complete Complete Complete Complete Complete Ongoing
Tabarre Complete Complete Stopped Stopped Stopped Not
applicable
Communications in support of resource mobilization in communes
As part of the collaboration between the
GERÉ project, the MICT, and target
communes to support communal tax
mobilization, the project facilitated the
development of communication plans
(Figure 5) for the target communes of
Pignon, Saint-Raphaël, Caracol,
Ouanaminthe, and Cap-Haïtien. The
communication plans sought to help the
communes inform the population about
the importance of paying taxes and
motivate potential taxpayers to fulfill
their legal obligation. Greater tax-
paying compliance will enable the
communes to generate the resources
necessary to provide and improve
services to the population.
Mayor of Saint Raphael (right) and GERÉ staff (left)
discuss communications plan for revenue mobilization.
Photo credit: RTI International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
20 Final Report
The messages were based on the following assertion, “w ithout tax payment no public
service is possible.” Using a variety of tactics, such as sound trucks, street banners,
websites, social media, and meetings , the communes communicated with their citizens from
August to November 2021 as a prelude to FY2022.
The communication plans were designed using a
participatory approach, adapted to the specificity of
each commune, and implemented by each
commune. GERÉ provided coaching to increase
the capacity of each municipality to successfully
design and implement a communication strategy
and to replicate the process in future years.
Figure 5. Communication products to
support tax mobilization, by commune
Notable early successes in the resource mobilization process
• GERÉ successfully advocated for the transfer of Pignon revenues from the DGI to
Pignon commune during the last two fiscal years, i.e., FY2020 and FY2021. For
about two years, the Pignon municipality had not received the revenues collected by
the DGI on its behalf.
• In Pignon and Caracol, the project supported the communes to identify new areas
that can help increase communal revenues. For example, Caracol is investigating the
potential for taxation mechanisms for businesses that work in the salt marshes. DGI
will study the taxation mechanisms for new opportunities and will support the
communes in this process.
• Mayors and municipal officials have become very actively involved in the fiscal
potential evaluation, diagnostic of tax and finance services, and toponymic surveys.
8
4 5
3
3
1
1
1
1
24
16 24
12
12
8
8
8
8
Cap-Haïtien Caracol Ouanaminthe Pignon Saint-Raphaël
Communication Products to Support Tax Mobilization, by
Commune
Banners and Poster Twitter, Facebook or Website DJ Sound Truck (# of outings) Radio Airtime (# of hours)
Billboard to support tax collection in Cap-Haïtien.
Photo credit: RTI International/GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 21
This promotes sustainability and increases effectiveness of the communes’ ability to
engage with taxpayers and mobilize resources.
• In part due to advocacy from GERÉ, in August 2021 the new MICT M inister launched
efforts with the MEF that encouraged the payment of the 1.6 billion gourdes in salary
arrears to the communes. Initial feedback is that the government will start paying
salary arrears in February 2022.
2.1.5 IR 1.5: Improved decision-making process through a reliable and sound
information system on foreign governance financing and programming
GERÉ established a partnership with the Ministère de la Planification et de la Coopération
Externe (MPCE; Ministry of Planning and External Cooperation) to introduce the governance
module in the Module de Gestion de l’Aide Externe (MGAE; External Assistance
Management Module). This was a key component of improving information on governance
programming financed by financial partners. MCPE developed the MGAE software in 2014
to facilitate coordination across donors and programs. GERÉ completed the orientation on
methods and finalized a work plan with the MCPE Cadre de Coordination de l’Aide Externe
au Développement d’Haïti (CAED; Framework for the Coordination of External Aid for
Development in Haiti) department. GERÉ also developed a technical note on the
characteristics of governance projects.
Changes in leadership within MPCE and the challenging security circumstances in Haiti
stalled further progress on the technical note. At the close of the project, GERÉ encouraged
MPCE and CAED to continue implementing the plan so that the module could facilitate
improved decision- making processes using a reliable and robust information system on the
financing and programming of governance activities in Haiti.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
22 Final Report
2.2 Objective 2
* PREPOC = Plan de relance économique post-COVID-19 (Post-COVID-19 Economic
Recovery Plan)
2.2.1 IR 2.1: Implementation, strengthening, and accessibility of
accountability and transparency mechanisms
Public hearings strengthening citizen participation and transparency
With the support of GERÉ, the three communes of Pignon, Saint-Raphaël, and Carrefour
held public hearings on June 16, June 17 , and August 26, 2021, respectively. These
hearings were spaces for constructive and transparent exchange, public deliberation, and
negotiation on local public policies and resource allocation. They facilitated citizen input in
decisions related to local development priorities, service delivery, the communal budget, and
other strategic topics . The three sessions were focused on the theme “The importance of t ax
mobilization in the i mplementation of communal public investments in the context of the
communal development plan.” Participants included state actors; communal officials; civil
servants; and non-state actors, including civil society organizations, community-based
organizations, youth organizations, women's organizations, and local leaders (Table 7 and
Figure 6) . The GERÉ project ensured the public hearings purposefully included diverse
participants (see Table 7 for data on participants).
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 23
At the end of the meetings, the
commune authorities and
citizens reached a consensus
on a set of priority communal
projects for implementation
during FY2022, including
construction of markets; a
public square; sanitation and
waste management;
construction of canal, road and
hospital; water supply; and
electricity.
Table 7. Participant details from public hearings in three communes
Commune Total participants
Men/women
participants
State/non- state
participants
Pignon 35 25/10 15/20
Saint-Raphaël 58 42/16 21/37
Carrefour 79 56/23 20/59
Citizens from the three communes shared with GERÉ staff their perspectives on the
importance of these exchanges, noting that they allow citizens the opportunity to make
proposals for priority projects in their community.
The other five target GERÉ communes were not able to conduct public hearings for several
reasons—most of the communes were experiencing difficulties related to salary arrears
while others were dealing with socioeconomic and security issues.
Citizen participation in the state budget and PREPOC
GERÉ engaged the consortium of Papyrus/Groupe Croissance to
support MEF on a participatory process to prepare the state budget
and the PREPOC. MEF gained insights into citizen perspectives
through 10 focus groups held in March – June 2021 on the budget
processes, specifically the PREPOC, so that the MEF can encourage
greater citizen participation. The focus groups were held with
representatives from the private sector, women's groups, university,
agriculture, private sector, women who are former ministers and
secretaries of state, persons with reduced mobility, and the
construction sector.
Although participants noted that they appreciated MEF's efforts, their comments reflected a
sense of dissatisfaction with the government's approach, which they believed was not
participatory. Participants expressed their willingness to engage in the process but felt that
MEF should adopt a technical approach to budget preparation based on the real needs of
the population and on well- defined public policies. Through the GERÉ project, the
Papyrus/Groupe Croissance consortium used the recommendations from these discussions
to inform MEF's future approach to budget preparation. The end goal was to enable
transparency in government transactions and consideration of all sector needs for an
inclusive development approach and better governance.
Carrefour public hearing on August 26, 2021. Photo credit: RTI
International/GERÉ
10 focus groups
134 participants
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
24 Final Report
Given the extensive interest in budget
participation and PREPOC processes, the
consortium dedicated an entire edition of the
DevHaiti magazine (Volume #22), to the
PREPOC. Finally, the consortium produced
three high quality videos : one on the budget
preparation process, a second on the
participatory approach to budget preparation,
and a third on public procurement. The videos
were published on Papyrus and partners ’
websites, social media, and the MEF website.
2.2.2 IR 2.2: Increased involvement of
civil society, the private sector, and citizens in local development
Sharing results and recommendations of the COVIGILANCE evaluation
Under the objective of strengthening the capacity of civil society to participate in anti-
corruption efforts, the GERÉ project supported the COVIGILANCE platform, composed of
five recognized civil society associations, to evaluate the government's action in response to
COVID-19. The project also facilitated the development of a communications plan to
increase awareness of the findings and recommendations in the report. These actions raised
awareness among central, departmental, and local government actors of their responsibility
to provide an effective and efficient response to pandemics and other natural disasters,
accompanied by sound and transparent management of public funds that benefit the
population. The evaluation was completed in quarter 1 FY2021, after which GERÉ and the
COVIGILANCE platform focused on communicating the findings to the concerned institutions
and interested third parties. Communication included distributing professionally printed
reports, conducting interviews on radio programs with large audiences, posting interviews on
the COVIGILANCE platform website and Facebook page, and publishing articles on the
report’s findings and recommendations in local newspapers.
These actions raised awareness among
central, departmental, and local
government actors of their responsibility to
provide an effective and efficient response
to health emergencies/pandemics and
natural disasters, accompanied by sound
and transparent management of public
funds that benefit the population.
GERÉ expects that the COVIGILANCE
partners will continue to promote the
report, its findings, and recommendations.
Video still on participatory budgeting approach, produced by
Papyrus and Group Croissance consortium. Photo credit:
Papyrus/Groupe Croissance consortium
Leader of the COVIGILANCE platform, Professor
Desroches discussing the COVIGILANCE report on "Le
Point" program
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 25
Understanding citizen satisfaction
Because citizen satisfaction is an important indication of a local government's ability to
provide services to citizens, GERÉ conducted a survey, through Viamo, asking the question,
What percentage of citizens in the targeted communes are satisfied with the work of
communal authorities in coordinating and delivering services? The survey was implemented
from May to November 2021
and a total of 159 citizens
completed it (Figure 7).
The results indicate most of the
respondents were “not satisfied
at all” with communal services
(56%). When asked which
services they were most
dissatisfied with, respondents
said trash removal (60%),
health services (20%),
education (11%), and potable
water (9%). The data provide
important information for
communes to understand their
citizens’ perspectives and
analyze opportunities for
improvement.
2.2.3 IR 2.3: Increased inclusive participation of citizens (women, youth,
people with disabilities, and other marginalized groups) in planning for
the development of their community
Central government representatives’ participation in a GESI workshop and
discussions on ways to concretely integrate the approach for policies and programs
that ultimately lead to more inclusive service delivery
To promote the
enhanced inclusive
participation of citizens
(particularly, women,
youth, people with
disabilities, and other
marginalized groups) in
the development
planning of their
communities, the
GERÉ project
organized a GESI
workshop in April 2021
for central government
counterparts. The
workshop focused on
understanding and
using the GESI
approach in the
development of public
policies and programs
Figure 6. Results of citizen satisfaction
survey on communal services
GERÉ Chief of Party, Uder Antoine, presents opening remarks at the GESI
workshop. Photo credit: RTI International/GER É
Trash
removal
60% Potable
water
9%
Health
20%
Education
11%
Which services are you most dissatisfied
with?
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
26 Final Report
that will ultimately impact service delivery to the population. The workshop included 34
executives (19 women, 15 men, 10 youth, and 4 people with a disability) from 8 ministries
and government institutions. The workshop also included distinguished guests, including
Prime Minister Jouthe Joseph, the Minister of the Interior, the General Coordinator of
OMRH, the MPCE Minister, the Minister of Education, the Minister of Public Health, the
Secretary of State for Persons with Disabilities, the Minister of Women's Affairs and
Women's Rights, and high- level officials from other relevant ministries.
Following the workshop, GERÉ staff supported central government counterparts to develop
a progress report card and action plan to promote inclusion in their work. For example,
following the workshop, the MPCE’s Gender Focal Point sent the GERÉ project its report
card indicating the progress made and requesting technical support, particularly in training
and document writing.
2.2.4 IR 2.4: Increased media interest on governance issues and reliability of
published information
GERÉ had planned to organize a workshop with journalists on key governance topics,
followed by a scoring competition to recognize the best articles. However, due to the difficult
sociopolitical and security context, USAID encouraged GERÉ to streamline its work plan and
this activity was dropped.
2.3 Objective 3
Given the lack of a functioning parliament ,
2
many of the activities originally planned under
this objective were dropped as GERÉ prioritized work in the other two objectives. Those
activities that moved forward are discussed below.
2
In January 2020, the mandate of almost all Haitian parliamentarians came to an end. Although the
number of senators still in office today is debated on the Haitian political scene, the mandate of all
“Députés” has come to an end. The legislative and communal elections that should have been held in
November 2019 did not take place because, among other reasons, the framework law for the
organization of elections was not passed. As a result, parliament is not operational.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 27
2.3.1 IR 3.1: Strengthened coordination mechanisms at local and national
levels on sectoral public policies
With the goal to improve the
coordination of public services delivery,
GERÉ supported central government
actors and local authorities to update
the MICT Recueil de textes normatifs
annotés entourant l’action locale
(Collection of Annotated Normative
Texts Surrounding Local Action). These
include an inventory of texts and
analysis of the roles and responsibilities
of local authorities, deconcentrated
government services, and central
services.
GERÉ hired two junior jurists to support
updating MICT’s Collection of
Annotated Normative Texts. The jurists
collected nearly 30 texts related to local
governance, submitted them to the
MICT–GERÉ revision committee, and provided th e final version to MICT for publishing. The
revised Collection of Annotated Normative Texts related to Local Action will enable local
authorities to better understand their roles and those of the various state entities. The goal is
to strengthen coordination between local and central actors on public policies and the
delivery of public services.
2.3.2 IR 3.2: Improved mechanisms for communication and collaboration
between different levels of government and with parliament
Given the lack of a functioning parliament , activities under this IR were dropped. A ctivities
related to the other parts of the government are reported under the other IRs.
2.3.3 IR 3.3: Development, testing, and implementation of learning and
exchange mechanisms between communes
To support exchange and learning between communes, GERÉ provided technical
assistance and support to MICT to create a legal and administrative framework for
intercommunal cooperation. As a first step, GERÉ supported MICT to organize a workshop
to collect good practices and support a study conducted by the firm, Unité Caribbean, on
intercommunal experiences in Haiti.
MICT’s Recueil de textes normatifs annotés entourant
l’action locale
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
28 Final Report
The workshop was held November 12– 13, 2020 using a hybrid format with online and in -
person participants and stakeholders. Representatives of communes, especially those with
intercommunal experiences; the MICT; the Unité Caribbean firm; and experts from countries
in Africa, Latin America, and the Caribbean shared their experiences with Haitian actors.
Overall, the exchanges focused on the following points:
• Intercommunality and its characteristics
• A presentation on initial results from a study on
the modalities of intercommunal cooperation
and intercommunal dynamics in Haiti
• Different forms and financing of
intercommunality
• Challenges and impacts of intercommunal
dynamics on local development.
Following the workshop, GERÉ prepared a report for
MICT on the highlights and resolutions adopted during
the workshop. It focused on the different forms of
inter-communality that exist in Haiti, including the
Agences Techniques de Développement Territoriales
(Technical Agencies for Territorial Development),
project structures, associative structures, and
urbanization, as well as the steps to improve the
structure, operating methods, governance, and
financing.
MICT distributed the report to its stakeholders,
including UNDP, mayors’ offices, and state entities.
The report will help MICT to finalize the study on
intercommunal experiences in Haiti and the regulatory framework for intercommunal
cooperation in the country. The ultimate objective is to spread lessons learned and best
practices on service delivery, as well as introduce cooperation on specific service provisions
that support service improvement for Haitian citizens.
2.4 MEL
Report prepared by GERÉ for MICT on
intercommunality. Photo credit: RTI International/
GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 29
Adaptive MEL system
The GERÉ project implemented an adaptive MEL system, regularly collecting quantitative
and qualitative data, with a focus on beneficiary feedback and perspectives. Baseline survey
details are available in the lo cal and central baseline report submitted to USAID in 2020.
GERÉ’s electronic database facilitate d reporting for the project and provided secure and
high-quality data management.
The GERÉ team organized f requent learning events that facilitated learning and
adaptation. This included quarterly internal pause-and-reflect sessions to discuss activity
progress and needed adaptations. One session each year included a rapid internal
performance evaluation and preparation of the following year’s work plan. During these
sessions, the staff analyzed successes and challenges to determine lessons learned and
developed specific actions to improve future implementation. The team also made
recommendations for ways to adapt future activities.
GERÉ also developed a learning agenda to facilitate the project’s adaptive management.
This agenda was designed to ask questions that accounted for gaps in information in routine
monitoring and data collection and find opportunities to implement learning activities to
obtain data on these questions. These sessions also promoted ways to use these data,
make project adaptations, and share the lessons and findings from the studies. Learning
questions and subsequent activities were developed in collaboration with project staff and
core partners
In FY 2020, the project answered the first learning question: How did the conclusions and
recommended actions in the rapid baseline PEA during the inception period affect the
project design and planning of Year 1 activities?
The overall finding for this learning question was that the PEA- GESI evaluation had a
considerable impact on the planning of activities for the first year. It effectively enabled the
selection of 10 communes according to the pre-established criteria. The data obtained
during this evaluation also informed most of the activities in the work plan for the first year of
implementation. Furthermore, this evaluation helped the project refine the focus of
interventions while emphasizing cohesion and social inclusion.
The FY 2021 GERÉ learning question was based on the project’s COVID-19 response
plans: How has GERÉ contributed to the strengthening of government response
efforts to COVID-19 at the local and central levels?
This learning question resulted in feedback that citizens lacked trust in the mobile survey
process and interest in anything related to the Haitian State as they believed no
improvements would result from their engagement. Participants , especially after seeing the
way other countries handled COVID-19, were largely unsatisfied with the GOH 's response.
At the central level, MICT respondents celebrated the usefulness of the new SMS-GL
monitoring application while the COVIGILANCE consortium stated that it was grateful for
GERÉ's contribution to its evaluation report on the GOH response to COVID-19 work. The
representatives of the COVIGILANCE consortium appreciated the important role that civil
society played in highlighting the fiscal management of the response to COVID-19. Papyrus
respondents stated that GERÉ's work made PREPOC more transparent and participatory
and supported MEF's commitment to regularly consult citizens on the decisions that
mattered to them. Papyrus representatives believed that this work could serve as an
example for other jurisdictions, saying “ all levels of government, central and local, can
benefit from being more transparent with their citizens in order to gather more information to
improve services, which is the first duty of any government body.”
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
30 Final Report
Participants also provided insights into the way these COVID-19 response activities have
made notable contributions to anti- corruption, transparency, citizen participation, social
inclusion, and capacity building for stakeholders at the local and central levels.
More details are available in the two learning question reports that were submitted to USAID.
Performance Indicators
The final data on GERÉ’s indicators are summarized in table 8.
Table 8. Final Summary of Performance Indicators
Code Title Data Explanation
PL1
Number of targeted entities that have
implemented and applied internal audit
procedures
1
The audit unit is established, and capacity-
strengthening activities are complete . CNMP
plans to go to the GERÉ target communes in early
2022 to implement internal audit procedures.
PL3
Percentage change in target
communes’ own- source revenue
n/a
GERÉ supported target communes to begin
implementing revenue generation activities at the
start of FY 2022. Given the reduced funding and
unexpected closure of the project, as well as the
complex security situation, GERÉ was unable to
re-assess own- source revenue totals to calculate
a change over time.
PL4
Percentage of citizens in targeted communes who are satisfied with the work of communal authorities to coordinate and provide services
20%
Only 20% of citizens in the 7 targeted communes
were satisfied with municipalities' service delivery.
PL5
Number of mechanisms that exist and are operational to encourage resource mobilization
32
Resource mobilization mechanisms were
operational in all 7 communes. This included 6
studies of fiscal potential, 7 diagnostics of tax and
finance services, 6 toponymic surveys, 6
inventories of buildings and properties, and 7
communications plans.
PL6
Number of public hearings conducted in target communes on priorities, budget,
or annual plans
3
Pignon, Saint-Raphaël, and Carrefour held public
hearings.
DR 2.4-2
Number of mechanisms for external oversight of public resource use supported by U.S. Government (USG) assistance
3
The project supported the COVIGILANCE platform to study the quality of the GOH COVID-
19 response. The project also completed the first draft of the Procedures Manual for CSCCA oversight. Finally, GERÉ supported the OMRH in
the publication and dissemination of the manual
on the management of the state's assets.
PL7
Number of organizations representing marginalized groups involved in budgeting processes and/or advocacy for public service delivery
5
GERÉ supported the involvement of 2 women’s groups and 2 youth groups in Saint-Raphaël and 1
youth group in Pignon in public hearings and civil society platform capacity-building activities.
DR.4-
1 (F
2.4-6)
Number of USG-supported activities
designed to promote or strengthen the
civic participation of women
4
GERÉ implemented 4 activities to promote or
strengthen the civic participation of women. This
included a central-level GESI workshop and 3
public hearings that promoted the civic
participation of women.
PL8
Number of articles published, or reports made on local governance following
project interventions
30
GERÉ published 30 pieces covering communal
partnerships, GOVIGILANCE report, GESI workshop, and public participation and awareness on budget processes.
PL11
Number of intercommunal initiatives aimed to help communes solve
common problems
1
The project supported a workshop on
intercommunality that involved 121 participants.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 31
Code Title Data Explanation
PL12
Number of actions implemented to
improve accountability of COVID-19
funding
7
This included a satisfaction survey regarding
government interventions on COVID-19; technical
support to 3 communes (response planning and
communication equipment) and support to the
COVIGILANCE platform for the evaluation of
government expenditures; development of the
COVID tracking application with MICT; and citizen
engagement in PREPOC with Papyrus.
3. Lessons Learned and Recommendations
Below are the key lessons learned and recommendations gathered from the GERÉ team
and key local partners.
Expect challenges. The GERÉ team has clearly learned that challenges may change
over time, but they will always be present. Thus, the team continued to adapt working
approaches and methods, strengthen collaboration with counterparts, and change
schedules as needed to adapt to the ever-evolving context. In short, the extremely
challenging context-built resilience in the GERÉ team, partner s, and stakeholders
Work plan adaptation is critical. When working in such a challenging environment,
adaptive management of the work plan is essential. Several prioritization processes in
partnership with USAID, helped the team to look carefully at activities, assess the ability
to effectively implement them given the context, and focus project activities. Although a
challenging experience, the resulting work plans were more realistic given the context
challenges in Haiti.
Relationships are key. The focus early in the project of building and strengthening
relationships over time helped improve project implementation and results. This includes
strong communication and support from USAID counterparts. One example is the
advocacy that the GERÉ team undertook on behalf of the Pignon commune, which
resulted in DGI sending two years’ worth of revenue to the commune.
Prioritize a holistic, long -term approach, including commune and central
government. Future governance projects in Haiti should prioritize a holistic approach to
implementation and a recognition that results in governance programming often take
more time to achieve results. If the goal is to enable capacity and improvements at the
commune level, then support and interventions with counterpart entities at the central
government level are critical for success and sustainability. Many of the essential duties
of government are interconnected between central and local levels and lasting change
will require efforts on both fronts.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
32 Final Report
Annex 1. Financial Management
[REDACTED]
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 33
Annex 2. Learning Brief: GERÉ Contributions to the Government of Haiti
COVID-19 Response
Learning Brief: GERÉ Contributions to the Government of
Haiti COVID-19 Response
January 2022
USAID/Haiti Project Supporting the Efficient
Management of State Resources/ Projet d'Appui à
la Gestion Efficace des Ressources de
l’État (GERÉ)
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
34 Final Report
1. CONTEXT
This learning brief is a summary of the results of the learning agenda for USAID/Haiti’s
project, Supporting the Efficient Management of State Resources known, known in French
as Projet d’Appuil a la Gestion Efficace des Ressources de l’État or simply GERÉ. GERÉ
was a three-year project to assist the Government of Haiti (GOH), both at the central and
local levels, to improve good governance, transparency, accountability, and citizen
participation. As part of its Collaborat ing, Learning, and Adapting (CLA) approach, GERÉ
dedicated its fiscal year ( FY) 2021 learning agenda to the question:
How has GERÉ contributed to the strengthening of response efforts to COVID-19 by
government authorities at the local and central levels?
FY 2021 was marked by the COVID-19 health crisis and GERÉ conducted several activities
to support the GOH’s response efforts to the crisis at both local and national levels.
Specifically, GERÉ
• Conducted a citizen satisfaction survey on the GOH’s management of COVID-19
funds;
• Distributed communication materials in three target communes (Caracol, Pignon and
Saint-Raphael);
• Supported civil society, through COVIGILANCE, via an evaluation of the use of
COVID-19 funds by the GOH;
• Enabled the development of a monitoring and evaluation application for the evolution
of COVID-19 for the Ministère de l’Intérieur et des Collectivités Territoriales (MICT;
Ministry of the Interior and Territorial Communities); and
• Contributed to the promotion of the Plan de relance économique post -COVID-19
(PREPOC; Post-COVID-19 Economic Recovery Plan) from support provided to the
Ministère de l'Economie et des Finances (MEF; Ministry of Economy and Finance).
2. METHODOLOGY
To answer this learning question, GERÉ collected qualitative data through key informant interviews and focus groups with stakeholders at the local and central level, including 3
mayors and 10 managers/employees in the town halls, 23 members of civil society, and 6
representatives of central- level partners from COVIGILANCE consortium and Papyrus. The
GERÉ team used semi-structured questionnaires to solicit information from the stakeholders
on the implementation of activities, perspectives on the contributions of project activities, and
recommendations for the future.
3. KEY FINDINGS
Communication equipment was appreciated, but functioning electricity and Internet
are necessary for the equipment to make an impact.
All three partner communes believed the equipment would enable them work remotely and
maintain a functioning commune, yet a lack of power, operational Internet, or even the right
equipment (batteries) to make the solar panel system function necessitated further support.
Demonstrating its adaptive approach, GERÉ responded to this need by working with
communes to identify outstanding requirements and then support the provision of solar
panels, batteries, or an inverter generator to facilitate the office functioning.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 35
Respondents fear the citizen- satisfaction survey on the GOH COVID response will not
lead to government action.
Among both citizens and municipal government employees, the majority of respondents
were glad to share their dissatisfaction, although a few shared their perspective that the
COVID-response issues were not the most pressing, especially given there are more
important problems facing citizens, in their view. A clear trend among responses was a belief
that the survey results would not lead to concrete actions from GOH. One commune
employee said, “even after receiving the results, we do not expect any follow-up or
improvement.”
GOH did make contributions to local communes, but the impact was minimal.
The three partner communes received a grant of 250,000 gourdes from the Haitian state,
which they used to provide families with cleaning kits, install handwashing buckets, and
spread awareness messages about COVID-19 throughout the commune. However,
municipal employees felt this was insufficient to reach their citizens. Civil society
respondents were unaware of the role of the GOH and the local authorities in these actions
and lamented that these “small efforts” had not reached many people in the commune.
The COVIGILENCE evaluation of the government's response to the coronavirus was a
successful and widely disseminated effort.
In reviewing the evaluation results and consulting stakeholders, we found the evaluation was
well conducted and distributed broadly to civil society organizations and institutions at both
the central and departmental levels, shared with USAID partners, and disseminated through
radio/television broadcasts and newspaper articles. The Ministry of Health also expressed
intentions to use this evaluation as part of its work. The Initiative de Société Civile (ISC; Civil
Society Initiative) consortium credited GERÉ with significant contributions to its success by
noting, “in addition to the funding, GERÉ initiated contact with the heads of state institutions
and made suggestions that helped improve the final evaluation.”
The new COVID-19 monitoring and evaluation application for the MICT is useful now
and in the future.
The Système de Monitoring et de Suivi de la Gouvernance Locale (SMS-GL; Monitoring and
Local Governance System), an electronic platform for monitoring and coordinating local
authorities, allows the MICT to fulfill its mission of evaluating the administrative acts of
communities and support local governance. The 11 MICT employees trained to use the
platform thought the application had wide applicability with one user saying, “ Practically all
public institutions could use it, especially since the tool provides data from which analyses
can be made. These analyses can help in the decision- making process in these institutions.”
Although it was designed for monitoring COVID-19, MICT also used the application to
identify the damage after the earthquake in August 2021 in the South, demonstrating the
broad usefulness of the application for the GOH.
PREPOC is more transparent with greater participation and supported MEF's
commitment to regularly consult the public on decisions.
The involvement of 134 citizen and civil society participants created greater transparency
and participation in the budget and PREPOC processes. This work also helped fulfill MEF's
commitment to regularly consult the public on the decisions that matter to them and that
have important and far-reaching consequences for communities around the country. GERÉ’s
partner, the Papyrus-Groupe Croissance, believes this work can serve as an example to
other institutions: “ all central and local authorities can benefit from more openness towards
their citizens in order to gather more information for the improvement of services, which is
the first duty of any government authority.”
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
36 Final Report
Conclusion
The activities implemented by GERÉ to support the COVID-19 response efforts also had
significant contributions to anti-corruption, transparency, citizen participation, social inclusion
and capacity building of stakeholders at the local and central levels. As authorities in Haiti
begin to look beyond the COVID-19 crisis, these efforts can serve as examples for good
governance practices for Haitian institutions and future programs.
4. IMPLICATIONS FOR FUTURE PROGRAMMING
Recommendations for future programs targeting communes and central authorities
• Ensure that municipalities find the necessary materials to ensure the proper
functioning of provided equipment and build the capacity of executives or managers
in the maintenance and sustainability of equipment. Following this finding, GERÉ
began this support to communes in October and November 2021.
• Promote the features of the new monitoring application so that central authorities
beyond the MICT can use it in the design, provision, and monitoring of services to the
population.
• In all activities, involve diverse citizens, such as groups of youth, women, and people
with reduced mobility. This approach increases diversity and inclusion in activities
and promotes local ownership and sustainability.
• Encourage communities and municipal authorities to engage and provide feedback
on interventions. This builds trust and enhances sustainability.
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 37
Annex 3. Success Story: Tax Mobilization
USAID helps boost tax revenues in target communes to provide
services to the population
Most communes in Haiti have very few resources to provide basic services, such as potable
water, electricity, and efficient waste management to local populations. These resources are
supposed to come primarily from the collection of taxes. However, most citizens do not pay
their taxes for a variety of reasons, such as insufficient financial means, poor fiscal
education, or a lack of trust in local authorities to effectively manage communal funds. The
Carrefour commune, for instance, is only able to collect property taxes on roughly 6,000 out
of 150,000 eligible properties, according to the general director, Carl-Henry Chery. This
results in very low revenues and insufficient means to execute projects to improve the quality
of life through improved services in these communes.
When the United States Agency for International Development (USAID)- funded Project
Supporting the Efficient Management of State Resources ( GERÉ; Projet d’appui à la Gestion
Efficace des Ressources de l’État) project contacted Cap- Haïtien to support tax mobilization
efforts in the commune, the mayor was ecstatic. “This project came about in a context where
the commune administration finds it very difficult to pay its employees and provide services
due to a lack of necessary materials to effectively carry out its mandate. This is particularly
true for our communications department, which must continually sensitize the population to
paying their taxes and support the vision for the commune,” explained Yvrose Pierre, Haiti’s
first elected female mayor. In other words, a good number of citizens and businesses do not
know about their obligation to pay taxes on properties, businesses, or professional licenses.
“Most of our revenues come from property taxes,” said Mr. Chery, the fiscal manager in the
Carrefour commune. “There isn’t enough information out there on the many different taxes
that must be paid.”
Town hall agents in the Caracol commune receive training to conduct toponymic surveys that allow the
identification of streets to facilitate the census of taxable properties. Photo credit: RTI International/GERÉ
The GERÉ project took the following multi-prong approach to fiscal mobilization:
1. Conduct a diagnosis of the town hall fiscal services (tax department) to identify
shortcomings and train commune agents on toponymic surveying to identify streets
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
38 Final Report
and properties for the census of taxable properties and businesses in target
communes.
2. Conduct a fiscal potential assessment to identify the various potential sources of tax
revenue within the commune, outside of the traditional taxes.
3. Assist town halls in holding public hearings to open channels of communication with
the population and report to taxpayers in total transparency.
4. Conduct communications campaigns to sensitize the population to their obligation to
pay taxes to generate enough revenues to provide services.
In terms of feedback, Faustin Joseph, General
Director at the town hall of Saint-Raphaël stated,
“The GERÉ project has brought about great
changes in the functioning of local government by
building the capacity of the commune in tax
mobilization through the training of our agents to
carry out the census of properties,”. Mayor Pierre
added, “The real change has come inside the fiscal
services of the commune. It will allow us [to]
strengthen our administration to become more self-
sufficient and to implement two major flagship
projects: a new public market to decongest streets
of our beautiful historic city and facilitate the
rehabilitation of the Toussaint Louverture public
square. ”
Empowered fiscal agents and galvanizing
messages are breathing new life into the
communes. “GERÉ’s actions will allow the
commune of Saint-Raphaël to increase its tax base
and make several investments in the municipality,”
explained Mr. Joseph. “It will show the taxpayers
that their contributions are not lost and that they
have a return on their investments.”
GERÉ was a three-year project funded by
USAID/Haiti and implemented by RTI International.
Local partner Institut de Formation et de Services
(IFOS; Institute for Training and Services)
implemented the fiscal mobilization component of the project. GERÉ operated in seven
target communes: Pignon, Saint-Raphaël, Caracol, Ouanaminthe, Cap -Haïtien, Tabarre, and
Carrefour.
Vice Mayor of Cap-Haïtien , Patrick Almonor,
is happy with the communications support
offered by GERÉ, showcasing here one of
the beautification projects for the city. Photo
credit: RTI International/ GERÉ
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
Final Report 39
Annex 4. Success Story: Remote training for communal authorities
Building local authorities’ capacity to better serve communes
It’s Sunday afternoon at 3:00 PM and Jean
Emmanuel Calixte, General Director of
Pignon commune, rushes to answer the
phone. It is his weekly rendezvous with a
new module on local governance offered
by the United States Agency for
International Development (USAID)-funded
Project Supporting the Efficient
Management of State Resources (GERÉ;
Projet d’appui à la Gestion Efficace des
Ressources de l’État) project. Mr. Calixte
does not want to miss this call because the
training he receives helps him perform his
job better and has made him more aware
of his responsibilities toward the people of
his commune.
Local authorities in Haiti’s communes are
often ill- equipped to carry out the mission
for which they have been elected or
appointed, making local governance a complicated, challenging issue. These include
mayors, general managers, delegates, and members of the Administrative Councils of
Communal Section (CASEC) and of the Communal Section Assembly (ASEC). Appointed
officials are often not aware of the responsibilities of their positions, some having been
moved into these positions without prior experience, training, or support. These
shortcomings result in weak capacity, inefficient institutions, and poor local services to the
local population.
To provide these local authorities with the knowledge they need to be affective
administrators, GERÉ partnered with Viamo. First, GERÉ and Viamo conducted a series of
focus groups with stakeholder groups and experts to determine gaps in knowledge, establish
best practices, and facilitate learning among the authorities and citizens. Viamo developed
eight modules based on the identified themes of local governance capacities, including good
governance, the duties of communal authorities, budget preparation, and the importance of
being responsive to the local population. Originally planned as in- person training sessions,
GERÉ had to adapt the plan in the midst of the COVID- 19 pandemic to offer the sessions
remotely to communal leaders. Overall, 159 out of the 326 individuals who participated in the
remote training program were local authorities. GERÉ registered them through the 8844
information line, launched in partnership with Viamo.
“I’ve worked nine years as General Manager of [the] Saint-Raphaël commune and I’ve
served under four councils. Working with them was hard,” stated Faustin Joseph, General
Manager at the town hall of Saint-Raphaël. “The GERÉ project helped me to understand my
responsibilities and that of the mayors’, and how we should work together. Today, I work in
harmony with the mayor and I’m a better manager for it.”
A module focusing on the collaborative relationship that must exist between the authorities
and the population inspired the Mayor of Saint-Raphaë l to hold public hearings to better
inform citizens of town hall activities. Another module on budget preparation enabled
Reginald Pierre, an ASEC member charged with controlling CASEC activity in Tabarre
commune, to improve his ability to track the budget. “This allows us to better monitor the
Advertisement for 8844 Information Line. Photo credit:
Viamo
USAID/Haiti Project Supporting the Efficient Management of State Resources (GERÉ)
40 Final Report
implementation of activities within the financial resources allocated to the 1st Bellevue
section,” he stated. Ridore Peterson, delegate for the Carrefour commune and another
beneficiary of the training declared, “It has strengthened my commitment to the population,
and allows me to better collaborate with the commune and be more effective in my position.”
GERÉ was a three-year project funded by USAID/Haiti and implemented by RTI
International. GERÉ operated in seven target communes: Pignon, Saint-Raphaël, Caracol,
Ouanaminthe, Cap- Haïtien, Tabarre, and Carrefour.