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Ab o u t t h e Re p ort
Following a year of economic setbacks, natural disasters, and
political tumult in Haiti, bilateral and multilateral donors
convened at a mid-April 2009 conference and pledged $353
million to reduce poverty and stimulate economic growth
there. But it is by no means certain that this pledge—and the
additional hundreds of millions of dollars coming in from earlier
pledges—will reverse the country’s fortunes. At present, Haiti
continues to be characterized by turmoil, a lack of sustained
growth, and extremes of poverty and human suffering, and
it remains highly vulnerable to external shocks. This report
surveys poverty and inequality in Haiti and examines obstacles
to sustained stability and growth as a means of understanding
why stimulative efforts have not succeeded thus far. It offers
conclusions and recommendations aimed at providing Haitians
and their international supporters a way forward for achieving
sustained stability and growth and for lessening the country’s
turmoil and vulnerability to external shocks.
Robert Maguire, a Haiti specialist, is an associate professor of
international affairs at Trinity Washington University. He was a
Jennings Randolph Senior Fellow at the United States Institute
of Peace in 2008–09 and currently serves as the chair of the
Institute’s Haiti Working Group.
1200 17th Street NW • Washington, DC 20036 • 202.457.1700 • fax 202.429.6063
Sp e c ial Re p ort 232 S e p t e m b er 2009
© 2009 by the United States Institute of Peace.
All rights reserved.
Co n t e n ts
Introduction 2
The Challenge of Poverty and Inequality 3
Obstacles to Sustained Stability and Growth 5
Opportunities for Sustained Stability and Growth 10
Conclusion 17
Robert Maguire
Haiti after the Donors’
Conference
A Way Forward
Summary
In April 2009, multilateral and bilateral donors pledged $353 million to support the gov-•
ernment of Haiti’s plan to alleviate poverty, mitigate the effects of natural disasters, and
achieve sustained economic growth.
Extreme inequalities among Haitians—apparent through severe income disparity and the
•
lack of access by most to quality education, health care, and the legal system—have exac-
erbated the country’s already relentless poverty and stymied the development of human
resources required for stability and growth. They have also created strong enmity between
the society’s “haves” and “have-nots.”
A major obstacle to Haiti’s growth has been the lack of attention to its rural economy
•
and population. Over time, this neglect, juxtaposed with efforts to develop urban wage
employment, resulted in the demise of Haitian agriculture, dependence on imported food,
significant off-the-land migration to crowded urban centers and destinations beyond Haiti,
unmet expectations, and increased environmental degradation.
The state’s lack of capacity to render public services has resulted in the virtual absence of
•
the government as a positive presence in citizen’s lives, thus stoking citizen frustration
and weakening the democratic process. Donor support of nonstate entities has created an
environment that lacks coherence, particularly in support of national development plans.
Expanding opportunities that enable people to fulfill legitimate aspirations is sine qua
•
non for Haiti’s brighter future. In order to expand opportunities, development programs
must act in concert to alleviate poverty; lessen inequality in health, education, and rule
of law; strengthen institutions; build partnerships; address rural neglect and consequent
vulnerabilities; and alter attitudes that place personal or group interests above those of
the national good.
United States Institute of Peace www.usip.org
SPECIAL REPORT
2
Conditional cash transfers, expanded microcredit, and the creation of a national civic ser-•
vice corps offer important possibilities for achieving improved equity and inclusion among
all Haitians and, therefore, for attaining irreversible stability and growth.
Introduction
Since the 1986 demise of the Duvalier family dictatorship (1957–86), progress toward a more
democratic and prosperous Haiti and its citizens has been unsteady, if not uncertain. Insta-
bility and economic deterioration under a parade of military and civilian governments, exac-
erbated by episodic conflict, have characterized the country despite—or some would argue
because of—considerable international attention. Following the election of President Rene
Preval in 2006, the Haitian government crafted a poverty reduction and economic-growth
strategy endorsed and supported by international institutions that had, by the beginning of
2008, reduced gang-related conflict, rampant kidnapping, and politically linked strife and
their collective catastrophic effects—all highly important achievements in confronting the
country’s social, economic, and environmental deterioration.
1
From all appearances, the
Caribbean’s most unstable and impoverished country had finally begun to take long-awaited
steps along a path of progress. However, two developments, both beyond Haiti’s immediate
control, have since reversed these positive trends. The first was the effect of skyrocketing
costs worldwide of food and fuel. In a country where 78 percent of the population barely
survives on less than $2 a day and where more than 55 percent of its food is imported, the
resultant cost-of-living crisis only deepened the suffering of Haiti’s poor. Fallout from the
crisis led to the parliamentary ouster of the prime minister in April 2008 and months of
political gridlock. The second was the devastation wrought on the country by four strong
storms that struck during August and September 2008. These storms, which collectively
killed hundreds, uprooted tens of thousands, exacerbated food shortages, submerged a
major city in mud, and caused $897.4 million in damage—the equivalent of 14.6 percent of
the country’s GDP—were, in the words of President Préval, “Haiti’s Katrina.”
By April 2009, both the government and its international supporters had taken steps
aimed at restoring the country to its pre-2008 path of progress and avoiding further turmoil
and decline. Among these steps was a one-year extension, to mid-October 2009, of the UN
Stabilization Mission in Haiti (MINUSTAH), with its 9,000 peacekeepers and police trainers
essential to maintaining security and improving public safety. Additional steps included a
postdisaster needs assessment, a report on improving economic security, and, subsequently,
the creation of a revised national development strategy that would work toward a new
paradigm with three goals: reducing poverty, decreasing vulnerability to natural disasters,
and paving the way for sustained economic growth.
2
These steps culminated in the Conference on the Economic and Social Development of
Haiti, held in Washington, D.C., in mid-April 2009, which brought together international
donors and the Haitian government. Emanating from the conference was an agreement
that the donors and the government would work together to address the poverty reduction,
disaster mitigation, and economic growth priorities identified by Haitians. That resolve was
accompanied by donor pledges of $353 million in support of the aforementioned revised
strategy. These funds will join hundreds of millions more for Haiti already in the combined
pipelines of various nongovernmental, bilateral, and multilateral donors.
By no means, however, is it certain that this concerted action will reverse the country’s
backward tumble for a sustained period. As prior experience in Haiti instructs, the interna-
tional commitment of human, material, and financial resources alone does not hold the key
to success, even when coupled with development strategies and plans. To be sure, previ-
ously allocated development funding from diverse international sources, including donors’ The views expressed in this report do not necessarily
reflect the views of the United States Institute of Peace,
which does not advocate specific policy positions.
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Ab o u t t h e Inst i t u t e
The United States Institute of Peace is an independent,
nonpartisan institution established and funded by Congress.
Its goals are to help prevent and resolve violent conflicts,
promote post-conflict peacebuilding, and increase conflict
management tools, capacity, and intellectual capital world-
wide. The Institute does this by empowering others with
knowledge, skills, and resources, as well as by its direct
involvement in conflict zones around the globe.
Board o f Dire c t ors
J. Robinson West (Chair), Chairman, PFC Energy, Washington,
D.C. • George E. Moose (Vice Chairman), Adjunct Professor
of Practice, The George Washington University, Washington,
D.C. • Anne H. Cahn, Former Scholar in Residence, American
University, Washington, D.C. • Chester A. Crocker, James R.
Schlesinger Professor of Strategic Studies, School of Foreign
Service, Georgetown University, Washington, D.C. • Ikram U.
Khan, President, Quality Care Consultants, LLC., Las Vegas,
Nev. • Kerry Kennedy, Human Rights Activist • Stephen D.
Krasner, Graham H. Stuart Professor of International Rela-
tions at Stanford University • Jeremy A. Rabkin, Professor
of Law, George Mason University, Arlington, Va. • Judy Van
Rest, Executive Vice President, International Republican
Institute, Washington, D.C. • Nancy Zirkin, Executive Vice
President, Leadership Conference on Civil Rights
Memb e r s Ex Of f i c io
Hillary Rodham Clinton, Secretary of State • James N. Miller,
Principle Deputy Under Secretary of Defense for Policy • Ann E.
Rondeau, Vice Admiral, U.S. Navy; President, National Defense
University • Richard H. Solomon, President, United States
Institute of Peace (nonvoting)
3
conferences in 1994, 2004, and 2006, and the commitment of additional resources, including
those from UN Missions in Haiti between 1994 and 2000, did not result in a Haiti with less
poverty, more growth, and greater resilience to shocks, such as the ones of 2008 that sent
the country tumbling.
The key to success in Haiti will come not simply from allocating urgently needed
resources, but by ensuring that they are used effectively to strengthen security and improve
public safety, relieve poverty, and promote sustained growth, particularly in ways that
focus on the pressing need for the country to become more resilient to external shocks that
leave it reeling. Moreover, resources must be applied to create opportunities for equitable
and inclusive development. Extremes of poverty and inequality among Haitians, and the
exclusion of most from access to opportunities required both to meet basic needs and to
participate meaningfully in national life, have been at the root of Haiti’s history of human
suffering and conflict. Absent significant gains in equality and inclusion the country will
continue to vacillate between turmoil and deterioration on the one hand, and stability and
progress on the other.
The Challenge of Poverty and Inequality
Of all the world’s countries, Haiti has the second largest overall income gap between the
very rich and the very poor. More than 68 percent of total national income accrues to the
wealthiest 20 percent of the population, while less than 1.5 percent of national income
accumulates among the poorest 20 percent. Of the aforementioned 78 percent of its popula-
tion earning less than $2 a day, 56 percent must make do with less than $1 a day. In rural
Haiti, where some 60 percent of its 9.7 million people live, extremes of destitution are even
greater: 86 percent of the population earns less than $2 a day; 69 percent less than $1 a
day.
3
Although life in the countryside is bleak, Haiti’s capital, Port-au-Prince, is no land of
milk and honey. One prominent businessman estimates that as many as 300,000 of the 2.5
million to 3 million residing in the metropolitan area wake up every day without a penny
in their pocket.
Few opportunities exist for impoverished Haitians—in cities or the countryside—to
increase daily earnings. Unemployment is rampant; estimates run as high as 70 percent
nationwide and 62 percent among urban youth. Under the prevailing daily minimum wage
(approx. $1.80 a day), even those roughly 250,000 Haitian workers who find wage employ-
ment do not necessarily earn enough to meet basic needs. Most Haitians making $2 a day
or less earn that by hustling to survive within the informal economy, or by working the land.
Agriculture, historically undercapitalized and notoriously inefficient, nevertheless provides a
source of employment for 69 percent of those with work in rural Haiti.
Cash transfers from Haitians living overseas assist those receiving them to meet basic
food, clothing, and shelter needs. An estimated 31 percent of Haitian adults receive cash
from family living abroad. One quarter of all household income is derived from remittances.
In 2007, Haitians overseas remitted $1.6 billion to family members. Over the past year,
however, remittances are down by as much as 20 percent as a result of the impact of the
global economic crisis on the Haitian diaspora.
4
This bodes poorly for those who depend on
international cash transfers to make ends meet.
Inequality in access to education reinforced by dichotomies of wealth and poverty also
illustrate Haiti’s stark social and economic disparities. Quality primary and secondary educa-
tion, available principally at a handful of private schools disproportionately located in Port-
au-Prince, is a dream for most Haitians, who cannot afford tuition and supplies. Instead,
they must depend on other, less-costly schools. Typically also privately run (81 percent of
Haiti’s schools are privately run as a result of scant government spending on education),
4
these schools—generally speaking—are inadequately resourced and offer nightmarish
educational environments, including untrained teachers, classrooms averaging 78 pupils
per teacher, and poorly constructed buildings. The local characterization of these schools
as lekòl bòlèt (”lottery schools”—bòlèt is Haiti’s numbers game, or lottery) is indicative of
the fact that they are a gamble where students and their parents seeking education as a
pathway out of poverty lose more often than win. Haiti’s few public schools offer similar
conditions.
Access to quality health care exhibits a similar dichotomy. Those on the upper end of the
income scale count among their options the best physicians and facilities available either
in Haiti or beyond. For the vast majority, however, access to quality health care, like educa-
tion, is elusive. As a rule, the poor gain access only when a low-cost or no-cost service is
provided by volunteer doctors and nurses either in Haiti on medical missions or in scattered
clinics operated on shoestring budgets by various nongovernmental organizations (NGOs).
As with education, prior Haitian governments have typically not paid much attention to
health service provision. In rare cases when they have, they have had only limited resources
to invest in public health.
Despite these known systemic inadequacies, Haiti’s poor commit precious resources
(including the aforementioned remittances) toward education and health care with the hope
of putting children on the path of progress and keeping family members healthy. That the
poor are desperate for quality services is as apparent as is the fact that those services are
not readily available, especially in rural areas. Twenty-five percent of Haiti’s rural districts
have no schools whatsoever. Nationally, only three in five Haitian children attend school
In desperation, rural families seek educational opportunity for their children by sending
them to cities to live with fictive kin in a potentially abusive arrangement called restavek,
whereby youngsters exchange domestic service for the opportunity to attend school. In
regard to health care, few of Haiti’s districts have doctors or nurses. The national average of
physicians and nurses per 10,000 inhabitants is 2.5 and 1, respectively. In the Grand Anse
Department, the ratio of doctors falls to 0.2.
5
As a result, poor Haitians, in search of relief
for their ailments, seek advice from neighbors with knowledge of traditional medicine or
others claiming expertise and purchase often worthless, outdated, or even toxic medicines
from merchants who exploit their desperation. It is no surprise that life expectancy in Haiti
today stands at 57.5 years, the lowest in the Western Hemisphere.
Inequities among Haitians in rule of law, coupled with a dysfunctional judicial sys-
tem, also obstruct the country’s path toward poverty reduction, disaster mitigation, and
economic growth with greater inclusion and equity. Like inequalities in access to quality
education and health, rule-of-law disparities also play out along socioeconomic lines, with
those in the upper echelons better served than those who occupy the rungs below them.
Haiti’s language dichotomy as applied to legal proceedings provides an insightful example.
The Caribbean nation has two official languages: French and, since 1987, Creole. Only some
15 percent of Haitians, however—few of whom are among those surviving on less than $2
a day—speak French whereas all Haitians speak Creole. Yet French remains the predominant
language used by judges and lawyers in courtroom proceedings, befuddling Creole-speaking
plaintiffs, defendants, and witnesses. Hence, even when there is access to the legal system
by the poor, there is not an even playing field.
Corruption endemic to the system also obstructs equal access to the law and works in
favor of those with influence through power and resources—usually French speakers. Brib-
ery of judges, attorneys, and law enforcement officials is commonplace in a context where
justice is literally for sale and expected impunity among those with power is the norm.
Judicial officials who endeavor to enact equal justice for all are vulnerable to the pres-
sure and intimidation tactics of those who have customary impunity and more power—or
5
more persuasive tools—than they. This serves not only to exacerbate patterns of exclusion
and inequality but also to make the poor less likely to invest scarce resources in produc-
tive activities. Budding entrepreneurs poised to compete successfully against established
middlemen or merchants with customary impunity can be ruined by extralegal intimida-
tion tactics. Farmers who improve their land run the risk of corrupt officials issuing bogus
land titles to a crony or of being forced to turn over a higher portion of their production
to powerful middlemen who have little or no fear of prosecution. Resultant disincentives
to improved land use management are particularly detrimental to the compelling need for
natural disaster mitigation and environmental rehabilitation.
In sum, severe, widespread poverty and inequities in access to education, health care,
and rule of law—along with the inability of the poor to mitigate these inequities—preclude
prospects for most Haitians to pursue the kind of personal growth and self-improvement
required for their country’s sustained stability and growth. Further, Haiti’s disparities,
coupled with the penury and pain of the millions at the bottom of the socioeconomic lad-
der, has created enmity between the country’s “haves” and “have-nots.” Among those at the
top, there is widespread fear. Among those at the bottom, there is considerable loathing.
Haiti’s poverty and inequality, combined with such feelings and perceptions, fundamentally
contribute to the episodic violence, obdurate instability, and grave human suffering that
keep the country on edge.
Obstacles to Sustained Stability and Growth
Rural neglect
A major obstacle to Haiti’s sustained stability and growth has been the lack of attention and
investment in the country’s rural economy and population, particularly as linked to agricul-
ture. Traditionally, Haiti has been a nation of small-scale farmers. A majority still lives close to
the land despite urbanization trends that have shifted the population from 80 percent rural
in the 1970s to 55 to 60 percent rural today. Investments for economic growth and develop-
ment have not served this majority. According to OECD data, between 1995 and 2006, for
example, only 7 percent of donor allocations went toward agriculture. In 2007, this dropped
to 2 percent, representing only $12 million out of $624 million of donor support.
6
Neglect of rural Haiti is at the root of the country’s vulnerability to the external cost-
of-living and deadly storm shocks that brought Haiti to its knees in 2008. As recently as
1980, Haitian farmers provided from 80 to 90 percent of national food needs, but today
they produce only about 45 percent of what Haiti eats. The country’s diminished capacity to
feed itself came about as a result of several interrelated developments. Decisions in the late
1970s by banks and donor governments to promote Haiti as the “Taiwan of the Caribbean,”
supported by the pliant regime of dictator Jean-Claude Duvalier, contributed significantly
to Haiti’s food-production demise. Why invest in rural Haiti and its primitive agriculture,
the thinking went, when the country could become—given its abundant cheap labor and
its proximity to the United States market—a locus for investment in low-wage assembly
plant jobs that would alleviate unemployment and stimulate economic growth? Wage earn-
ers would be better off buying cheaper imported food than more costly Haitian foodstuffs.
Farmers would be better off earning wages than scratching a living from the land. At its
height in the early 1980s, this push to situate Haiti as an assembly zone in the Caribbean
saw modest success. Apparel, electronics, and sporting goods assembly plants located exclu-
sively in Port-au-Prince created somewhere between 60,000 and 100,000 jobs, employing
about 10 percent of the city’s population.
Neglect of rural Haiti is at
the root of the country’s
vulnerability to the external
cost-of-living and deadly storm
shocks that brought Haiti to its
knees in 2008.
6
Unfortunately, those who envisaged Haiti’s emulation of Taiwan’s fast-growing economy
did not pay attention to how Taiwan became Taiwan in the first place. As political economist
Francis Fukuyama has noted, “In Asia, fast-developing countries such as South Korea and
Taiwan began their high-growth periods with land-reform policies and then invested heavily
in universal education. Latin American countries, by contrast, have undertaken relatively
little redistribution and have failed to provide equal access to public services such as educa-
tion and health.”
7
In Haiti, where the failures of Latin America were played out in the 1970s
and 1980s, concern about strengthening the country’s rural productivity were trumped by
the prospect of greater access to cheap imports, particularly flour and rice. Universal edu-
cation was simply not important to Haiti’s urban-based political and economic elites, who
were content maintaining their positions of privilege and power in a society highly polarized
along lines of race and class.
The impact of the lack of investment in rural Haiti and its people has been disastrous.
Increased importation of basic food commodities fueled the demise of the country’s ability
to feed itself and changed consumption patterns. Haitian-produced rice—labor intensive,
undercapitalized, low yielding, and grown on relatively small parcels—simply could not
compete with its highly capitalized and high-yield U.S. counterpart, produced on large farms
that took advantage of economies of scale, favorable government policies, and inexpensive
inputs derived from fossil fuels to plant, fertilize, control pests, harvest, dry, and ship the
product to such far-flung markets as Haiti. By the early 1980s, low-cost rice was flooding
Haitian markets as a relatively inexpensive staple for the country’s poor. The grain, previ-
ously consumed by most families only several times a week, became a daily necessity as it
undercut the price of not just Haitian rice but also locally grown tubers and starches, such
as cassava, yams, plantains, and corn.
The country’s competitive disadvantage in supplying food to its people was exacerbated
after 1986, when tariffs on imported agricultural commodities were removed or reduced,
a Haitian decision driven by international pressure. Haitian rice producers tried to resist
when, in 1987, they barricaded roads leading from the port of Gonaives to markets in Port-
au-Prince, in what became known as Haiti’s “Rice War.” Their efforts were futile. In 1980
domestic rice production was 210,000 metric tons, satisfying virtually all of Haiti’s needs.
By 2007, when it had fallen to 90,000 metric tons, Haiti’s total consumption had risen to
450,000 metric tons. The 360,000 metric ton deficit was made up entirely by imports from
the United States.
8
As local rice production collapsed and demand for other crops declined, Haitian farmers
and farm workers, already undercapitalized and struggling, felt the pinch. Multitudes reacted
by seeking opportunities elsewhere, with families in tow. Declining prosperity in the coun-
tryside juxtaposed with the prospects of factory jobs in Port-au-Prince sparked a consider-
able movement from the land to the capital in the early 1980s. As the exodus continued,
the population of the metropolitan area exploded, growing from an estimated 763,000 in
1982 to more than 2.5 million today, with 75,000 new migrants arriving each year. New
arrivals have joined those already crammed into burgeoning slums built on seaside mudflats,
precipitous slopes, or alluvial flood plains: all locations that leave them highly vulnerable to
the effect of rainwater and mud cascading down deforested mountainsides.
As a rule, new migrants have also joined those who preceded them in not succeeding in
their quest for greater opportunity. Following the 1986 ouster of the Duvalier dictatorship
and the corresponding freedom of expression that fed a cacophony of voices calling for
improved wages and worker treatment, jobs in the assembly sector began to disappear as
factories closed—their owners shifting production to less vocal, more predictable environ-
ments. By 2008, in a much larger Port-au-Prince, about 1 percent of the population (25,000
workers) was employed in the assembly sector, 18,000 of them in apparel factories.
9
7
The rural exodus also turned toward destinations beyond Haiti. Laborers without work,
farmers without viable livelihoods, craftspeople with shrinking enterprises, and, subse-
quently, former rural dwellers now in cities and filled with dashed dreams sought opportu-
nity across the border in the Dominican Republic and across the sea in the United States.
Today thousands of people who used to live in rural Haiti work in farm fields or at construc-
tion sites in the Dominican Republic, or at low-wage jobs throughout South Florida. Their
greatest contribution to Haiti is the cash they transfer to those left behind.
Haiti’s vulnerability to the devastating effects of storms has also been exacerbated by
a convergence of the deficit in rural investment and the surfeit in rural desperation that
resulted in increased removal of vegetative land cover. Deforestation had begun during the
French period with the indiscriminate harvesting by colonists of precious tropical hard-
woods and continued ever since, particularly after 1920, when 60 percent of Haiti’s surface
remained forested. After 1980 the assault on Haiti’s forests and trees ramped up consider-
ably when laborers and farmers still in depressed rural areas harvested more wood—Haiti’s
principal source of energy—and produced more charcoal to meet increased demand from
a growing urban population. In 1980, an estimated 5 percent of Haiti was covered with
forests. Today, less than 2 percent of the country’s surface remains forested and 25 of its
30 watersheds are completely deforested. This near absence of vegetative cover has left
Haiti virtually defenseless to tropical storms and hurricanes that inevitably—and seemingly
now in greater frequency and with greater force—move across the landscape. Just as the
country’s dependence on imported food left Haitians unprotected from global trends, the
neglect of investment in rural Haiti and its people left the countryside unguarded against
the vagaries of Mother Nature.
As long as imported commodities, particularly rice, remained relatively inexpensive,
few decision-makers lamented the declining fortunes either of Haitian agriculture or of
Haitian farm families. And then, after the 2007 to 2008 global commodity price increase,
with people eating “mud cookies” to survive—not because imported food was scarce, but
because the poor simply could no longer afford it—investment in rural Haiti and agricultural
production suddenly became “la mode.” Donors and their NGOs scrambled to rediscover (or
discover) rural Haiti. The government poured precious resources into rice production, aiming
to increase annual production to 120,000 metric tons. It invested $30 million in rehabilitat-
ing infrastructure in the Artibonite Valley and $13 million in fertilizer sold at a subsidized
price. Sadly, these efforts went practically for naught when storms sent rainfall, mud, and
rocks cascading from hillsides, wiping out 25,000 acres of newly planted rice and thousands
of acres of other crops, washing 706,000 farm animals out to sea, making 3.3 million Hai-
tians vulnerable to moderate or severe malnutrition, and reaffirming that decades of neglect
of rural Haiti created a severe obstacle to the country’s stability and growth.
10
Lack of institutional capacity
A generally recognized obstacle to improved stability and growth in Haiti is a lack of insti-
tutional capacity. As implied earlier, this deficit is particularly apparent when it comes to
the government’s inability to render services to the population. Institutional deficiency
emanates from several interrelated factors, including brain drain to distant shores and to
better-paying private sector, NGO, and international organization positions within Haiti.
Also contributing to this lack of capacity is the fact that Haitian governments have tended
to be more concerned with maintaining power and extracting rent from the citizenry than
providing services. For example, the state's presence in towns and villages has been charac-
terized more by tax offices and—before it was disbanded in 1995—Haitian army outposts
than by health clinics, agricultural extension offices, or schools. In this context, it should
This near absence of vegetative
cover has left Haiti virtually
defenseless to tropical storms
and hurricanes that inevitably
move across the landscape.
The state's presence in
towns and villages has been
characterized more by tax
offices and Haitian army
outposts than by health clinics,
agricultural extension offices,
or schools.
8
not be surprising that when resources from international donors were provided to previous
governments, expected results were not attained. Endemic corruption, inefficiencies, and
the preferred use of resources by the state to support power maintenance and predation
were fundamental causes of the lack of hoped-for outcomes of donor support in education,
health, and improved economic productivity.
Over time, Haiti became a destination for church groups, private voluntary agencies, and
other organizations engaged in various humanitarian undertakings, filling the void left by
the state. Haitian regimes accepted NGOs as mechanisms that would offer at least minimal
services, allowing them to focus on political objectives. In response to the government’s
poor performance, donors not explicitly mandated to support public agencies ultimately
chose to direct resources toward NGOs. For example, the United States channels bilateral aid
to Haiti—usually in the range of $250 million a year—exclusively to private NGOs. Today,
there are an estimated three thousand NGOs active in Haiti, carrying out a dizzying array
of projects that receive support from overseas. This profusion of NGOs and their projects
has led some, particularly in Haiti, to characterize the country derisively as “a republic of
NGOs.”
One result of this pattern of overseas support of NGOs is that the Haitian state is virtu-
ally absent from delivering services to its citizens and not seen as having a positive impact
on their lives. The limited presence of state-supported schools exemplifies this point. This
pattern has given rise to an uncharacteristic dilemma today: the Haitian government is
expressing its desire to serve citizen needs. This shift away from predation, evident in the
Preval government’s strategic plans of the past three years, has drawn ample praise among
donors and other “friends of Haiti.” Whereas the government’s intentions have been com-
mended, its ability to fulfill them has been met with skepticism.
This uncertainty is partly a recognition of the very real weakness of state institutions.
In part it is a legacy issue from the decades of governments enacting power prerogatives
and predatory preferences that fueled the aforementioned ineffectiveness. Today’s dilemma
is that if a Haitian state seeking to reform this track record cannot gain access to signifi-
cant donor funding, it will be unable either to demonstrate its commitment to action or to
strengthen its capacity to undertake them, and thereby be condemned to remain absent
from the lives of its citizens. This absence will stoke not only citizen frustration with and
distrust of the elected government, but disinterest in or alienation from the democratic
process writ large. This, in turn, will fuel not only demagoguery, recidivism, and the politics
of division, but also instability and further economic decline.
Weak capacity juxtaposed with significant resource allocation to nonstate actors also
has contributed to the same lack of strategic planning, program implementation, and over-
sight that major donors typically lament. There is no extant mechanism for coordinating the
significant body of NGO work in Haiti, either to ensure that it complements poverty reduc-
tion, disaster mitigation, and economic growth priorities established by the government, or
to evaluate it. This deficiency has given rise to an environment where private and nongov-
ernmental development actors enact a kaleidoscope of feel-good projects draped in national
flags that at best offer short-term fixes to longer-term problems.
11
International actors
must support mechanisms for overcoming deficiencies in effectiveness and challenges in
coordination. They also must assist the Haitian state to become a positive presence in the
lives of all Haitian citizens.
Fear and loathing
Perhaps more than any other factor, the fear and loathing engendered by poverty and
inequality obstruct prospects for the equitable and inclusive development desperately
One result of this pattern of
overseas support of NGOs is that
the Haitian state is virtually
absent from delivering services
to its citizens.
9
required for sustained stability and growth. That addressing this obstacle is a prerequisite for
progress is doubtless; that allocation of international resources necessarily helps the country
to achieve that precondition is not. This conclusion is drawn from having seen resources
either allocated to or appropriated by individuals or interest groups on the upper rungs of
Haiti’s socioeconomic ladder who subsequently apply them toward their own short-term
interests and gain, not toward the greater national good.
A proverb popular among poor people laments this tendency: “The mules do the work
while the horses reap the benefits.” In Haitian society there is no doubt about whom the
mules and horses are. And when benefits continually accrue at the top—as Haiti’s income
distribution patterns verify—little is achieved to alter the uneven human social, economic,
and political relationships that are at the root of Haiti’s poverty, instability, and conflict.
The borderline paranoid fear of poor people among society’s upper echelons may be as
much perception as reality. The story of Sisyphus—adapted to the Haitian context—illus-
trates the point. In Greek mythology, Sisyphus is condemned for eternity to roll a boulder
up a hill only to have it roll down again before it reaches the top. In Haiti, Sisyphus, who
represents the country’s poor and disadvantaged, pushes the rock up a hill whose crest is
occupied by those at the top of the pecking order. The closer he gets, the more fearful they
become, so they push Sisyphus and his boulder back to the bottom. Like the Greek mytho-
logical figure, Haiti’s Sisyphus renews his climb, only to be pushed back down again and
again. From the perspective of the Haitian poor, this scenario has been enacted repeatedly
since 1986, when the ouster of the Duvalier dictatorship brought the thus far unfulfilled
promise of improved lives with greater opportunity for equity and inclusion.
Continuing with the metaphor, when those at the top are asked why they are afraid,
they respond assuredly that if Sisyphus reaches the crest, he will heave his boulder at them.
But, is it Sisyphus’s intention to hurl his stone? What if, instead of reacting to the poor
with fear and hostility, those at the top reach out a helping hand, rewarding Sisyphus’s
determination? Experience demonstrates that Haiti’s poor are gracious to those who reach
out to them, even though initially they may also be suspicious. Strangers who find them-
selves in remote villages are welcomed to share an already meager meal, to overnight in the
nicest—and perhaps only—bed, and to accept as a farewell gift the nicest fruit from the
garden. Humanitarian workers and others who visit Haiti’s most desperate neighborhoods to
offer help are warmly welcomed. Have these deep-rooted tendencies among the poor been
irrevocably transformed into an angry loathing after so many years of being pushed down
the hill? Is Haiti’s aforementioned rise in crime and rash of kidnappings a manifestation of
this anger and frustration? Is it too late for reaching out?
These questions cannot be answered absent an effort of those in the upper echelons
to set aside fear; to redefine or sublimate personal or group interests to embrace broader
national interests; and to acknowledge that it is the inhumane living conditions of some
80 percent of Haiti’s people that pushes the country—and all residing in it—to its tipping
point. Viewing the improvement of the social and economic conditions of the less fortu-
nate as a plus—and not as a threat—is a sine qua non for sustained stability and progress
in Haiti. The country’s present precarious state, matched by the attention, support, and
endorsement Haiti and its leaders are receiving internationally, makes this a propitious time
to initiate changes to destructive behavioral paradigms. Change will take courage and will.
It will take leadership. It will also take time. But it must begin. International actors mobi-
lizing and allocating resources to assist Haiti must insist on—or try to catalyze—changes
in Haiti’s socioeconomic behavioral paradigm that will improve the country’s chances for a
salubrious future.
10
Opportunities for Sustained Stability and Growth
At the April 2009 donors’ conference, U.S. Secretary of State Hillary Clinton remarked in
reference to Haiti that “talent is universal; opportunity is not.” This statement encapsulates
Haiti’s great challenge: expanding opportunities for a talented people. That Haiti’s people
are talented is beyond doubt and when given opportunities, those talents blossom. Consider
the success of ordinary Haitians when they manage to relocate themselves to environ-
ments with greater opportunity in the United States, Canada, the Dominican Republic, and
elsewhere. In the Eastern Caribbean island of Dominica, for example, the more than one
thousand Haitians who have migrated there over the past decade have seized opportunities
as farm workers, seamstresses, tailors, hucksters, and entrepreneurs. One recent immigrant,
a part-time mechanic in Haiti, established Dominica’s first 24-7 road-service company, a
thriving business valued throughout the 300-square-mile island. Simply stated, Haiti must
also become an opportunity-laden environment that gives such energy and entrepreneur-
ship a chance to blossom.
But not all opportunities are equal. Like people everywhere, Haitians seek opportunities
that enable them to care for themselves and their families, improve their material condi-
tions, and achieve personal growth and fulfillment. For most, existing opportunities do
not allow them to meet—or even realistically work toward—these legitimate aspirations.
Earning $2 or less a day keeps individuals and families in survival mode, with little prospect
for advancement. And, as costs of living rise, minimal income improvements barely allow
individuals and families to keep their heads above the waters of despair, destitution, and
frustration. Declining remittances add to already desperate conditions.
To move beyond survival, resources and investments must respond to the current needs
of Haiti writ large while concurrently boosting its people beyond poverty and inequality
by eroding obstacles to sustained stability and growth, and to human fulfillment. If not,
resources and investments may move Haiti away from turmoil and deterioration, but only
temporarily. There is no single solution that will achieve resolute movement toward con-
tinued stability and growth. Indeed, just as there are multiple interwoven manifestations
of Haiti’s poverty and disparity, and multiple interwoven obstacles in its path, there are
multiple intertwined approaches toward expanding opportunity required for achieving—
and sustaining—that strongly desired, but heretofore elusive, steadfast movement forward.
Intertwined approaches to expanding opportunity must alleviate poverty and lessen
inequality, strengthen institutions and build partnerships, address rural neglect and its
consequent vulnerabilities, and alter attitudes.
Alleviating poverty and lessening inequality
To bridge disparities in poverty and inequality, efforts must focus on improving access to
quality education and health care, channeling financial resources toward the poor, freeing
up capital for grassroots entrepreneurship, expanding wage-employment opportunity, and
improving prospects for equitable and inclusive rule of law.
Improving education and health care. An essential condition for a brighter future is the
diminution of imbalances among Haitians in access to quality education and health care.
Building more schools and health care centers, upgrading existing facilities, and equipping
them all are a necessary part of the solution. The same holds true for training teachers,
health care workers, and administrators, and making sure they have the resources required
to render quality services. These essential needs can be met, at least in part, through the
allocation of resources mobilized for Haiti’s development, mutual respect among NGOs and
the private and public sectors working in education and health, and successful coordina-
An essential condition for a
brighter future is the diminution
of imbalances among Haitians
in access to quality education
and health care.
11
tion among them. Fortification of the education and health ministries of a government
that takes rendering services seriously is an indispensible part of the solution. Encouraging
Haitians living overseas to continue—or expand—their support of education and health
initiatives (in coordination with national plans) is another key element.
Channeling resources toward the poor. But will the intended beneficiaries of these educa-
tion and health improvements be able to take advantage of them? In view of Haiti’s crushing
poverty and slipping remittances, and the need for so many of its children to hustle in the
informal economy or work in fields as a means of making a family’s ends meet, the answer
is not an automatic yes. It is for this alone that a “best practices” conditional cash transfer
(CCT) program, similar to Brazil’s Bolsa Familia, Mexico’s Opportunidades, and New York City’s
Opportunity NYC be adapted and instituted to Haiti’s circumstances. Such a program will
not only improve the income of the poorest of the poor through cash transfers conditioned
on their children’s regular, verifiable, and successful participation at school and health clin-
ics, but will also serve as a catalyst for Haiti’s long-neglected investment in building its
human capital. Additionally, because CCTs are public-sector programs, they provide national,
regional, and local governments the opportunity—and responsibility—to be present among
citizens, without a political litmus test, in a positive regard and, as such, to reinforce the
benefits of democracy and the democratic process.
A CCT program in Haiti would fuel the urgency to expand and upgrade all components
of the education and health infrastructure. Conditioning cash transfers on participation
in quality educational and health programs and then not having those programs available
would defeat program objectives and exacerbate dissatisfaction through unmet expecta-
tions. As a matter of pace and scale, a CCT program can be phased in to match improvements
of the education and health (physical, human, and material) infrastructure. In regard to
needed improvements, the Haitian diaspora can play a critical role, particularly in providing
material and human resources. One example of how this can be done is the Haitian Volun-
teer in Education Corps (HVEC), developed by the Florida Agency for Voluntary Action in the
Caribbean and the Americas (FAVACA), whereby Haitian-American upper-level undergradu-
ate or graduate students, or recent college graduates, volunteer in Haiti’s schools under an
arrangement roughly similar to Peace Corps Volunteers. If eager volunteers are discouraged
by the burden of federal college loans, payment on them should be deferred or renegotiated
to facilitate participation in this international public service initiative.
12
One prerequisite for successful administration of a CCT program is that its participants
have a state-issued identification card. Multitudes of Haitians have no such document.
Expansion of the ongoing Organization of American States voter identification program into
a national identification documentation system will address this need.
Increasing capital for grassroots entrepreneurship. Greater access by poor people to
the capital required for expanding or creating jobs and increasing productive capacity is
essential to alleviating poverty and lessening inequality from the bottom-up. One vehicle for
placing resources critical to job creation and increased production at the disposal of Haiti’s
poor is microcredit. Well-managed microcredit enterprises similar to the vaunted Grameen
Bank of Bangladesh have begun serving entrepreneurs in Haiti not traditionally served by
the established credit system and badly served by avaricious money lenders whose inter-
est rate reaches as high as 20 percent per month on unpaid balances. One such program is
Fonkoze, which in 2007 had 33 branch offices nationwide serving some 159,000 members,
the vast majority of whom are among—or at least began as being among—the 78 percent
of Haitians surviving on $2 a day. That year, its loan portfolio was valued at 405 million
gourdes (approx. $10 million), with an on-time repayment rate of 90–95 percent.
12
Augmented support of such grassroots programs, which serve clients in locales where
there are no banks, and extended support of microcredit by formal banking institutions
to both individuals and grassroots civil society groups will provide a significant boost to
bottom-up entrepreneurship and job creation. While some have argued that microcredit
may not work the wonders claimed by its most enthusiastic supporters, few doubt that it is
of great assistance to the entrepreneurial poor.
13
Greater access to credit by CCT program
participants who demonstrate sound management of their cash transfer income also will
help set loose the talents of heretofore stymied people. Particularly important are loans to
small farmers or small-farmer organizations. Producers with expanded access to credit at fair
rates and to agronomic inputs and services and agricultural infrastructure improvements
(including farm-to-market roads) will considerably expand opportunity in rural areas through
increased hiring of farm laborers. Concurrently access by small farmers to these resources
will free up family labor to attend newly established or improved local schools, thus obviat-
ing the need to participate in risky restavek arrangements. According to government statis-
tics, an increase of just 10 percent of man-hours on Haiti’s small farms is equivalent to the
creation of 40,000 jobs nationwide.
14
Another vehicle is freeing up what Peruvian economist Hernando De Soto calls “dead
capital.” De Soto calls it dead because it is located (or hidden) within the informal economy
and/or tied up by discrimination, prejudice, or red tape, preventing it from being used
formally to leverage additional capital for investment and growth. In 2000, he identified
in Haiti $5.2 billion in such capital, shared among 82 percent of the population. Of this
amount, $3.2 billion was located in rural Haiti. In the late 1990s, this potential resource for
job creation, production, and economic growth represented four times the total assets of
Haiti’s 123 largest private formal enterprises, 11 times the total savings and time deposits in
Haiti’s commercial banks, and 158 times the value of direct foreign investment in Haiti.
15
Giving life to dead capital to unleash it for investment in entrepreneurial activities
throughout Haiti is a large and difficult challenge, and progress will be slow, particularly
since it must touch upon the sticky areas of resolving ambiguous ownership, including
land titling, streamlining the incredibly obstacle-laden process for the registration of small
businesses, and confronting public and private corruption. Nevertheless, in view of the
infusion of energy and entrepreneurship these unleashed resources would bring to Haiti’s
long-neglected and resource-starved rural areas and inner-city neighborhoods, and the fresh
resources that would be attracted from among Haitians living overseas if these sticky issues
were treated, the trail toward giving dead capital life—tentatively blazed by open-minded
private-sector leaders in the late 1990s with the support of the first Préval administration—
should be traveled again. The robust and sustained support of all the key actors in Haiti,
along with the full support of the international community and its resources, will be required
for a successful journey.
Expanding wage employment. Expanding opportunities for wage employment can also
help lessen poverty and inequality. One such high-profile initiative for expanding wage-
driven jobs comes through the HOPE II Act, a ten-year trade bill for Haiti passed by the
U.S. Congress in 2006 that provides duty-free access to the U.S. market of Haitian apparel
products, particularly knit articles, made from fabric of third-country origin. This provision
makes HOPE II unique, as usually the United States grants duty-free access only when gar-
ments are assembled from fabric of U.S. origin. HOPE II has created 11,000 jobs since its
passage and, according to some supporters, can add up to 100,000 more.
As with CCTs, however, parallel investments in infrastructure, particularly as they pertain
to such needs as adequate roads, electricity, and ports, are required to serve the core invest-
ment of assembly plants. The speed at which these needs can be met is not clear. Some, such
Augmented support of such
grassroots programs, and
extended support of microcredit
by formal banking institutions
will provide a significant boost
to bottom-up entrepreneurship
and job creation.
13
as Oxford economist Paul Collier, believe that can happen quickly. Others, including officials
of multilateral donor agencies, acknowledge the job creating prospects of HOPE II but
believe there is no quick fix to meeting these needs, particularly when it comes to changing
customary practices, attaining required new legislation, and mobilizing the resources to put
all the pieces in place. Regardless of whether wage work in assembly plants is expanded
sooner or later, it can be a part of the equation of enlarging opportunity in Haiti, but only
if caution is taken to avoid repeating the mistakes of Haiti’s experience as the “Taiwan of
the Caribbean” several decades ago.
One key factor to mitigating mistakes is to ensure that those who find employment in
factories can move beyond survival mode. This can be achieved through both an increase in
wages and investment in workers and their families by both the state and private sector.
16
Investment by the state can be achieved through the aforementioned expansion of educa-
tion and health opportunities and the implementation of a CCT program. Private-sector
investment can be achieved by a sector-wide commitment to, and codification of, a variety
of socially responsible initiatives that assist employees and their families. Such programs
include the provision of subsidized midshift meals and transportation, and assistance with
health care and child care access or costs. Public-private partnerships that provide workers
and their families with low-cost housing will also help improve their well-being. As a rule,
factory jobs alone do not go very far toward enabling Haitian workers to meet their trium-
virate of legitimate aspirations. Assisting wage workers to move beyond survival mode is
essential to Haiti’s future well-being. HOPE II may create jobs in Haiti, but it will not alter
the poverty and inequality that cast Haiti back and forth between turmoil/deterioration and
stability/progress unless it is complemented by public and private initiatives that improve
worker well-being.
Improving rule of law. Rule-of-law dysfunctions are well documented as is the fact that
internationally supported reform initiatives have tended to place a much heavier empha-
sis—and allocation of resources—on police reform to the detriment of much needed reform
of and investment in courts and prisons. Less well documented but equally important to
ensuring an even playing field for improved rule of law is the need to reform Haiti’s anti-
quated legal codes.
Correcting the imbalance in the attention paid to all three legs of the
rule-of-law stool—police, courts, and prisons—and allocating (or reallocating) resources
accordingly is achievable, as is reforming archaic codes.
17
Ultimate success, however, will depend not as much on where donors allocate resources,
but on whether or not there is widespread and durable support for reforms from within
Haiti. Because powerful elements benefit from dysfunction, such support has been dubious.
Individuals and institutions who are the beneficiaries of dysfunction are not among those
who will advocate change. On the other hand, those exploited by the failure of the judicial
system to perform equitably have little power to change the system unless they have force-
ful and determined allies who want to—and can—lead the charge. It is imperative that
those who benefit from rule-of-law disparity and dysfunction sublimate their instinctive
prerogatives to serve and protect their own self and group interests to those that serve
and protect the greater good. It is equally important that international actors push for and
insist upon this needed change and steadfastly support allies in Haiti. Otherwise, Haiti will
continue to wallow in turmoil and human suffering, regardless of any goodwill and resources
mobilized on its behalf.
14
Strengthening institutions and building partnerships
At the April 2009 donors’ conference, the issues of strengthening weak state institutions
and providing them with resources required to more robustly render services to citizens were
key elements both in presentations and in the reference document outlining a new coopera-
tion paradigm for growth and opportunity endorsed by participants. An operational aspect
of this requirement is greater coordination between donors and the Haitian government. A
successful state in Haiti would play a dual role as it administers state functions, responsible
not only for delivering services and contributing to the improvement of citizens’ lives, but
also for affirming the fruits and advantages of democracy.
Further erosion of talent because of the brain drain beyond and within Haiti’s borders
will be mitigated through the provision of more resources to state institutions to even the
salary and benefits playing field, as well as through the potential attraction more robustly
endowed state institutions may hold for Haitians overseas looking for opportunities to
return to and work in Haiti. The deficit of human resources in the public sector will not be
overcome quickly or by any one initiative, particularly as the government expands its pro-
grammatic presence nationwide. For that reason, the need for greater coordination between
nongovernmental and private organizations operating in Haiti and the Haitian government,
also a key concern of the donors’ conference, is urgently required.
That coordination should ensure that NGO and private-sector resources are applied in
conjunction with the Haitian government’s endorsed poverty reduction, disaster mitigation,
and economic growth plan. In view of current public-sector institutional shortcomings and
the lingering legacy of past governments’ inabilities or disinterest in applying resources
toward the greater good of Haiti, a body created along the lines of the Independent Service
Authority (ISA) proposed by Paul Collier is recommended. An ISA will ensure the coordina-
tion, allocation, oversight, regulation, and evaluation of donor resource use as government
capacity is concurrently strengthened. In turn, as government capacity to undertake pro-
grams is strengthened, ISA functions can be transferred to appropriate state entities.
Donors will be challenged to allocate resources to this envisaged entity that will be
managed, (e.g., the Préval-inspired Presidential Commissions that have emerged as vehicles
for addressing critical public issues) by capable Haitians from diverse economic, social,
political, and institutional backgrounds who agree to work together toward a common and
transparent goal. The proposed independent body would have the authority to reinvest in
the work of organizations effectively achieving national development goals and to disinvest
in those unable to meet these goals. This would be an important step toward assuring that
the most competent organizations have resources required to meet the government’s goals
and the nation’s needs.
Within a month of the April donors’ conference, former U.S. president Bill Clinton was
named UN special envoy to Haiti for two years by UN secretary-general Ban Ki-moon. Among
Clinton’s stated goals are to ensure that donors actually allocate to Haiti the resources
pledged at the conference; to ensure that resources are used consistent with the govern-
ment plan; to assist with the coordination among all parties, including NGOs working toward
Haiti’s well-being; and to engage the Haitian diaspora more effectively in their homeland’s
development. Robust support of the UN special envoy’s work toward accomplishing these
goals will be a plus for achieving required outcomes in strengthening institutions and build-
ing partnerships.
Addressing rural neglect and consequent vulnerability
Addressing the neglect of rural Haiti and its people will set the stage for the revitalization
of agriculture, the renaissance of rural communities and their economies, and the rehabili-
Coordination should ensure that
NGO and private-sector resources
are applied in conjunction
with the Haitian government’s
endorsed poverty reduction,
disaster mitigation, and
economic growth plan.
15
tation of Haiti’s battered environment. As suggested earlier, decentralized investment that
improves access to education, health, credit, and government services, and that improves
the productive infrastructure—roads, irrigation systems, crop storage facilities, seeds,
tools, fertilizers, technical assistance—will all contribute to this end. These investments
will pay off through job creation, increased harvests, better yields, and improved natural
resource management. A revitalized rural Haiti, in turn, will improve the country’s capacity
to feed itself, thereby lessening its vulnerability to externally driven cost-of-living shocks,
and its overall security. Enhanced rule of law and equitable access to justice by all will
provide incentives for improved land management and greater production. If only for all
of these reasons, resources mobilized internationally must—as a priority—be invested in
addressing Haiti’s rural challenges.
But there is an even more compelling reason for investing in rural Haiti, particularly
at the level of rehabilitating its degraded environment as a key ingredient in moving the
country beyond vulnerability to external shocks toward irreversible progress. Revitalizing
the landscape is essential for protecting all investments in poverty alleviation and economic
growth. Factories and small businesses located on Haiti’s coastlines and alluvial plains, poor
people crowded into those locations and elsewhere, and investments in infrastructure and
agriculture are all equally vulnerable to destruction by raging torrents of rain, mud, and
rocks tumbling down denuded hillsides. Without a focus on environmental rehabilitation,
resources allocated to Haiti from international sources run the risk of being literally washed
out to sea.
18
Robust support of the postdisaster needs assessment analysis developed by the Haitian
government in collaboration with donors and integrated into the aforementioned new
paradigm is essential to address vulnerabilities and risks. One of the study’s central recom-
mendations is to focus investments on the fifteen watersheds most affected by the storms
of 2008, at a cost of approximately $8.4 million per watershed. Top-down watershed reha-
bilitation is an integral part of—and will perfectly complement—the bottom-up, disparity-
lessening poverty alleviation and economic growth initiatives outlined herein.
An essential component of environmental rehabilitation is identifying and applying via-
ble alternatives to wood and charcoal as Haiti’s principal energy sources. This need is obvi-
ous; how to go about meeting it is not. Ideas abound, including introducing or expanding
alternative energy sources and technologies such as bottled gas and solar and wind power;
using waste materials to make charcoal briquettes; establishing hillside reserves for quick
growing, harvestable trees; and importing charcoal. Most likely, a combination of initiatives
will be required. Whatever solutions are found viable, they should incorporate the involve-
ment of the legions of poor people who make a meager living through their participation in
today’s wood/charcoal industry. In other words, it is important to “do no harm” to the poor
who have little choice but to eke out a livelihood in the wood/charcoal sector.
The desired endgame is that Haiti’s natural environment be rehabilitated. That com-
pelling endgame will not come about short of an urgent, focused, and sustained unified
national and international effort.
Altering attitudes
When individuals or groups among the privileged and powerful band together against real
or perceived threats from below, or discount the legitimate aspirations of the poor, not only
do they fail to sublimate self or group interests to those of the greater good, but they also
demonstrate an apparent fear that improvement at the bottom will erode resources and
status at the top. In Haiti, this seems particularly true among those with the power to guard
access to and control over the resources that have propelled them to a higher status than
16
their neighbors. As a result, any image of a rising tide lifting all boats is rejected in favor of
a conviction that improvement among the poor comes at the expense of the rich.
A prerequisite for effective resource allocation and improving Haiti’s future is overcoming
attitudinal obstacles among Haitians toward supporting improvements among poor people,
as measured by greater inclusion, equity, and opportunities to fulfill personal aspirations.
Otherwise, “the mules [will continue to] work and the horses [will continue to] reap the ben-
efits” and Haiti will continue along its path of turmoil and unacceptable human suffering,
regardless of international concern, commitment, and resource mobilization. It is essential
that international actors recognize this change as imperative for Haiti’s long term stability
and progress, and use their influence as needed to attain it.
Expanding opportunities through a national civic service corps
Few initiatives have the potential to create mammoth and diverse opportunities and to
concurrently address Haiti’s vulnerabilities, both to external shocks or to the frustration and
demoralization that make so many of its citizens fodder for the “spoiler class” of political
demagogues, narcotics traffickers, and gang leaders. The potential is offered through an
article of the Haitian Constitution that has garnered little attention and even less action.
Article 52-3 of Haiti’s 1987 constitution states: “Compulsory civic service for both sexes is
established. The terms thereof shall be set by law.” Both Prime Minister Michèle Pierre-Louis
and her immediate predecessor, Jacques Edouard Alexis, have expressed interest in enacting
this article of the constitution through the creation of a law to establish a national civic
service corps. Alexis saw this as a much-needed “bold endeavor,” and Pierre-Louis called for
the creation of such an entity at her confirmation hearings in August 2008.
The corps is envisaged as a Haitian variant of the U.S. Depression-era Works Progress
Administration (WPA), which gave birth to such job-creating entities as the Civilian Conser-
vation Corps. As envisaged, much like WPA programs of the past, it will create a variety of
“shovel ready” jobs to rehabilitate the country’s severely damaged natural environment; to
rehabilitate, improve, and build the infrastructure that supports productive investment in
both rural and urban areas; and to improve Haiti’s tourism infrastructure. Diverse interna-
tionally funded programs, principally under the auspices of NGOs and private entities, are
engaged in a variety of initiatives aimed at creating labor-intensive jobs. Greater coordina-
tion with the Haitian government could gather these initiatives into a more unified effort
and make sure they address priority needs for poverty alleviation, environmental rehabilita-
tion, and economic growth. The envisaged civic service corps would also serve a long-term
disaster preparedness and response function.
The corps would be composed of urban and rural males and females between the ages of
seventeen and twenty-five, providing them opportunities for gainful employment while also
allowing them to learn job skills and work attitudes they can apply beyond their participa-
tion in the program. Wages, paid in cash, will further stimulate localized economic activity.
If fully funded, the program would also provide a set-aside stipend that participants could
use for reintegration or investment following the completion of their service. As an incen-
tive to increase Haiti’s agricultural productivity, land, credit, and technical assistance could
be made available to program participants seeking to remain in the rural locality where their
service was undertaken.
This public sector initiative will draw on the participation of a variety of ministries,
ranging from those focused on the environment, youth and civic action, and agriculture;
to tourism, public works, and planning. In rural areas, work camps would house corps mem-
bers, providing shelter and meals, and serve as a venue for educational activities, including
literacy, math, and civics classes. International volunteers could work alongside Haitians in
The corps will create a variety
of “shovel ready” jobs to
rehabilitate the country’s
severely damaged natural
environment; to rehabilitate,
improve, and build the
infrastructure that supports
productive investment in both
rural and urban areas; and
to improve Haiti’s tourism
infrastructure.
17
rebuilding the country. The program would provide young Haitians an opportunity to gain a
stake in the future of their country, along with a sense of accomplishment and identification
with a larger whole. Successful entry-level participants in the program could be promoted
to a position of greater responsibility for a second tour.
The challenge of addressing the aspirations of Haiti’s young population is essential to
the country’s ability to move away—and stay away—from turmoil and deterioration. In
2005, 42.6 percent of all Haitians were younger than fifteen years of age; 71.1 percent were
twenty-nine or younger. These youngsters have come of age with little or no direct experi-
ence with either the Duvalier dictatorship or the exhilaration and hope experienced by most
when it was overthrown. Rather, they have grown up in a society characterized by deepen-
ing poverty, fear and loathing, episodic turmoil and violence, and distrust of government,
which largely has failed to improve their lives. Increasingly alienated from a society that has
“robbed us of our right to dream,” as one Haitian youngster told this author, Haiti’s youth
is a simmering storm of unrest and instability. Providing opportunities for youngsters is
another of Haiti’s great challenges. A robust and sustained civic service corps will contribute
enormously to addressing this need.
The initiative will move along a dual track: one to create the requisite law and seek its
passage in parliament, the other to draw upon technical assistance to create the program’s
framework and operational procedures and to prepare key personnel. The envisaged corps
will be phased in at a pace and scale that matches available resources. Big problems call for
bold initiatives. In view of the enormous prospects for this initiative to address multiple
obstacles and challenges and the government’s apparent interest in prioritizing it, it is
essential that resources mobilized for Haiti provide the required support for it.
Conclusion
Haiti faces considerable obstacles to attaining irreversible stability and growth. Extreme
disparities and the exclusion of most Haitians to opportunities required to meet basic needs
and fulfill legitimate aspirations have been at the root of the country’s history of human
suffering and conflict. Today, they fuel turmoil and feed deterioration. More than anything,
Haiti must attend to its unacceptable suffering and cycle of conflict so it can move away—
and stay away—from a disastrous abyss. Greater effort among all Haitians to sublimate their
short-term self or group interests toward those of the greater national good is an essential
step in that regard.
The international community can help Haiti take more steps, but not simply by mobi-
lizing and allocating resources. To assist Haiti achieve and sustain progress, international
actors must support the more effective use of resources to help the country and all of its
people achieve greater opportunities for equitable and inclusive development. It will be
helpful if international actors keep in mind the proverb of the mules and the horses. In the
end, when the mule does the work, he must get his fair share of the benefits. This, after all,
is the essence not just of stability and development, but also of democracy.
19
Notes
1. Government of Haiti, “Pour Réussir le Saut Qualitatif: Document de Stratégie Nationale pour la Croissance et la
Réduction de la Pauvreté (2008–10)” [To Achieve a Qualitative Leap: The National Strategy Document for Growth
and Poverty Reduction], November 2007.
2. Government of Haiti, “Rapport d’évaluation des besoins après désastre Cyclones Fay, Gustav, Hanna et Ike”
[Hurricanes Fay, Gustav, Hanna, and Ike Postdisaster Needs Assessment Report], November 2008; Paul Collier,
“Haiti: From Natural Catastrophe to Economic Security—A Report for the Secretary-General of the United
Nations,” December 27, 2008; Government of Haiti, “Vers un Nouveau Paradigme de Cooperation” [Toward a New
Paradigm of Coopération], April 2009.
3. Maureen Taft-Morales, “Haiti: Current Conditions and Congressional Concerns,” Congressional Research Service
Report for Congress, May 5, 2009.
4. “Weighed Down by Disasters,” Economist, February 12, 2009.
5. Government of Haiti, “Pour Résussir le Saut Qualitatif.”
6. Organisation for Economic Co-operation and Development data, cited in Sakiko Fukuda-Parr, “Empowering People:
Human Rights Review of Haiti’s Poverty Reduction and Growth Strategies: An Issues Paper” (unpublished draft,
The New School, New York, April 2009).
7. Francis Fukuyama, “Poverty, Inequality and Democracy: The Latin American Experience,” Journal of Democracy 19,
no. 4 (October 2008).
8. Jacqueline Charles, “Crop Fields Hold Hope in Haiti,” Miami Herald, April 21, 2008.
9. J.F. Hornbeck, “The Haitian Economy and the Hope Act,” Congressional Research Service Report for Congress
RL34687, October 1, 2008.
10. Frances Robles and Jacqueline Charles, “Hurricane Victims Left Hungry in Caribbean,” Miami Herald,
September 17, 2008; Government of Haiti, “Rapport d’evaluation des besoins.”
11. Robert Zoellick, “Securing Development” (remarks at the United States Institute of Peace conference titled
“Passing the Baton,” Washington, D.C., January 8, 2009).
12. Jonathan D. Glater, “New Plan Ties Reduced College Loan Payments to Income,” New York Times, June 29, 2009.
13. “Economics Focus: A Partial Marvel,” Economist, July 18, 2009.
14. Government of Haiti, “Toward a New Paradigm of Cooperation,” Conference on the Economic and Social
Development of Haiti, Washington, D.C., April 14, 2009.
15. Hernando De Soto, The Mystery of Capital (New York: Basic Books, 2000), 253.
16. An increase of Haiti’s daily minimum wage from 70 gourdes (approx. $1.80) to 500 gourdes (approx. $5) is the
focus of legislative action, intense political jockeying, and street demonstrations as this report is being written.
17. For recommendations, see Hans Joerg Albrecht, Louis Aucoin and Vivienne O’Connor, “Building the Rule of Law
in Haiti: New Laws for a New Era,” USIPeace Briefing, United States Institute of Peace, August 2009, and two
reports of the International Crisis Group: “Haiti: Justice Reform and the Security Crisis,” Latin America/Caribbean
Briefing No. 14, January 31, 2007, and “Haiti: Prison Reform and the Rule of Law,” Latin America/Caribbean
Briefing No. 15, May 4, 2007.
18. For an elaboration of this point, see International Crisis Group, “Haiti: Saving the Environment, Preventing
Instability and Conflict” Latin America and Caribbean Briefing No. 20, April 28, 2009.
Of Related Interest
Building the Rule of Law in Haiti: New Laws for a New Era• by Hans Joerg Albrecht, Louis
Aucoin and Vivienne O’Connor (USIPeace Briefing, August 2009)
Haiti: Is Economic Security Possible if Diplomats and Donors Do Their Part
• by Robert Perito
(USIPeace Briefing, May 2009)
Toward the End of Poverty in Haiti
• by Robert Maguire (USIPeace Briefing, December 2008)
Haiti: Confronting the Gangs of Port-au-Prince
• by Michael Dziedzic and Robert Perito (Special
Report, September 2008)
Haiti, Hope for the Future
• by Robert Perito (Special Report, June 2007)
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