(2023) Gestion intégrée des écosystèmes marins : une évaluation d'apprentissage
Resume — Ce rapport évalue l'activité de Gestion Intégrée des Écosystèmes Marins (GIEM), un projet financé par l'USAID en Haïti et en République dominicaine. L'évaluation se concentre sur l'efficacité de l'activité à aider les communautés à relever les défis environnementaux et à promouvoir des pratiques durables dans les écosystèmes côtiers et marins. Il met en évidence les réalisations de la GIEM en matière de protection des ressources naturelles, d'engagement des communautés locales et de promotion de la collaboration interinstitutionnelle.
Constats Cles
- Les interventions de la GIEM ont atteint les résultats escomptés, notamment en engageant les pêcheurs et les communautés locales.
- Des approches de gestion participative et adaptative ont été mises en œuvre avec succès.
- Des associations de pêcheurs et de producteurs de riz ont été formées et renforcées.
- Des programmes de formation et des plateformes de dialogue ont facilité l'implication de la communauté.
- Le programme de cartes d'identité pour les membres des associations de pêcheurs a favorisé un sentiment d'appartenance et d'unité.
Description Complete
L'activité de Gestion Intégrée des Écosystèmes Marins (GIEM), financée par l'USAID, visait à renforcer la gouvernance locale et la gestion participative des aires marines protégées dans la zone frontalière côtière nord d'Haïti et de la République dominicaine. Mis en œuvre par Counterpart International de septembre 2019 à septembre 2022, le projet visait à promouvoir des pratiques de pêche et d'agriculture durables afin de réduire les pressions sur la biodiversité au sein des écosystèmes côtiers et marins. L'évaluation fournit une analyse de l'efficacité de l'activité à aider les communautés à relever les défis environnementaux et à promouvoir des pratiques durables. Il révèle que la GIEM a franchi des étapes importantes dans ses efforts pour protéger et préserver les ressources naturelles, engager les communautés locales et favoriser la collaboration interinstitutionnelle, en particulier en République dominicaine.
Texte Integral du Document
Texte extrait du document original pour l'indexation.
Integrated Marine Ecosystem Management:
A Learning Evaluation
September 2023
This document was produced for review by the U.S. Agency for International Development. It was
prepared by Environmental Incentives, Foundations of Success, and ICF for the Measuring Impact II (MI2)
Contract.
CONTRACT INFORMATION
This program is made possible by the generous support of the American people through the U.S. Agency
for International Development (USAID) under the terms of its requisition number
REQ-EGEE-18-000127 (Measuring Impact II), implemented by prime recipient Environmental Incentives,
LLC in partnership with Foundations of Success and ICF International, Inc. Measuring Impact II has been
issued under contract number GS-00F-193DA Order No. 7200AA18M00013 and supports the same
program objectives as described in RFQ number 7200AA18Q00020. Measuring Impact II is funded and
managed by the USAID Biodiversity Division in the Bureau for Development, Democracy, and
Innovation.
PREPARED BY
Beatriz Slooten, Tahira Vargas, Angeline Bell, Lexine Hansen, Alison Howard
Environmental Incentives, LLC
SUBMITTED BY
Shelly Hicks, Chief of Party
Environmental Incentives, LLC
SUBMITTED TO
Sara Carlson, Contracting Officer’s Representative
USAID Biodiversity Division
Center for Environment, Energy, and Infrastructure
FOR MORE INFORMATION
Environmental Incentives, LLC
725 15
th
Street NW, Floor 10
Washington, D.C. 20005
www.enviroincentives.com
DISCLAIMER
This publication is made possible by the support of the American people through USAID. The contents
of this publication are the sole responsibility of Environmental Incentives, LLC and do not necessarily
reflect the views of USAID or the United States Government.
Front Cover Photo:
Steep cliffs project into the sea at El Moro National Park in the Dominican Republic, one of those
supported by IMEM activities. Photo by Tahira Vargas.
Back Cover Photo:
The mangroves at El Yuti National Park in the Dominican Republic have been made more resilient by the
recanalization efforts of IMEM-supported community associations. Photo by Tahira Vargas.
TABLE OF CONTENTS
ACRONYMS 4
EXECUTIVE SUMMARY 5
INTRODUCTION
8
EVALUATION PURPOSE AND METHODOLOGY 9
LIMITATIONS 10
EVALUATION STAGES
11
FINDINGS 12
1.INTENDED GOALS AND RESULTS
13
2.BEST PRAC TICES
22
3.MANAGEMENT AND GOVERNANCE COUNCILS
25
4.WHOLE SYSTEM IN THE ROOM 26
5.SUSTAINABLE TOOLS AND STRATEGIES 27
6.MONITORING AND ADAPTIVE MANAGEMENT
28
LESSONS LEARNED AND RECOMMENDATIONS
29
CONCLUSIONS
31
ANNEXES
33
ANNEX A. EVALUATION DESIGN AND METHODOLOGY 33
ANNEX B. DATA COLLECTION INSTRUMENTS
34
ANNEX C. LIST OF PERSONS INTERVIEWED
36
ANNEX D. DOCUMENTS REVIEWED AND REFERENCES
40
TABLE OF FIGURES
FIGURE 1.
IMEM THEORY OF CHAN GE
9
FIGURE 2.
IMEM RESULTS FRAMEWORK
14
ACRONYMS
CODOPESCA Dominican Council of Fisheries and Aquaculture
(
Consejo Dominicano de Pesca y Acuicultura )
IMEM Integrated Ma
rine Ecosystem Management Program
MI2 Measuring Im
pact II
NGO Nongovernmental organization
USAID U.S. Agency for International Development
USAID 4
EXECUTIVE SUMMARY
The coastal regions of the Dominican Republic and Haiti are facing severe overexploitation of fisheries
and degradation of marine ecosystems, threatening ecological collapse. Through its Integrated Marine
Ecosystem Management (IMEM) activity, a $1.8 million cooperative agreement implemented by
Counterpart International from September 6, 2019, to September 5, 2022, the U.S. Agency for
International Development (USAID) aimed to strengthen local governance and participatory
management of marine protected areas in the northern coastal border area of Haiti and the Dominican
Republic, promoting sustainable fishing and farming practices to reduce pressures on biodiversity within
coastal and marine ecosystems. The project pursued three objectives: implement participatory
management provisions in designated marine protected areas in both countries; foster local-level,
cross-border collaboration and experience-sharing; and disseminate and implement best practices in
fishing, farming systems, and ecotourism. While IMEM worked extensively with partners in Haiti, the
evaluation team was unable to evaluate the impacts of IMEM in that country due to worsening security
conditions during the evaluation period.
Under USAID’s Evaluation Policy, evaluation “has two primary purposes: to ensure accountability to
stakeholders and to learn to improve development outcomes” (USAID 2020a, p. 3). This evaluation was
focused on learning from IMEM’s community engagement activities to inform future marine programming
in the region. The evaluation provides an analysis of the activity’s effectiveness in helping communities
address environmental challenges and promoting sustainable practices in the coastal and marine
ecosystems of the Dominican Republic and Haiti. It reveals that IMEM has achieved significant milestones
in its efforts to protect and preserve natural resources, engage local communities, and foster
inter-institutional collaboration.
Overall, the evaluation found that IMEM’s interventions achieved their desired results, especially in
engaging local fishers and communities. Key findings highlight the successful implementation of
participatory and adaptive management approaches, with the formation and strengthening of fisher and
rice producer associations, training programs, and dialogue platforms. These initiatives have facilitated
community involvement, resulting in a stronger commitment to environmental stewardship and the
adoption of responsible fishing, farming, and tourism practices. Notably, the activity’s identification card
program for fishermen’s association members has played a pivotal role in promoting a sense of belonging
and unity, facilitating recognition by government institutions and encouraging responsible fishing
behaviors. Community participants lauded IMEM’s implementation, identifying eight specific actions
IMEM took that helped beneficiaries:
1.Raising awareness among fishermen’s associations about responsible fishing practices and their
potential economic benefits.
2.Developing binational cooperation activities between Haitian and Dominican fishermen to
exchange experiences and promote responsible fishing practices.
3.Building a relationship between fishermen’s associations and government institutions by creating
a follow-up committee.
IMEM L EARNING EVALUATION 5
4.Providing technical training to government personnel on environment, tourism, marine species,
and protection mechanisms to promote governance.
5.Providing technical training to personnel from government agencies on the environment,
tourism, marine species, and protection mechanisms to ensure the sustainability beyond the life
of the program.
6.Helped fishermen transition to alternative livelihoods.
7.Increased awareness in the tourism sector about the importance of preserving the marine
ecosystem.
8.Fostered participatory governance through the implementation of the identification card
program.
The evaluation identifies several challenges that hindered IMEM’s implementation, such as lack of
resources and support from relevant Ministry staff, and the deteriorating security situation in Haiti. The
evaluation also reveals some unintended outcomes of the project, such as the creation of alternative
sources of income and the development of new relationships with naval forces. The evaluation also
identifies several factors that facilitated IMEM’s successes, such as including well-connected local
stakeholders throughout all phases, and emphasizing intersectoral and interinstitutional coordination.
Based on these findings, the evaluation offers four lessons and associated recommendations for future
marine programming:
Lesson 1: Empowering local associations, while challenging, transformed community attitudes and
behaviors and strengthened marine protections, but without monitoring data, the impacts on the
ecosystems are unknown.
Recommendation: Focus on building capacities of local community organizations to strengthen marine
protections. Build trust with community leaders and influencers. Tie short-term benefits of new
behaviors to long-term durable improvements. Track threat reduction and ecosystem health data.
Lesson 2: Establishing co-management committees, which empower local and national government as
well as local community members to protect marine areas, dramatically strengthened marine protected
area management. However, partners, such as the local enforcement bodies, need adequate resources to
contribute to the joint efforts.
Recommendation: Replicate the approach of establishing co-management committees. Build strong
partnerships and collaborative networks to align efforts, pool resources, and work toward common
goals. Include support and advocacy for adequate monitoring and enforcement funding.
Lessons 3: Co-management committees provided a platform for local communities to actively
participate in joint monitoring. IMEM’s
whole system in the room approach ensured all relevant
stakeholders contributed to strategy development and ensuring buy-in.
Recommendation: Replicate the successful practice of joint monitoring to benefit from community
stewardship and collaboration, traditional knowledge, and informed decision-making.
Lesson 4: Official recognition of fishermen, through an identity card program, promoted responsible
fishing practices and enhanced community engagement.
USAID 6
Recommendation: Identify ways that officials can recognize and support good actors to change their
behavior. Foster a sense of belonging and collective responsibility among stakeholders.
Overall, the evaluation concludes that IMEM had positive impacts on the targeted communities, including
the development of responsible fishing practices and the empowerment of the fishing sector to protect
marine resources. The evaluation recommends USAID continue to support efforts to engage
communities in sustainable management of marine resources in the Caribbean region.
IMEM L EARNING EVALUATION 7
INTRODUCTION
The coasts of the Dominican Republic and Haiti face severe overexploitation of fisheries and degradation
of coastal and marine ecosystems, threatening ecological collapse. Mangrove forests, critical for marine
health and providing ecosystem services, are also under pressure from agriculture and charcoal
production. National policies in Haiti and the Dominican Republic fail to address the integrated nature of
marine ecosystems. Further, they do not consider the relationship between communities and the
environment, as poverty and lack of sustainable alternatives hamper compliance with regulations.
Both countries have established marine protected areas, but need more resources, stakeholder buy-in,
and livelihood alternatives to manage and conserve the region’s biodiversity. The most vulnerable coastal
communities face challenges in achieving the behavior change necessary for effective management and
conservation.
Through its Integrated Marine Ecosystem Management Program (IMEM), the U.S. Agency for
International Development (USAID) aims to strengthen local governance and participatory management
of marine protected areas along the northern Haitian-Dominican border, promoting sustainable fishing
and farming practices to reduce pressures on biodiversity within coastal and marine ecosystems.
Furthermore, the activity aims to minimize economic and cultural disruption for communities that
depend on those ecosystems, and ideally create new economic opportunities for those communities.
IMEM collaborates with local sub-grantees, the Foundation for Protection of Marine Biodiversity in Haiti,
and AgroFrontera in the Dominican Republic, to consider local resource use practices, politics, culture,
history, and economics in both countries.
Coastal and marine ecosystems on the northern coastline of Haiti and the Dominican Republic are
under significant pressure due to pollution from agricultural runoff, habitat conversion, and
overexploitation of natural resources (Millennium Ecosystem Assessment, 2005). Designed to address
these challenges, IMEM’s theory of change (Figure 1) emphasizes the importance of collaboration and
knowledge sharing between the two countries, strengthening participatory and adaptive management in
the governance of marine protected areas, and sharing best practices in alternative livelihoods,
sustainable fishing, and farming practices. By fostering an inclusive and diverse community-led effort,
IMEM aims to reduce local pressures on biodiversity, enhance the effectiveness of marine protected
areas, and strengthen the local economy. The program also addresses underlying economic issues in the
Dominican Republic by introducing integrated nutrient, water, and residue practices in rice production,
while simultaneously promoting the increased protection of mangroves. Through these efforts, the
program strives to support environmental sustainability and contribute to the reduction of carbon
dioxide emissions.
USAID 8
Figure 1. IMEM Theory of Change, from the Cooperative Agreement between USAID/Dominican
Republic and Counterpart international (USAID 2019).
IMEM built on existing work, ensuring effective local governance for legally-recognized marine protected
areas and facilitating dialogue between fishers and farmers in both countries. It also supported the
adoption of sustainable practices and alternative economic opportunities, such as by transforming fishing
systems, introducing eco-friendly farming practices, and promoting locally-based ecotourism
opportunities.
This report presents an evaluation of the responses of various beneficiary stakeholders to IMEM’s
interventions. An independent research team carried out the evaluation by traveling to the target areas
and conducting qualitative research. The evaluation ran from late November 2022 to May 2023. The
team carried out local research trips to Montecristi and El Morro in the Dominican Republic for focus
groups and face-to-face interviews in February, and conducted phone interviews with stakeholders in
Haiti throughout March.
EVALUATION PURPOSE AND METHODOLOGY
This evaluation report examines IMEM’s performance and outcomes to share lessons learned and
recommendations, delving into best practices, success stories, and challenges encountered and resolved.
USAID can use this report as a resource, applying the outcomes as appropriate, including using lessons
learned from IMEM during the design and implementation of similar current and future regional marine
biodiversity conservation activities in the Caribbean and other regions. IMEM is a $1.8 million
cooperative agreement implemented by Counterpart International and managed by the
USAID/Caribbean Biodiversity Program.
The team collected and analyzed qualitative data from internal and external sources to address the
evaluation questions, which focused on the process and performance of the activity. These sources
included:
●Documents and other written information, including activity reports, planning documents, and
other resources.
●Stakeholders and partners, including IMEM, USAID, and local and regional governments.
●Beneficiaries, including local community members, fishers, and training recipients.
IMEM L EARNING EVALUATION 9
Data collection methods included semi-structured or open-ended interviews and focus group
discussions, which were held in person during the team’s site visits to the Dominican Republic, and
virtually with participants in Haiti. The team thematically analyzed the data around the evaluation
questions. This kind of qualitative research is at risk of
researcher bias , e.g. “the selection of data that fit
the researcher’s existing theory or preconceptions and the selection of data that ‘stand out’ to the
researcher” (Maxwell 1996, 90), and
reactivity, e.g. “the influence of the researcher on the…individuals
studied” (Maxwell 1996, 91). To guard against these risks, the team used
triangulation, “collecting
information from a diverse range of individuals and settings, using a variety of methods” (Maxwell 1996,
93). Thus not only did the team collect data from multiple sources, they have also integrated
quantitative information the IMEM team collected when relevant to a research question.
LIMITATIONS
Like any research project, conditions outside the control of the evaluation team introduced bias into the
findings presented here. First, the results were geographically biased. The team gathered a significant
amount of information from individuals in the Dominican Republic about activities involving both coasts.
However, due to safety concerns, it was not feasible to travel and conduct in-person interviews in Haiti.
To overcome this challenge, the team tried to gather as much information as possible through phone
conversations with Haitian fishermen and other stakeholders, yet the number of contacts were quite
limited. This resulted in limited information from Haiti, so we were unable to adequately
investigate the Haiti activities and their impacts. Moreover, as the situation in Haiti has
deteriorated, we were unable to ascertain which activities the IMEM partners were able to implement in
Haiti. Thus, throughout the findings, we only include Haiti when we were able to confirm the finding
was relevant to Haiti.
Second, the evaluation more prominently incorporates feedback from benefited stakeholders than other
stakeholders, which may bias the findings. This is partly due to the complexity of the intervention,
including its diversity of activity approaches, the absence of control sites, and the number of stakeholders
working in the same intervention areas with the same counterparts and beneficiaries. Furthermore, the
activity ended in 2022, and by the time of the evaluation in early 2023, there had been changes in
government officials, leading to changes in points of contact and staff. The evaluation team found many
new staff were unfamiliar with the project’s implementation. To counteract this bias, this evaluation
includes the perspective of new government officials as much as possible. As a result of the
preponderance of data from beneficiaries, the evaluation focused on the perceptions of
beneficiaries and was unable to fully uncover IMEM’s impacts on government stakeholders
or on the relationships between government officials and local community members.
This assessment focused on how IMEM activities influenced the beneficiaries and other
local stakeholders. Thus the team gathered qualitative data from discussions with those stakeholders.
Quantitative data about most of the research questions do not exist to validate some of the specific
results stakeholder mentioned; however, the team has included activity quantitative data relevant to the
research questions when available.
10 USAID
EVALUATION STAGES
The research team conducted the evaluation in three phases.
1.Inception: To begin, the researchers consulted with the IMEM team and reviewed activity data
to better understand the activity and its results. They also:
a.Consulted with the IMEM activity team to collect information about key informants for
interviews and focus groups and priority sites to visit, as well as refine the evaluation
questions. This step secured IMEM support for the evaluation.
b.Reviewed activity documents and monitoring and evaluation data (see Annex D.
Documents Reviewed and References).
c.Developed a draft evaluation work plan and methodology. The USAID point of contact
reviewed and approved these documents. The team developed the evaluation work plan
and methodology in English (see Annex A. Evaluation Design and Methodology). They
developed the data collection tools in Spanish and Creole (see Annex B. Data Collection
Instruments).
2.Investigation: Next, the team conducted qualitative, open-ended interviews and focus group
discussions with key stakeholders, including USAID and IMEM staff, partners, and beneficiaries
(see Annex C. List of People Interviewed). The team completed two site visits in the Dominican
Republic. During the visits, the team conducted focus groups and interviews, including:
a.Thirteen key informant interviews, using structured and focused interview guides.
i.These interviews included sub-grantees and key informants, such as the
Dominican Republic’s Ministry of Environment and Natural Resources.
ii.Due to privacy concerns in the region, the team did not record or transcribe
the interviews. The researcher made notes for each interview and focus group.
iii.The team conducted interviews in Spanish and Creole.
b.Six focus group discussions, using structured and focused discussion guides.
i.Informants included activity beneficiaries and communities.
ii.The team did not record or transcribe the focus group discussions.
iii.The team conducted the focus group discussions in Spanish
3.Insights: Finally, the team conducted thematic data analysis to synthesize participant responses
and literature to respond to the evaluation questions and generate relevant recommendations,
including:
a.Thematic analysis of documents and informant notes.
b.Iterative drafts of the evaluation report.
c.Review and vetting of the report by USAID and IMEM staff.
d.Final report publication.
IMEM L EARNING EVALUATION 11
FINDINGS
This report presents the findings of a comprehensive field evaluation conducted by a group of
researchers from November 2022–March 2023, focusing on stakeholders involved in the IMEM project in
the Dominican Republic and, as possible, Haiti. Through formative research, the team gathered valuable
insights and data to systematically evaluate the activity’s effectiveness and contributions towards
improved management and conservation of marine ecosystems on the northern coasts of Haiti and DR.
The learning questions serve as essential categories of analysis in this evaluation. They provide a
framework for evaluating the extent to which IMEM achieved its intended goals and results, validated the
hypothesis in its theory of change, identified factors that facilitated or hindered its success, and
uncovered any unintended outcomes. Additionally, the learning questions explore the level of community
involvement in the implementation process, identify best practices and lessons learned, assess the
effectiveness of management and governance councils, examine the benefits of the program, evaluate the
sustainability of tools and strategies provided, and highlight the role of monitoring information in guiding
activity implementation and adaptive management. Organizing the evaluation findings around these
learning questions allows for a comprehensive understanding of IMEM’s performance and the creation of
informed recommendations for future improvements and interventions.
LEARNING QUESTIONS:
Evaluation Questions
1.To what extent did IMEM achie
ve its intended goals and results as defined by the results
framework?
a.Did the observed achievements va
lidate the hypothesis in the IMEM theory of change?
b.What factors facilitated IMEM’s
ability to realize the desired results?
c.What challenges hampered the activity’
s ability to do so?
d.What unintended outcomes res
ulted from the implementation of this activity?
e.How did IMEM involve co
mmunity members in the implementation, and what resulted
from that involvement? Did the involvement address the gaps identified in the
Caribbean Marine Biodiversity Program evaluation?
2.What did stakeholders identify as the a
ctivity’s best practices? What contribution did these
best practices have to the targeted communities?
3.Were Management and Governance C
ouncils an effective mechanism for managing marine
protected areas? Why or why not? What other factors, if any, facilitated or hindered marine
protected area management?
4.What benefits, if any, d
id the “whole system in the room” approach to the activity have? Did
stakeholders in the activity value it, and if so, why?
5.How sustainable are the tools
and strategies provided to beneficiaries for their use beyond
the life of the activity?
6.How did monitoring information
inform activity implementation and adaptive management?
12 USAID
1. INTENDED GOALS AND RESULTS
Evaluation Question 1. To what extent did IMEM achieve its intended goals and results as
defined by the results framework?
IMEM’s Results Framework (Figure 2 below), detailed the activities IMEM would undertake to achieve its
goal of improving, “the management and conservation of marine ecosystems on the northern coasts of
Haiti and the [Dominican Republic] while minimizing economic and cultural disruptions for communities
that depend of those ecosystems.” The Results Framework organized IMEM’s partner’s activities around
three outcomes, each of which would support a key result. When all three key results were achieved,
IMEM’s goal would be achieved. The Results Framework also included the indicators that IMEM planned
to track to monitor progress toward their outcomes.
Goal: Improve the management and conservation of marine ecosystems on the northern coasts of
Haiti and DR while minimizing economic and cultural disruption for communities that depend on
those ecosystems.
Result 1: Coastal communities will
find an understanding of common
barriers and opportunities to
enhance the biodiversity of coastal
and marine resources and improved
livelihoods through sharing best
practices and lessons learned.
Outcome: Foster lo
cal-level,
cross-border collaboration and
experience-sharing related to
participatory governance of MPAs
Activities:
Conduct a Socioecological
Assessment and Survey
Build capacity of local actors to
lead in the governance of MPAs
Modify adaptive management
plans for MPAs and empower
effective participation of local
stakeholders in their revision.
Indicators:
Number of
normative
documents approved by IMEM
Governance Councils for
implementation of MPAs
Result 2: The Dominican and
Haitian governments have a
legal mandate to manage them
in a way that safeguarded and
enhances the biodiversity of the
coastal and marine ecosystems
while contributing to improved
and sustainable livelihoods for
local communities.
Outcome: Implement
participator
y and adaptive
management provisions
established in the management
plans for the marine protected
areas of Mangroves of Estero
Balsa National Park, Cayos
Siete Hermanos Wildlife Refuge
and El Morro National Park in
DR and Three Bays National
Park in Haiti
Activities:
Create and sign
MOW for
Cross Border MPA
Working Group
Launch bi-national fisher
and manager roundtables
Result 3: Farmers and fishers are
motivated to adopt more sustainable
practices and they have the skills and
resources they need to do so. This will
also reduce pressure on natural
resources, particularly in Haiti, by
generating alternative economic
opportunities.
Outcome: Disseminate and
implement
best practices in fishing and
farming systems and ecotourism
Activities:
Promote mar
tine biodiversity
conservation through responsible
fishing practices and improve the
fish market economy.
Promote adoption of sustainable
farming practices in the DR
Promote Best Practices in
sustainable farming in Haiti
Promote locally-driven alternative
livelihoods
Indicators:
Number of farmers cer
tified by the
Sustainable Rice Platform
IMEM L EARNING EVALUATION 13
Number of established
participatory mechanisms,
partnerships established by and
between local partners and
beneficiaries, and advocacy
activities that foster
participation in the public
policy decision-making process
Number of people with
improved economic benefits
derived from sustainable
natural resource management
and/or biodiversity
conservation as a result of
USG assistance. (EG.10.2-3)
with Cross Border MPA
Working Groups
Indicators:
Number of
agreements/MoUs signed
between Haitian and
Dominican stakeholders on
MPA management common
practices
Number of hectares of
biologically significant areas
under improved natural
resource management as a
result of USG assistance.
(EG.10.2-2)
Number of people trained in
sustainable natural resources
management and/or biodiversity
conservation as a result of USG
assistance (EG.10.2-4)
Greenhouse gas (GHG) emissions,
estimated in metric tons of CO2
equivalent, reduced, sequestered
or avoided through sustainable
landscapes activities supported by
USG assistance (EG.12-6)
Percentage decrease in highly toxic
pesticides applied by the
beneficiary farmers.
Percentage decrease in the amount
of irrigation water used for rice
production.
Figure 2. IMEM Results Framework, replicated from graphic shared by USAID.
To answer this research question, the evaluation team considered how stakeholders discuss their
interactions with the activity and how their lives have changed as a result. Most stakeholders considered
all IMEM activities as a package and didn’t differentiate any particular activity as leading to a particular
outcome. Thus, the research team could not tease apart whether one specific activity was more or less
effective. Instead, we sought to understand whether or how stakeholders reported outcomes aligned
with the activity’s three key results.
The evaluation found that overall, the IMEM interventions did result in the three key results,
especially in engaging local fishermen and communities.
Regarding result 1: Coastal communities gained an understanding of common barriers and
opportunities to enhance biodiversity and improve livelihoods through sharing best
practices and lessons learned. Through IMEM, fishermen from the Dominican Republic and Haiti
participated in binational joint awareness and training processes, leading to agreements on proper fishing
methods and tools. These efforts have led to significant outcomes, including providing resources and
training for Haitian and Dominican fishermen’s associations on responsible fishing practices. Fishermen's
associations were also empowered to take on monitoring roles for sustainable fishing practices,
demonstrating their commitment to the conservation of marine resources.
Regarding result 2: The Dominican and Haitian governments have a legal mandate to manage
fisheries in a way that safeguards and enhances biodiversity while contributing to
sustainable livelihoods. In addition to sharing best practices, the binational processes of joint
awareness and training, IMEM facilitated open conversations between the nations. For example, the
groups agreed to refrain from using prohibited and acidic small mesh nets within the Bay of Manzanillo.
IMEM’s most notable achievement was to overcome communication and interaction barriers between
14 USAID
Haitian and Dominican fishermen, who engage in the same economic activity on the border. This has
contributed to reducing tensions between the two groups.
Regarding result 3: Farmers and fishers are motivated to adopt more sustainable practices
and have the necessary skills and resources to do so. With support from sub-grantees, the
activity motivated and trained rice producers and fishers in Haiti to adopt more sustainable practices,
including over 500 people in its multiple trainings (Radosti 2022). It empowered rice producer
associations to decide on fertilizer applications and soil management, reducing production costs and
unnecessary chemical applications. According to IMEM’s Final Report (Radosti 2022), IMEM rice farmers
reduced their application of toxic pesticides by 81%. Specifically, the IMEM rice farmers completely
eliminated 12 out of 21 harmful chemicals used in conventional rice farming. This significant progress was
a result of the program's success and the data analysis conducted after the second rice harvest. IMEM
also extended the dissemination of sustainable agricultural practices for rice production to other rice
farmers beyond the initial beneficiaries and educational institutions, promoting the adoption of
eco-friendly techniques to enhance the quality and yield of rice while preserving natural resources.
Furthermore, the activity achieved results through its ecotourism initiative in the Dominican Republic’s
San Fernando de Montecristi (the capital of Montecristi Province) and Pepillo Salcedo-Bahía de
Manzanillo (a municipality in Montecristi Province that includes the Bay of Manzanillo). It trained people
to defend the marine ecosystem and guide tourist groups in the region, which respondents reported was
helping reduce the extinction of fish. The training covered how to become a marine ecosystem defender
and how to guide tourist groups visiting the province. The project also provided training to tour
operator groups in economic resource management and environmental management.
Overall, the project team achieved several key results, including promoting collaboration
between fishermen from both countries, facilitating the formation of fishermen’s
associations, empowering rice producer associations, disseminating sustainable agricultural
practices, and promoting ecotourism.
Subquestion 1a. Did the observed achievements validate the hypothesis in the IMEM
theory of change?
Data from stakeholders as well as from the IMEM final report confirm much of the IMEM
theory of change. The activity fostered collaboration, strengthened participatory MPA management,
and shared best practices and these actions seem to have resulted in more inclusive community-led MPA
management and more effective MPAs. IMEM’s final surveys noted that participants were better off
economically after the activity (Radosti 2022). However, the evaluation team did not have access to
information that could confirm the hypothesis that these actions, at the scale of IMEM, would decrease
the local pressures on biodiversity within coastal and marine ecosystems as threat reduction data was
not collected.
The evaluation team gathered information in the Dominican Republic from a wide variety of
stakeholders, including the AgroFrontera technical team; various local government agencies such as the
Dominican Republic Ministries of Agriculture, Tourism, and the Environment; and fishing, rice
production, and ecotourism associations. Stakeholders engaged in many activities reported a
IMEM L EARNING EVALUATION 15
variety of positive outcomes, at the national and bi-national level, and at the local level.
IMEM also strengthened transboundary collaboration both by building continuous consultation,
mediation, dialogue, monitoring, and interaction between government agencies and associations.
At the national level, the activity promoted responsible fishing practices by offering binational processes
of joint awareness and training for Dominican and Haitian fishermen. The two nations held meetings and
agreements to establish proper fishing methods and tools. They agreed to refrain from using prohibited
and acidic small mesh nets within the Bay of Manzanillo. These efforts have led to significant outcomes,
including supporting additional resources and training for Haitian fishermen’s associations on responsible
fishing practices. However, the most notable achievement reported was overcoming
communication and interaction barriers between Haitian and Dominican fishermen, who
engage in the same economic activity on the border between their countries. This has contributed to
the reduction of tensions between the two groups. However, the security situation in Haiti and the
resulting violent tension on the border poses a challenge to maintaining sustained relationships between
Haitian and Dominican fishermen in dialogue and mutual agreements, and the evaluation team was
unable to determine if the Haitian fishermen are still able to engage in dialogue.
IMEM formed and supported community associations through which they trained members in
association management, helped establish cooperatives, created a space for dialogue and
consensus-building, and empowered the people involved in marine fishing, rice production, and
ecotourism. These associations seem to have helped IMEM achieve its strong results. IMEM
introduced and promoted improved integrated nutrient, water, and residue practices in rice production.
Such practices also support the increased protection of mangroves, critical to coastal ecosystems.
In conversations with the evaluation team, the fishermen and rice producers demonstrated what they
learned from the IMEM activity, such as a recognition of the harms of the indiscriminate use of chemicals
and water, and shared a clear commitment to sustainability through the protection and preservation of
natural resources. Their responses aligned with the IMEM final report which noted a significant decrease
in the use of toxic chemicals and thus reduced pollution (Radosti 2022). They noted that their
participation in the associations has resulted in improved economic benefits by reducing production
costs and enhancing the quantity and quality of their fish, crab, and rice.
Rice is a staple food in the Dominican Republic, and implementing sustainable agricultural
practices for its production has benefited the economy. The Lower Yaque region alone
contributes to 30 percent of national rice production. Rice producer associations have acknowledged the
economic and environmental benefits of transitioning to sustainable production practices, and rice
producers themselves have reported positive effects on soil profitability. There are even expectations of
expanding rice production to foreign markets with AgroFrontera’s support. The evaluation team found
that rice producers are committed to adopting good practices that reduce production costs and improve
socioeconomic conditions. For example, trainings about the integration of soil analysis techniques led
many rice producers to reduce their fertilizer use and gain a better understanding of their natural
environment. Additionally, rice producers were receptive to IMEM´s efforts to eliminate polluting
practices to contribute to environmental protection.
“The AgroFrontera team has also taught us to analyze the soil to
16 USAID
determine which fertilizer it needs. Sometimes we would throw
away a fertilizer the soil already had, applying too much of it. Soil
analysis is conducted to determine which fertilizer the soil needs,
thus reducing production costs.” –Rice producer association focus
group participant
Subquestion 1b. What factors facilitated IMEM’s ability to realize the desired results?
IMEM’s ability to achieve its desired results can be attributed to several factors. The efforts of
sub-grantee AgroFrontera, an organization that supports sustainable rural development, were
crucial in promoting cross-border collaboration and responsible fishing practices. Building on
the group’s strong engagement with the community, the activity organized meetings, covered expenses
for Haitian fishermen’s associations to participate in joint awareness and training processes, and
distributed sustainable fishing equipment to support their livelihoods while protecting the environment.
With AgroFrontera’s support, the activity also collaborated with Haitian environmental
authorities, providing boats equipped with motors to more effectively monitor fishing practices for
sustainability. In addition, AgroFrontera trained and sensitized fish buyers to prioritize purchasing fish
caught using responsible fishing practices. To promote marketing of sustainably caught fish, the activity
brought together several fishermen's associations to create the Confederation of Fishermen's
Associations.
IMEM worked to encourage fishermen associations to recognize responsible fishing practices and
participate in voluntary beach cleaning. The activity also empowered crab catchers to harvest crabs
without affecting their reproduction. Furthermore, the activity provided nets for crab catchers to pursue
alternative income sources during the closed season, as well as distributed loans to fishermen’s
associations that helped support their economic livelihoods.
This community engagement, particularly with the crab catcher association, has yielded
significant positive changes. Previously, crab catchers would indiscriminately catch crabs of all sizes
and genders for sustenance. However, with the activity’s intervention, including workshops led by a local
community member on the AgroFrontera team, the crab catchers gained a deeper understanding of the
environmental harm caused by their practices. As a result, sustainable measures, such as refraining from
catching females and small crabs, are growing more widespread. This shift in behavior has not only
reduced their ecological impact, but has also brought about practical benefits, such as a significant
decrease in the distance fishermen need to travel to find an abundant food source. By practicing selective
harvesting and avoiding the capture of small crabs and females, fishermen contribute to the faster
reproduction of the population and ensure a constant availability of food resources. According to
participants, the project’s teachings and the community’s commitment have led to more
responsible and efficient crab catching practices, ultimately improving both environmental
conservation and the livelihoods of the crab catchers in San Fernando de Montecristi.
IMEM L EARNING EVALUATION 17
“We try to practice environmentally friendly responsible fishing because
AgroFrontera has opened our eyes to the fact that ‘EL Morro’ the
national park from Manzanillo to Montecristi, is our wetland treasure.”
–San Fernando de Montecristi fishermen’s associations focus group
participant
IMEM also helped recover mangroves in the Dominican Republic as a result of its work with
fishermen as well as the activity’s water recanalization measures, with AgroFrontera’s
support. By redirecting water from sanitation outflows to the mangroves, the activity restored
mangroves and strengthened fish hatcheries. These efforts provided economic benefits to beekeepers
and goat breeders. Moreover, the activity disseminated information about sustainable agricultural
practices for rice production, initially targeting rice producers’ associations and then extending their
efforts to other rice farmers and educational institutions. These practices promote the adoption of
eco-friendly techniques to enhance the quality and yield of rice while preserving natural resources.
“Our mangroves were drying up due to dust, heat, and lack of fresh
water. We talked to a community member part of the AgroFrontera
team and looked for a solution. The solution was to recanalize fresh
waterways that carried out sanitation work. There is a honey-producing
mangrove, the black mangrove, which has flowers during the flowering
season, and bees. We, beekeepers, move the bees to the mangroves. It
was not possible because the mangroves were drying up due to salinity.
The water began to flow with the canalization, regenerated the
mangroves, tilapias arrived abundantly, and the black and red mangroves
were reestablished. Goat breeders benefit because the mangroves drop
seeds and leave the goats to eat. The mangrove has recovered by 150
percent.” –San Fernando de Montecristi fishermen’s associations focus
group participant
Overall, the combination of cross-border collaboration, responsible fishing practices,
community engagement and empowerment, and sustainable agricultural practices played a
crucial role in IMEM’s ability to achieve its desired results.
“Another benefit for all fishermen who have been volunteers for
cleaning the protected area is that we have time to come together
to carry out operations to clean the mangroves, sediments, and
nets that get trapped in the reefs among the mangroves. We have
been volunteers.” –-San Fernando de Montecristi fishermen’s
associations focus group participant
Subquestion 1c. What challenges hampered the activity’s ability to do so?
18 USAID
Several challenges and barriers hampered the activity’s efforts to promote sustainable fishing practices
and protect the environment. In Haiti, the key barriers identified were insecurity and limited
resources. The evaluation team was unable to visit any Haitian sites and could only contact a few
Haitian contacts, so our data for the Haiti work is limited. What those stakeholders did report was that
even when people could participate in bi-national and local IMEM activities, the external challenges were
too severe to increase sustainable fishing practices. For example, fishermen interviewed expressed their
inability to counteract the cutting of mangroves for charcoal production. Haitian respondents also noted
that there was a lack of government support, including a lack of resources, to sustainable fishing efforts.
In the DR, the team gathered more data on challenges to IMEM’s success. One of the key barriers
there is the resistance from the Dominican Republic’s Ministry of Environment to implement
measures aimed at eliminating plastic in Montecristi, despite agreements reached through negotiations
between various associations, groups, and the Montecristi Municipal Council. This resistance has made it
difficult to enforce the law prohibiting plastic use in coastal areas.
Another challenge is the need for more resources for the provincial Ministry of
Environment team, which currently depends on AgroFrontera´s sponsorship to carry out coastal
monitoring efforts. Without government resources, the local team struggles to monitor and prevent
illegal fishing activities. The lack of monitoring and governance then limits the functioning and continuity
of the co-management councils that monitor protected areas. Finally, the lack of government resources
also limits the support available to fishermen to generate alternative incomes. Fishermen have submitted
proposals to the government to gain funding to build ponds for fish farming, which could help achieve
sustainable fishing. However, they have to date not received government support.
“In the cays [Cayos Siete Hermanos islands, a wildlife refuge on the
north coast of the Dominican Republic], part of the protected area I
manage, constant monitoring must be carried out. … [However,
our boat] fuel is insufficient to travel inter-daily to the cays and only
allows us to go twice a month. That is getting out of control, and
the Haitians are there. In the morning, more than 20 Haitian boats
engage in illegal fishing.” –Representative environmental team focus
group participant
Both Haitian and Dominican fishermen in the region struggle with low quality boats.
Inadequate boats not only pose risks to fishermen safety, but also limit their catch and potential earnings
by restricting their capacity for extended sea fishing and catching larger fish. Additionally, the absence of
necessary supplies and equipment further exacerbates their difficulties. Without access to appropriate
tools and gear, the fishermen struggle to optimize their fishing efforts and improve their productivity. As
a result, they become reliant on fish markets that provide financial support for their fishing activities.
This dependency on external financing, rather than government loans, reinforces their vulnerability and
restricts their economic growth and autonomy within the industry.
In the Dominican Republic, ecotourism development is negatively impacted by deficiencies
in Montecristi Province’s Office of the Environment functioning, such as its lack of budget,
IMEM L EARNING EVALUATION 19
insufficient personnel, inadequate infrastructure, and limited capacity to meet the growing demand for
environmental services.
Moreover, rice producers in the Dominican Republic encounter a challenge in securing
sufficient financing from the state, and instead the private sector provides the majority of funding.
However, the private sector is involved in selling unsustainable fertilizers and agrochemicals to
producers, creating a potential conflict of interest. This dynamic raises concerns about the objectivity
and impartiality of the financing process, as the private sector may prioritize their own products over
sustainable agricultural practices and products.
Additionally, the Ministry of Agriculture is limited in its certification of rice produced
through sustainable agroproduction. When producers lack certification, they have reduced profits
and are unable to access premium markets willing to pay higher prices for sustainably produced rice. The
dependence on the private sector for financing and the limited certification options highlight the need
for greater support and investment from the state to promote sustainable agriculture and ensure fair and
unbiased practices in the industry.
“They are private lenders. They finance the harvest; they set the rules
of the game. They charge 12 percent interest and up to 20 percent.
They have high rates—they put the products at whatever price they
want, and buy the rice at lower prices.” –Rice producer association
focus group participant
In summary, the challenges and barriers to promoting sustainable fishing practices and
protecting the environment include resistance from the Dominican Republic’s Ministry of
Environment, lack of resources for monitoring and governance, absence of government
support for alternative income for fishermen, limited capacity for ecotourism
development, and limited state financing for rice producers.
Subquestion 1d. What unintended outcomes resulted from the implementation of this
activity?
As a result of the activity’s efforts to create alternative sources of income and encourage collaboration
for sustainable practices, one of IMEM’s unintended, but positive, outcomes was to generate a
community sense of sustainability among beneficiaries. With AgroFrontera’s support, the
activity helped fishermen engage in other income-generating activities, such as ecotourism and
beekeeping, to improve their living conditions. By providing technical support and fostering dialogues
with government officials, the activity helped the community recognize the harmonious and fluid
relationship between responsible fishing and tourist development. This positive outcome emerged due to
the program’s emphasis on promoting sustainable practices and engaging community members in the
process. IMEM helped foster a sense of ownership and responsibility among community members for
managing their natural resources, which led to the development of new income-generating activities that
were more sustainable and less reliant on the overexploitation of marine resources. This unintended
20 USAID
outcome demonstrates the potential for positive impacts beyond the program’s original objectives and
highlights the importance of community engagement in achieving sustainable development outcomes.
Another unintended positive outcome was to help create a sense of belonging in the
community. The activity designed an identification card program to help fishermen with monitoring.
The program identified each fisher by name and fishermen’s association, providing a method for
authorities, such as the Dominican Navy, to determine the fishers were operating legally and sustainably.
As a tangible symbol of the activity’s support, the identification cards helped create a sense of belonging
among the fishermen, including a commitment to sustainable practices. This unintended outcome helped
reinforce their commitment to responsible fishing practices and environmental protection.
“People became more interested because they saw the help.
Because identification cards were given to the fishermen. They
trusted more and therefore became more integrated. They felt
there was someone who supported them.” –Interview with the
Dominican Council of Fisheries and Aquaculture (
Consejo
Dominicano de Pesca y Acuicultura
, CODOPESCA)
Subquestion 1e. How did IMEM involve community members in the implementation, and
what resulted from that involvement? Did the involvement address the gaps identified in
the Caribbean Marine Biodiversity Program Evaluation?
An evaluation of the Caribbean Marine Biodiversity Program, a precursor to IMEM, found a number of
gaps that future programming might fill. IMEM was developed, in part, to address one of those findings:
“The impact of capacity building and training efforts targeted at fishers and fisher associations is limited
at this stage” (Arrivillaga et. al 2018, 7). This learning evaluation specifically investigated whether IMEM’s
community engagement approach addressed this gap. The evaluation team found that IMEM’s very
strong community member involvement was critical to its successes.
IMEM involved community members in various ways to promote sustainable fishing practices and protect
the environment. In particular, IMEM implementers successfully established strong
relationships and actively engaged with the local community in Montecristi to facilitate the
development and implementation of project activities. For example, AgroFrontera strengthened
and empowered fishermen’s associations and trained members in association management, responsible
fishing practices, and voluntary beach cleaning efforts.
Community members’ involvement in the program resulted in two positive outcomes. First, the activity
contributed to the Montecristi Municipal Council’s first-ever law prohibiting plastic in coastal areas.
Second, the activity gained the community’s trust and served their needs, leading to
increased cooperation and collaboration between various sectors.
However, several challenges hampered IMEM’s ability to involve community members fully. A significant
barrier was the resistance of the Dominican Republic’s Ministry of Environment. Not only
did the Ministry refuse to implement Montecristi’s municipal law banning ocean plastics, they also refused
to sanction some co-management councils which impeded the activity’s efforts to engage community
IMEM L EARNING EVALUATION 21
members in decision-making processes and collaborative management of natural resources. Another
major challenge was the lack of resources allocated for monitoring activities, which hindered
the activity’s ability to effectively assess the impact of its initiatives. Finally, the community’s limited
access to sturdy and reliable boats posed difficulties in conducting fieldwork and data collection
in marine areas. Despite these setbacks, IMEM continued to follow up with the community. It
emphasized the importance of collaboration and coordination between authorities in promoting
sustainable fishing practices and protecting the environment.
“The AgroFrontera representative from Montecristi, a member of
the community is a leader, who has the power to convene and has
been a friendly manager for the fishermen. He has been a person
who has provided a lot of help and has given boats outboard
motors. Robinson represents the province of Montecristi.”
–Interview with CODOPESCA
2. BEST PRACTICES
Evaluation Question 2: What did stakeholders identify as the activity’s best practices?
What contribution did these best practices have to the targeted communities?
IMEM stakeholders identified eight best practices that positively impacted the targeted communities.
These included:
1. Raising awareness among fishermen’s associations about responsible fishing
practices and their potential economic benefits. The activity used nature metaphors
when communicating its message to foster a strong sense of trust and facilitate meaningful
learning experiences with the local community. For example, the team used this approach to
share their findings from monitoring the fishing practices in the region, demonstrating the
negative impact of harmful fishing practices and educating fishermen on sustainable methods. By
drawing parallels between environmental concepts and familiar aspects of nature, the activity
communicated complex ideas in a relatable manner. This approach not only captured the
community’s attention, but also helped them connect with the importance of sustainable
practices and the need for environmental conservation. The use of nature metaphors proved to
be a powerful tool for building trust, engaging the community and promoting effective learning
within the project.
“AgroFrontera gave us material on natural fishing. It teaches us that
seabirds eat fish and take only what they need. However, humans go
into the sea with trawl nets and trap small fish that have not
reproduced, all kinds of fish.” –CODOPESCA
2. Developing binational cooperation activities between Haitian and Dominican
fishermen to exchange experiences and promote responsible fishing practices. With
22 USAID
the support of AgroFrontera’s technical team, the activity worked with the Marine Biodiversity
Foundation in Haiti to seek solutions to the region’s challenges, exploring cooperation
mechanisms between Haitian and Dominican fishermen, authorities, and NGOs. The evaluation’s
focus group of AgroFrontera technical team highlighted the importance of reconciling conflicts
between Haitian and Dominican fishermen through dialogue and the exchange of perspectives.
Despite the challenges faced in Haiti, the efforts toward binational cooperation activities have
been a positive step in promoting responsible fishing practices and protecting the region’s
environment.
3. Building a relationship between fishermen’s associations and government
institutions by creating a follow-up committee. The committee aimed to unite these
groups, with a focus on the provincial Office of Environment, CODOPESCA, and the Office of
Tourism, to implement the management plans for protected marine areas in Montecristi. This
shared purpose fostered a heightened commitment to environmental protection and a stronger
sense of community unity.
“IMEM began at the end of 2018. We had a divided community
in the governmental fishing sector. There was no way to bring
the director of CODOPESCA together with the director of the
[Ministry of the Environment]. Fishermen didn’t want to join
forces with the Environment Office. The biggest focus was to
unite these communities for a single purpose. The way was to
implement the management plans for each protected marine
area in Montecristi. This involved creating a follow-up
committee for each of the areas.” –AgroFrontera technical team
focus group participant
4. Providing technical training to government personnel on environment, tourism,
marine species, and protection mechanisms to promote governance. The activity
shared valuable knowledge and best practices from institutional involvement through training
sessions with government personnel. As a result, technical experts are able to effectively
communicate sustainability practices to groups of producers, fostering a positive connection
between the government and the community. This collaboration strengthens their shared goal of
enhancing sustainable practices in the region, leading to a more cohesive and coordinated effort
toward environmental stewardship and resource conservation.
“The training and support from AgroFrontera have been ongoing
since the project began. They have included us, put into practice
what we learned from AgroFrontera, and brought this
conservation program to other areas. We are multiplicators
because we work with direct producers, and each technician has
a group of producers. AgroFrontera has trained us in
conservation practices.” –Ministry of Agriculture technician from
IMEM L EARNING EVALUATION 23
Las Matas de Santa Cruz)
5. Providing technical training to personnel from government agencies on the
environment, tourism, marine species, and protection mechanisms to ensure the
sustainability beyond the life of the program. Through these training sessions, the activity
has played a pivotal role in educating fishermen’s associations about the detrimental effects of
trawl fishing and indiscriminate fishing practices on the industry’s sustainability. In conversations
with fishermen, the evaluation team found that the activity helped reduce harmful practices in
favor of responsible fishing practices. For example, fishermen in the El Morro area of the
Dominican Republic reported prioritizing responsible fishing and actively avoiding indiscriminate
fishing practices. Community members reported participating in monitoring and reporting
instances of non-compliance. The team found that among those interviewed, responsible fishing
practices were ingrained in the cultural fabric of the community.
“If no effort [was] made to regulate the use of harmful
instruments, such as irresponsible fishing, today the fisherman
would have nothing to look for on our coasts as resources for
survival. The fishery would have been decimated. AgroFrontera’s
intervention has allowed resources to be maintained without
fishermen abandoning these fishing activities and other activities
within the area.” –Manzanillo fishermen’s associations focus group
participant
6. Helped fishermen transition to alternative livelihoods. The activity engaged fishermen as
staff in monitoring and protecting marine resources. Instead of spending their time fishing, they
received salary and benefits for their protection work. Even when the Ministry of the
Environment discontinued paying them for this service, the fishermen continued in their
monitoring activities because of their commitment to their roles as monitors for sustainable
fishing.
“Using the equipment donated by AgroFrontera, they dedicated
themselves to surveillance and protection instead of fishing. In the
absence of other institutions like the [Dominican] Navy and the
Ministry of the Environment, which should have done the work. A
year ago, the Ministry of Environment incorporated fishermen into
their institutional protection. … Many of these employees have not
been paid by the Ministry of Environment for six to seven months.”
(Manzanillo fishermen’s associations focus group participant
7. Increased awareness in the tourism sector about the importance of preserving the
marine ecosystem. With AgroFrontera support, the activity placed signage at different tourist
destinations in Montecristi identifying the type of mangroves at different beaches in the area. A
24 USAID
representative from the Dominican Ministry of Tourism shared with the evaluation team that the
signage has benefited the province’s tourism offerings. For example, at Playa Popa, there is
signage about a coral nursery where visitors can kayak and snorkel.
“Responsible fishing has benefited tourism. When taking tourists to
the pier, you can see fish of up to a pound, a tourist attraction for
visitors. People have learned that they must take care of nature for
it to last; they thought nature wouldn’t run out.” (Interview with
AgroFrontera representatives)
8. Fostered participatory governance through the implementation of the identification
card program. With support from AgroFrontera, the activity provided fishermen with
identification cards that clearly identified them and their respective fishermen’s associations. The
program had significant benefits for the community: it recognized their access to the local
fisheries and legitimized their participation in the governance of the fisheries. Moreover, as
noted above, the program promoted engagement and unity among fishermen and crabbers,
especially since the AgroFrontera team recruited community members with strong social
connections to implement the program. The identification cards enabled the Dominican Navy to
easily recognize and acknowledge fishermen’s association affiliations, and to confirm they were
operating legally. As a result of this program, the Navy identified a total of 1248 fishermen in
routine traffic stops when monitoring marine activity, further strengthening the sense of
belonging and collective identity within the fishing community.
“One of the achievements that allowed fishermen and crabbers to
come together more is that we started an identification card program
along the coast. We provided each fisherman with an identification
card indicating their [fishermen’s] association. For the [Dominican[
Navy, finding fishermen on the high seas with their cards helps them
recognize that they belonged to an association. The Navy identified
1248 fishermen.” –AgroFrontera technical team focus group
participant
Overall, these best practices have contributed to reduced indiscriminate fishing practices, the
recognition of the importance of preserving the marine ecosystem, increased integration of fishermen
into the supervision and protection of marine resources, and increased awareness of responsible fishing
practices.
3. MANAGEMENT AND GOVERNANCE COUNCILS
Evaluation Question 3. Were Management and Governance Councils an effective
mechanism for managing marine protected areas? Why or why not? What other factors, if
any, facilitated or hindered marine protected area management?
IMEM L EARNING EVALUATION 25
The governance council refers to the group of individuals from the government and the community,
responsible for overseeing and guiding the management and monitoring of the project. It serves as a
decision-making and advisory entity that provides strategic direction, make decisions, and facilitate
collaboration.
With the activity’s support in the Dominican Republic, governance councils including fishermen’s
associations and provincial government representatives of the Ministry of the Environment and the
Ministry of Tourism established agreements, dialogues, and joint actions, despite initial resistance. With
AgroFrontera support, the activity coordinated these groups in creating monitoring committees for
interinstitutional and community coordination and planning. They met often and developed a SWOT
(strengths, weaknesses, opportunities, and threats) analysis to assess monitoring activities for El Morro
National Park. The monitoring committees used a participatory management style based on consultation
and dialogue. These spaces facilitated the eradication of conflict in the relationships between the fishing
sector and government institutions, particularly the Ministry of Environment and CODOPESCA.
The Management Council grew from the monitoring committees. Members include the provincial
director of the Ministry of Environment, the provincial government and the mayor, authorities in charge
of CODOPESCA, tour operators, tourism cluster, and all people with incidence. The council provides a
voice and vote for all people involved. Overall, the Management and Governance Councils have
facilitated a relationship and dialogue between fishermen and government agencies,
promoting participatory governance and cooperation for managing marine protected areas
effectively.
The most important result of the Management Council was the fishermen’s identification card program
described above. It provided the fishermen with identification cards indicating their fishermen’s
association. By integrating community members with solid social connections into AgroFrontera's
technical team, this intervention displayed the Management Council’s commitment to participatory
governance while promoting collaboration among fishermen and crabbers.
4. WHOLE SYSTEM IN THE ROOM
Evaluation Question 4. What benefits, if any, did the “whole system in the room” approach
to the activity have? Did stakeholders in the activity value it, and if so, why?
IMEM employed a comprehensive “whole system in the room” approach, bringing together key
stakeholders to foster collaboration, consensus-building, and the development of effective strategies and
practices. This approach involved the Ministry of Environment, CODOPESCA, the Dominican Navy, and
fishermen’s associations, ensuring that each had a representative to address any issues related to fishing
crimes.
This approach had several benefits for IMEM. First, by engaging all actors, it reduced conflicts and
eradicated violence between the fishing sector and government institutions and established a dialogue
and cooperation between them. Second, stakeholders valued the collective undertaking to promote
sustainable fishing practices, protect the environment, and create a platform for exchanging experiences
and lessons learned. The Ministry of Environment was motivated to continue supporting such initiatives,
and the fishermen’s associations were able to come together to work in greater solidarity. The
26 USAID
Governor of Monte Cristi in the Dominican Republic established a more peaceful and productive
relationship between the different sectors, leading to improved governance and management of marine
protected areas.
Overall, the collaborative operation of the stakeholders positively impacted both the
environment and the communities, demonstrating the importance of cooperation in
promoting sustainable development.
“We all gathered in a meeting with the governor, fishermen’s
associations, the Ministry of the Environment from the Dominican
Republic, and CODOPESCA, and jointly developed a way to
monitor protected areas. In those sectors, there was a lot of
indiscriminate and illegal fishing. The idea of a joint operation
emerged: Ministry of Environment, CODOPESCA, the Dominican
Navy, and fishermen associations. If we went to sea and found a
problem related to fishing crimes, each area had a representative.
Changes were made to their fishing sites and surveillance. This
motivated the Ministry of Environment to continue supporting."
–AgroFrontera technical team focus group participant
5. SUSTAINABLE TOOLS AND STRATEGIES
Evaluation Question 5. How sustainable are the tools and strategies provided to
beneficiaries for their use beyond the life of the activity?
Because IMEM ended just before the evaluation process, it is challenging to determine which tools and
strategies are sustainable well beyond the life of the activity. However, at this stage, the evaluation team
identified several that will likely contribute to its continued results. To encourage better practices in the
long run, IMEM implementers specifically designed tools and strategies that community
members could use beyond the life of the activity, and IMEM developed community-level
organizations and built trust with the community.
For example, the identification card program for fishermen has the potential for sustainability beyond the
activity. By providing fishermen with identification cards indicating their fishermen’s association, the
program created a sense of organization and order that seems to be continuing beyond the activity’s
lifespan. The identification cards help local fishermen develop a strong sense of pride and feeling of
belonging to their associations. Furthermore, the Dominican Navy uses the identification cards to
recognize fishermen as legitimate actors. As a result, other entities, such as eco-tourism operators and
sustainability activists, are more likely to recognize and leverage these groups through their identification
cards.
Similarly, the activity’s empowerment of fishermen in protecting the marine ecosystem could lead to
sustainable outcomes going forward. In an interview with the evaluation team, the former Provincial
IMEM L EARNING EVALUATION 27
Director of the Environment in Montecristi and current representative of the Montecristi government
noted that organized sectors and groups can lead to a change in community-wide attitudes and
behaviors, empowering individuals to take ownership in protecting the environment. Local commitment
to protection is a well-known indicator of long-term success.
Overall, while the timing of the evaluation makes a definitive determination difficult, the activity’s tools
and strategies, such as strengthening community-level organizations, the identification
card program for fishermen, and the empowerment of beneficiaries, seem to be continuing
beyond the life of the activity.
“When you have organized sectors and groups, we live in order.
We made a call, and those sectors began to change their thinking.
Since they saw the Ministry of the Environment as an ally, the flow
of information and dialogue began, which was impressive. They
became empowered in the protection of the environment.”
—Former Provincial Director of the Ministry of the Environment
and current representative of the Montecristi government
6. MONITORING AND ADAPTIVE MANAGEMENT
Evaluation Question 6. How did monitoring information inform activity implementation
and adaptive management?
Based on the IMEM final report, both the Foundation for Protection of Marine Biodiversity in Haiti and
AgroFrontera in the Dominican Republic played active roles in monitoring IMEM’s daily activities and
collecting relevant data for program indicators. The partners submitted the collected data to the lead
implementer, Counterpart International, on a quarterly basis for review, verification, and storage on the
activity’s SharePoint webpage. Counterpart International’s Monitoring, Evaluation, and Learning Manager
conducted spot checks on the indicators and uploaded them to the designated USAID spreadsheet. In
addition to daily monitoring, Counterpart International’s Program Director and Country Representative
made quarterly trips to Montecristi to gather data on program activities and engage with partners and
beneficiaries in the field. These visits provided an opportunity to discuss outcomes, address challenges,
and determine ongoing support for the program. Monthly IMEM program meetings were also held
between Counterpart International, the Foundation for Protection of Marine Biodiversity, and
AgroFrontera to provide updates, discuss deliverables and timelines, and address any immediate needs
or concerns.
This evaluation found that the monitoring information gathered from these activities has
informed the implementation of the activity and enabled adaptive management. The
information collected from monitoring activities, such as identifying the location and extent of illegal
fishing activities, has been used to adjust strategies and interventions in real-time to address emerging
issues. For example, the joint operation developed by the Ministry of Environment, CODOPESCA, the
28 USAID
Dominican Navy, and fishermen’s associations to monitor protected areas was a direct response to the
monitoring information that revealed high levels of indiscriminate and illegal fishing in these areas.
In addition, the monitoring information gathered from the identification card program for
fishermen and crabbers has been used to identify and track members of fishermen’s
associations. This information has enabled the development of targeted interventions to improve the
management and governance of marine protected areas.
Monitoring information has been essential in informing activity implementation and
adaptive management, allowing the activity to adjust their strategies and interventions in
real time and providing valuable insights into the effectiveness of its interventions.
LESSONS LEARNED AND RECOMMENDATIONS
This evaluation has uncovered IMEM’s successes and challenges related to multiple research questions.
These learnings can apply both to future programming in the Dominican Republic and Haiti, as well as to
marine programming globally.
Lesson 1: Empowering local associations, while challenging, can transform community
attitudes and behaviors and strengthen marine protections. Rather than targeting individual
community members with training in new practices, IMEM maximized impact by working with local
sector associations. It leveraged relationships with influential community members to strengthen the
community associations. This strategy helps all members benefit, growing skills that can benefit the
communities beyond the life of the activity. However, because the activity did not track threat reduction
data, it is unclear if the strengthened marine protections resulted in healthier fish populations or other
ecosystem improvements.
Recommendation: Focus on building capacities of local community organizations to
strengthen marine protections. Build trust with community leaders and influencers. Tie
short-term benefits of new behaviors to long-term durable improvements. Track threat
reduction and ecosystem health data.
Lesson 2: Establishing co-management committees, which empower local and national
government as well as local community members to protect marine areas, dramatically
strengthened marine protected area management. These committees acted as consultative and
coordinating bodies that brought together key stakeholders, including government agencies, local
communities, and relevant organizations. By involving various stakeholders in decision-making processes,
the co-management committees promoted inclusivity, transparency, and shared responsibility in
managing marine resources.
Co-management committees facilitated effective communication, collaboration, and coordination among
different stakeholders, allowing for the exchange of knowledge, experiences, and perspectives. This
helped to build consensus, address conflicts, and make informed decisions regarding the conservation
and sustainable use of marine resources.
IMEM L EARNING EVALUATION 29
The co-management committee also supported adaptive management and evidence-based
decision-making. By identifying trends and emerging issues, stakeholders made informed decisions and
adjusted management strategies accordingly. However, the co-management committees could not fully
overcome the lack of resources available to local agencies for enforcement and monitoring of illegal
fishing.
Overall, the establishment of co-management committees fostered a participatory and collaborative
approach to marine protected area management, contributing to better conservation outcomes and the
long-term sustainability of marine resources.
Recommendation: In future projects, consider replicating the approach of establishing
co-management committees. By promoting greater inter-institutional and inter-sectoral
articulation between government institutions, civil society associations, and relevant
stakeholders, the objective of protecting and preserving marine flora and fauna can be effectively
pursued. Regular meetings, workshops, and training programs can serve as platforms for
fostering trust, collaboration, and knowledge sharing among these entities. Building strong
partnerships and collaborative networks is crucial for aligning efforts, pooling resources, and
working toward common goals in marine conservation. However, such bodies cannot be
expected to fully overcome insufficient government resources for enforcement and monitoring;
future programming should consider how to support or advocate for adequate enforcement
funding. Through these coordinated efforts, the sustainability of marine ecosystems can be
enhanced, leading to long-term benefits for both the environment and the communities that
depend on them.
Lesson 3: Building on Lesson 2, the model of co-management committees provided a
platform for local communities to actively participate in joint monitoring. One valuable
lesson learned from the joint monitoring of marine protected areas is the power of sharing responsibility
and collaboration among stakeholders. By involving multiple parties, it promotes collective
decision-making, accountability, and effective marine protected management.
Secondly, engaging local communities in the monitoring process empowers them and encourages their
active participation in marine protected area management. It elevates their traditional knowledge,
practices, and concerns, leading to more contextually relevant and effective management strategies. This
sense of ownership and participation enhanced the commitment and engagement of local communities in
protecting and preserving their marine ecosystems. This inclusion strengthens community ownership
and promotes sustainable use of marine resources.
Collaborative monitoring initiatives also offer opportunities for capacity-building and knowledge sharing.
By exchanging skills and expertise among stakeholders, monitoring activities become more effective,
contributing to continuous learning and professional development.
Moreover, joint monitoring raises public awareness about the importance of marine protected areas and
garners greater support for their conservation. By engaging stakeholders and sharing monitoring results,
the broader community becomes more informed and involved in environmental protection efforts.
In summary, the lesson learned is that collaborative and inclusive approaches greatly enhance marine
protected area management. Joint monitoring leverages the collective expertise, local knowledge, and
30 USAID
active engagement of stakeholders, leading to more robust data collection, adaptive management, and a
shared commitment to the sustainable conservation of marine ecosystems.
Recommendation: To enhance the effectiveness of future projects in marine protected areas,
it is recommended to replicate the successful practice of joint monitoring. By replicating this
approach, future projects can benefit from community stewardship and collaboration, traditional
knowledge, and informed decision-making. Joint monitoring can ultimately contribute to the
long-term conservation and sustainable management of marine protected areas.
Lesson 4: Official recognition of fishermen, through an identity card program, promoted
responsible fishing practices and enhanced community engagement. This program provided
fishermen with identification cards that indicated their fishermen’s association. This not only facilitated
recognition and cooperation with government institutions, such as the Navy, but it also instilled a sense
of belonging and pride within the fishing community. The identification cards served as symbols of unity,
promoting collective responsibility for the protection of marine resources.
Recommendation: Future projects aiming to promote responsible fishing practices and
community engagement should consider implementing identification card programs or similar
when appropriate to the context. Identifying ways that officials can recognize and support good
actors is critical to behavior change. In this case, the identification cards built that infrastructure
for collaboration and support. Moreover, such systems also foster a sense of belonging and
collective responsibility among communities. This strategy enhances recognition and
cooperation with government institutions and promotes a shared commitment to the
sustainable management of marine resources. Additionally, the identification card program can
serve as a powerful symbol of unity and pride within the community.
CONCLUSIONS
Based on our interviews with stakeholders, the evaluation team concludes that IMEM effectively
achieved its intended goals and results as defined by the results framework. The program
successfully implemented activities related to improving fisheries management, conserving marine
biodiversity, and increasing community participation in natural resource management. The evaluation
found that the activity’s activities led to several positive outcomes, including increased compliance with
fishing regulations, adopting sustainable fishing practices, and creating alternative income sources for
fishing communities. IMEM’s success in achieving its intended goals validates the hypothesis in its theory
of change, which proposes that implementing an integrated approach to the ecosystem and resource
management can lead to specific improved conservation outcomes and community livelihoods. However,
without threat reduction data, it is not clear that the IMEM activities themselves reduced pressure on
the coastal and marine ecosystems they sought to protect.
The evaluation also identified several factors that facilitated IMEM’s ability to realize its desired results.
One key factor was the activity’s emphasis on community participation and engagement. By involving
local stakeholders throughout all phases of implementation, from planning to monitoring and evaluation,
IMEM helped build trust and ownership in the community. Another facilitating factor was the activity’s
emphasis on intersectoral and interinstitutional coordination. By bringing together various government
IMEM L EARNING EVALUATION 31
agencies, NGOs, and community-based organizations, the program developed a shared vision and
common goals for natural resource management. Finally, the evaluation found that the activity’s
monitoring and adaptive management approach, which involved regular data collection and analysis,
allowed for timely feedback and adjustment of program activities, which contributed to its success.
However, the evaluation also identified several challenges that hampered the activity’s ability to achieve
its desired results. One major challenge was the continued insecurity in Haiti. Safety concerns and travel
restrictions made gathering data from Haitian fishermen difficult, and we were unable to determine how
the IMEM activity adapted to the shifting issues in their programming and what results they achieved. In
the DR, the lack of local resources was a significant challenge. Monitoring of fisheries is supported by
partners, rather than the government, and the local team struggles to enforce fishing laws. Also, without
supporting resources, there is a lack of alternative livelihood opportunities for fishermen. Finally, IMEM
did not collect threat reduction data and such data could have helped
The evaluation also identified several unintended outcomes resulting from the activity’s implementation.
These outcomes include the creation of alternative income sources for fishing communities, the
development of a new relationship with naval forces, and a feeling of belonging—including sustainability
as a part of their identity—produced by the identification cards for fishermen. These unintended
outcomes reflect the activity’s positive spillover effects and highlight the importance of taking a holistic
approach to natural resource management.
Overall, the evaluation of IMEM concludes that the activity effectively achieved its intended goals and
results. Its success can be attributed to several facilitating factors, including community participation,
intersectoral and interinstitutional coordination, and monitoring and adaptive management. The
evaluation also identifies several challenges and unintended outcomes resulting from the program's
implementation, which provide valuable lessons for future natural resource management programs.
32 USAID
ANNEXES
ANNEX A. EVALUATION DESIGN AND METHODOLOGY
Purpose and Questions
The purpose of the learning evaluation of the Integrated Marine Ecosystem Management Program
(IMEM) activity is to produce independent findings, lessons learned, and recommendations that have
resulted from U.S. Government assistance. The evaluation includes the results of best practices, success
stories, challenges encountered, and their resolution regarding IMEM’s performance. The U.S. Agency for
International Development (USAID) will use the outcomes as appropriate, including applying lessons
learned during the design and implementation of similar and future regional marine biodiversity
conservation activities in the Caribbean and other regions. IMEM is a cooperative agreement
implemented by Counterpart International and managed by the USAID/Caribbean Biodiversity Program.
The learning evaluation seeks to answer the following specific learning questions (to be refined with
USAID point of contact and research lead):
Evaluation Questions
1. To what extent did IMEM achieve its intended goals and results as defined by the results
framework?
a. Did the observed achievements validate the hypothesis in the IMEM theory of change?
b. What factors facilitated IMEM’s ability to realize the desired results?
c. What challenges hampered the activity’s ability to do so?
d. What unintended outcomes resulted from the implementation of this activity?
e. How did IMEM involve community members in the implementation, and what resulted
from that involvement? Did the involvement address the gaps identified in the Caribbean
Marine Biodiversity Program evaluation?
2. What did stakeholders identify as the activity’s best practices? What contribution did these best
practices have to the targeted communities?
3. Were Management and Governance Councils an effective mechanism for managing marine
protected areas? Why or why not? What other factors, if any, facilitated or hindered marine
protected area management?
4. What benefits, if any, did the “whole system in the room” approach to the activity have? Did
stakeholders involved in the activity value it, and if so, why?
5. How sustainable are the tools and strategies provided to beneficiaries for their use beyond the
life of the activity?
6. How did monitoring information inform activity implementation and adaptive management?
IMEM L EARNING EVALUATION 33
ANNEX B. DATA COLLECTION INSTRUMENTS
Questionnaires for Individual Semi-structured Interviews and Focus Groups
Framing of the Interview
● Write date, time, and location in the interview notes.
● Thank the interviewee for their time.
● Introduce the team doing the interview.
● Describe the purpose of the evaluation.
● Explain the confidentiality, time of the interview, and the voluntary participation.
Confidentiality: The information you provide us will be used in order to identify findings for the
evaluation. The names of the people who give us the information will remain in our possession as an
independent evaluation team, and we will delete them from the reports, annexes, and databases that we
deliver, as well as information on location or activities that could lead to the identification of a particular
person. If necessary, we will assign codes for the mention of the interviewees in the documents
Length of Interview: We estimate this session to take about an hour and consist of several questions,
and we hope we can contact you again later to validate or complete the information. Make yourself
comfortable, and feel free to ask any questions for better clarity.
Voluntary Participation: Participation in this evaluation is voluntary, and while your participation was
encouraged by IMEM, it is up to you whether or not you want to participate. If you decide not to
participate, this will not affect your relationship with IMEM. Do you agree?
Opening Question: This is a general question that everyone answers at the beginning of the interview
and/or focus group. This question helps to create trust in the early stages of the session and to get you
and the respondent oriented and comfortable. (Challenging and more sensitive questions should be
saved until later in the session.)
● For example: Tell us your name and how long you have been a fisherman.
Key Questions
● How are you related to IMEM? What has been your involvement in the project? Specify dates
and activities.
● From your perspective, has the project affected economically or culturally the communities
relying on marine ecosystems? (Inquire for positive or negative.)
● What do you think have been the most critical governance changes due to this activity?
● What do you think was the main effect that fostering collaboration between both governments
had?
● What do you think was the main effect of strengthening participation and adaptive management
in the governance of marine protected areas?
● Do you think that sharing best practices on rice, ecotourism, and sustainable fishery had an
impact? How?
34 USAID
● What was the influence of the political context (i.e., the COVID-19 pandemic) in the activity and
its results? (Inquire for positive and negative.)
● What was the influence of the country landscape, specific local partners, or any other external
factors in the different results from the activity? (Inquire for positive and negative.)
● Did the activity increase the number of fishers involved in responsible fishing practices? How?
● Describe the communication with the communities, including barriers and facilitating factors.
● What do you think was one of the best practices in terms of:
○ Fostering collaboration between governments.
○ Strengthening participation and adaptive management in the governance of marine
protected areas.
○ Sharing best practices for alternative livelihoods (responsible fishing, sustainable rice
practices).
● Were Management and Governance Councils an effective mechanism for managing marine
protected areas? Why or why not? What other factors, if any, facilitated or hindered marine
protected area management? Inquire for:
○ Engagement in the council.
○ Leadership in the council.
○ Political context.
○ Country landscape.
● What benefits, if any, did the whole system in the room activity have? Did stakeholders involved
in the activity value it, and if so, why? Inquire for:
○ Most valuable elements of the activity.
○ Recommendations for the activity.
● What do you think were the best tools and strategies, and how would you keep on using them?
● What are the anticipated risks impeding tools and strategies to be sustainable?
● Are there sustained benefits of using the tools and strategies? Inquire for:
○ How dependable are the use of tools and strategies on leadership, country context, or
other external/internal factors?
● In your perspective, did the monitoring, evaluation, and learning plans contain the key elements
needed to monitor, evaluate and learn? Inquire for:
○ What facilitated or impeded effective monitoring practices?
IMEM L EARNING EVALUATION 35
ANNEX C. LIST OF PEOPLE INTERVIEWED
Field Work in Haiti
To evaluate the different programs of Foundation for Protection of Marine Biodiversity, established in the
northern area of Haiti, specifically in the North-East Department and coastal communities in this
province, we conducted multiple interviews. After deciding on the interview questions and strategies,
the evaluation team conducted interviews from February 10 to February 23, 2023 via telephone with
local fishermen, agronomists, beekeepers, and others to collect data through qualitative techniques.
Table 1. Subjects Interviewed in Haiti
Date Location Participants Sector Total People
Interviewed
February
10–February 23,
2023
North-East/
Fort-Liberté
6 Fishing
Apiculture
Ecotourism
Mangrove
Restoration
6
Field Work in the Dominican Republic
During the fieldwork in Montecristi from February 6 to February 10, 2023, the evaluation team
conducted six focus groups and six interviews, totaling 46 people interviewed, as presented in the
previous table. The interviews and focus groups took place in three different municipalities of the
Montecristi province: San Fernando de Montecristi (the capital of the province), Las Matas de Santa Cruz
(a municipality located in the rice-growing area of the province), and Pepillo Salcedo-Bahía de Manzanillo
(a municipality located in the Bay of Manzanillo on the border with Haiti).
The team interviewed the local associations linked to the economic sectors that sub-grantee
AgroFrontera works with, including sustainable rice production, responsible and sustainable fishing, and
ecotourism, in all municipalities. Therefore, the team held focus groups with rice producer associations
in Las Matas de Santa Cruz, fishermen’s associations in San Fernando de Montecristi and Pepillo
Salcedo-Bahía de Manzanillo, ecotourism associations in San Fernando de Montecristi and Pepillo
Salcedo-Bahía de Manzanillo.
The team also interviewed government institutions from each of these sectors, including their provincial
representation in the different municipalities, such as the Ministry of Agriculture, the Ministry of
Environment, and the Ministry of Tourism. The team interviewed government representatives from the
provincial level and the sectors linked to AgroFrontera’s work in the indicated municipalities from each
of these ministries.
In addition to the interviews and focus groups with the different associations from the various sectors
and government representatives, the team also conducted a focus group with the AgroFrontera technical
36 USAID
team. People from the marine fishing and sustainable rice technical teams, their respective managers, and
the general management of AgroFrontera participated.
The AgroFrontera team’s coordination and mobilization in each municipality allowed the team to achieve
the diversity of actors interviewed in the fieldwork through interviews and focus groups.
Table 2. Individuals Interviewed in the Dominican Republic
Date Location Participants Sector Total
February 6,
2023
San Fernando de
Montecristi
AgroFrontera
management
AgroFrontera 1
February 8,
2023
San Fernando de
Montecristi
Provincial Director of
the Ministry of Tourism
(
Director provincial del
Ministerio de Turismo
)
Ministry of Tourism 1
February 9,
2023
Pepillo
Salcedo-Bahía de
Manzanillo
Manzanillo EcoAventura Ecotourism 1
February 9,
2023
San Fernando de
Montecristi
Galleon Divers Ecotourism 1
February 9,
2023
San Fernando de
Montecristi
Ministry of the
Environment
(
Ministerio de
Medioambiente
Representante de la
gobernadora
)
Government—Ministry
of the Environment
1
February 7,
2023
Las Matas de Santa
Cruz
Technical Office of
Dominican Agrarian
Institute (Técnico del
Instituto Agrario
Dominicano
)
Government -
Department of
Agriculture
1
February 10,
2023
San Fernando de
Montecristi
Provincial Director,
CODOPESCA
Coastal Marine Officer,
CODOPESCA
Government -
CODOPESCA
2
Total
Interviews
7
IMEM L EARNING EVALUATION 37
Table 3. Group Interviews in the Dominican Republic
Date Location Participants Sector People
Intervie
wed
February
7, 2023
Las Matas de
Santa Cruz
Higüero sur Ass ociation.
United producers Ass
ociation
(Asociación de productores unidos)
Américo Regalad
o Rice Producers
Association from Agro Frontera
Project: Bajo Yaque del Norte
Rice producer
ass
ociations
affiliated with
AgroFrontera
6
February 7, 2023
San Fernando
de
M
ontecristi
Province Director from the
Environmental Department for
Montecristi
Marine Coastal Inspectors
from
Montecristi Province
Manag
ers from the El Morro
National Park,
Vice Minister of Protected Areas
Provincial Government
Representative: Responsible for the
monitoring of the zone.
Government -
Ministry
of the
Environment
6
February
8, 2023
San Fernando
de
M
ontecristi
Fishing Cooperative
Bienvenid
o Espinal fr
om San
Fernando de Montecristi
Fishing Association of C
año de Yuti
Fishing Assocaition of Marigot
Yacht Club of Montecristi
Crab Association of Buenos aires
Fishing Association APESCOJU from
the Conucos of Montecristi
Advisor for the Fishermen
Cooperative of Bienvenido Espinal
Fishermen’s
Asso
ciations from
San Fernando de
Montecristi
7
38 USAID
February
8, 2023
San Fernando
de
Montecristi
GREMONT
Kayak´s tours
Guides a
nd tour o
perators from
Montecristi
Ecological Society from Montecristi
Parki
Ecotourism in San
Fernando de
Montecristi
5
February 10, 2023 Las Matas de
Santa Cruz
AgroFrontera Technical Team AgroFrontera 9
February 9, 2023 Pepillo Salcedo- Bahía de
Manzanillo
Marine Guardians of the Bar
Association Manager for the Pr
otected Mangrove
Park from Estero Balsa
Association of Independ
ent Workers
from Bahía de Manzanillo
Park rangers from the Ministry of the
Environment
Ecotourism guide
Council for the Development of
Manzanillo (
Consejo para el
desarrollo de Manzanillo
)
Fishermen -
Ecotourism and
Environment
6
Total 39
IMEM L EARNING EVALUATION
39
ANNEX D. DOCUMENTS REVIEWED AND REFERENCES
Amalyan, Sevak 2020. Integrated Marine Ecosystem Management in Northern Hispaniola Quarterly
Report.
Arlington, VA: Counterpart International. Link. (Accessed July 3, 2023)
Arrivillaga, Alex, Rich Wilson, Robert Simmons, Kasia Grasela, Rudo Udika and Paul Fedner Zamy. 2018.
Midterm Performance Evaluation of the Caribbean Marine Biodiversity Program. Washington,
DC: Alter Modus International Corp. Link. (Accessed July 3, 2023)
Counterpart International. 2022
Integrated Marine Ecosystems Management in Northern Hispaniola:
Activity Monitoring, Evaluation, & Learning Plan.
Washington, DC: Counterpart International,
August 2022. Link. (Accessed July 3, 2023)
Maxwell, Joseph A. 1996.
Qualitative Research Design: An Interactive Approach. Thousand Oaks, CA:
Sage.
Millennium Ecosystem Assessment. 2005.
Caribbean Sea Ecosystem Assessment (CARSEA). Washington,
DC.: Island Press. 2005. Link (Accessed July 11, 2023)
Radosti, Brianna. 2022.
Integrated Marine Ecosystem Management in Northern Hispaniola Final Report .
Washington, DC: Counterpart International. Link. (Accessed July 3, 2023)
United States Agency for International Development (USAID). 2019.
Cooperative Agreement Number
72051719CA00004
. Link.
United States Agency for International Development (USAID). 2020 a.
Learning from Experience: USAID
Evaluation Policy
. Updated October 2020. Link.
United States Agency for International Development (USAID). 2020b.
Dominican Republic Country
Development Cooperation Strategy December 14, 2020-December 14, 2025.
Link. (Accessed
July 3, 2023)
40
USAID
U.S. Agency for International Development
1300 Pennsylvania Avenue, NW
Washington, D.C. 20004
ema
il: biodiversity@usaid.gov
www.usaid.g
ov/biodiversity