Teks Konple Dokiman an
Teks ki soti nan dokiman orijinal la pou endeksasyon.
99-19835 (E) 130799
United Nations E/1999/103
Economic and Social Council
Distr.: General
2 July 1999
Original: English
Substantive session of 1999
Geneva, 530 July 1999
Agenda item 7
Coordination, programme and other questions
Report of the Ad Hoc Advisory Group on Haiti
Note by the Secretary-General
In accordance with Economic and Social Council resolution1999/4, the Secretary-
General has the honour to transmit herewith to the Council, for its consideration, the report
of the Ad Hoc Advisory Group on Haiti.
E/1999/103
2
Report of the Ad Hoc Advisory Group on Haiti
Contents
Paragraphs Page
I. Introduction..............................................................110 3
II. General economic and national context...................................... 1118 4
III. Role of the United Nations system...........................................1923 5
IV. Adequacy, coherence, effectiveness and coordination of the international
communitysassistancetoHaiti .............................................2442 6
A. Adequacyofassistance ...............................................2425 6
B. Coherenceofassistance ..............................................2627 6
C. Effectivenessofassistance ............................................2829 6
D. Coordinationofassistance ............................................3042 7
V. Supplementaryobservations................................................4346 9
VI. Recommendations.........................................................4759 10
A. Need for a long-term programme of support for Haiti.....................4750 10
B. Need for national stability.............................................5153 10
C. Needforasecuredomesticenvironment ................................ 5457 11
D. Need for a synthesis report on United Nations activities in Haiti........... 5859 11
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I. Introduction
1. In its resolution 1999/4 of 7 May 1999, the Economic
and Social Council decided to create an Ad Hoc Advisory
Group on Haiti to submit recommendations to the Council,
at its substantive session of 1999, on how to ensure that the
assistance of the international community in supporting the
Government of Haiti to achieve sustainable development is
adequate, coherent, well coordinated and effective.
2. In the same resolution, the Council decided that the Ad
Hoc Advisory Group was to be composed of five Council
members designated by the President of the Council on the
basis of equitable geographical distribution and in
consultation with regional groups and the Government of
Haiti. Following those consultations, the Council approved
the members of the Advisory Group as follows:
Makarim Wibisono (Indonesia), Asian Group
(Chairman of the Advisory Group)
Janis Priedkalns (Latvia), Eastern European Group
Anund Briyay Neewoor (Mauritius), African Group
Gelson Fonseca Jr. (Brazil), Latin American and
Caribbean Group
Michel Dubal (Canada), Western European and other
States Group
At some of the meetings of the Advisory Group, Mr. Fonseca
was represented by Enio Cordeiro, Minister Plenipotentiary,
Permanent Mission of Brazil to the United Nations.
3. Haitian authorities were consulted by the Advisory
Group at all stages in the preparation of the present report.
In accordance with Council resolution1999/4, operative
paragraph 2, the Advisory Group sought to maintain a
constant dialogue with the official representatives of Haiti and
to involve them in all its activities.
4. The first meeting of the Advisory Group was convened
on Thursday, 13 May 1999. The Chairman of the Advisory
Group, Makarim Wibisono, convened and chaired a series of
meetings and briefing sessions aimed at gathering information
from various sources and for considering the most appropriate
way for the Council to contribute to the ongoing efforts
towards promoting sustainable development in Haiti.
5. On 28 May 1999, the Group held its first briefing with
officials from the World Bank; the United Nations
Development Programme; and the Department of Political
Affairs, the Department of Peacekeeping Operations, the
Office for the Coordination of Humanitarian Affairs and the
Department of Economic and Social Affairs of the United
Nations Secretariat.
6. A meeting was held on 7 June 1999 with the following
representatives of the United Nations in Haiti: Julian Harston,
representative of the Secretary-General in Haiti and head of
the United Nations Civilian Police Mission in Haiti
(MIPONUH), Colin Granderson, executive head of the
International Civilian Mission in Haiti (MICIVIH), a joint
Organization of American States (OAS)/United Nations
mission, and Oscar Fernández-Taranco, United Nations
resident coordinator in Haiti and United Nations
Development Programme (UNDP) resident representative
as well as deputy representative of the Secretary-General.
7. On 15 July 1999, the Chairman of the Advisory Group
convened a working lunch for its members, together with
representatives of Friends of Haiti group of countries,
namely Argentina, Canada, Chile, France, the United States
of America and Venezuela. The discussions involved an
exchange of views on the developments in Haiti and the future
of the United Nations presence in that country.
8. Following an invitation of the World Bank, which is
mandated to coordinate donor assistance to Haiti, the
AdvisoryGroup went to Washington, D.C., on 18 June 1999
to take part in an informal Haiti donors meeting. The meeting,
organized by the Bank, consisted of a series of presentations
by the various stakeholders of development assistance,
including the International Monetary Fund (IMF), the Inter-
American Development Bank (IDB), the European Union,
the United States Agency for International Development
(USAID) and the Canadian International Development
Agency (CIDA). A UNDP representative also attended.
9. From 27 to 29 June 1999, the Advisory Group paid a
visit to Haiti, organized by the office of the representative of
the Secretary-General, with the help of the Haitian
Government. The visit included:
(a) A meeting with the President of Haiti, René
Préval; a working session with the Prime Minister, Jacques
Edouard Alexis, and Fred Joseph, Minister of the Economy
and Finance; and working sessions with the Secretary of State
for Public Security, Robert Manuel, as well as other
authorities in Haiti;
(b) Meetings with the Haitian political leaders and
members of a broad spectrum of civil society;
(c) Meetings with the Friends of Haiti group of
countries;
(d) Heads of the United Nations agencies involved
in Haiti.
10. The Advisory Group wishes to express its deep
gratitude to all the entities at the multilateral and bilateral
levels involved in assisting Haiti in completing its task, in
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particular the World Bank, the office of the representative of US$ 250 is significantly below the average of US$ 3,320 for
the Secretary-General in Haiti, and the office of the resident Latin America and the Caribbean region. Based on its
coordinator in Haiti. The latter, besides providing a continuos assessment in March1998 of poverty in Haiti, the World
and multifaceted help, prepared a brief which constituted an Bank estimates that about 80 per cent of the approximately
important input for the present report. The Advisory Group two thirds of the population that live in the rural areas are
also wishes to thank the Department of Economic and Social poor, with about two thirds of those considered to be
Affairs for its unstinting support. extremely poor. In addition to the low gross domestic product
II. General economic and
national context
11. As noted in the last report of the Secretary-General to
the Security Council on the situation in Haiti (S/1999/579),
the country has been slowly recovering from its most recent
political crisis since April1997. In March 1999, a new Prime
Minister was appointed, and in April 1999 a new transitional
Government was formed. A new Provisional Electoral
Council has also been created, and has started work on
preparations for legislative and local elections, which are
expected to take place by December1999, with a new
Parliament scheduled to be in place by 11 January 2000.
Legislative elections will be followed by Presidential
elections, which are planned for November 2000.
12. The Secretary-General has characterized as encouraging
the steps taken so far by the Haitian political leadership in its
efforts to resolve the protracted political crisis through
elections, and has called on all Haitian political leaders to
participate constructively in the electoral process to ensure
its success. In recognition of the fact that the forthcoming
legislative and local elections are the only viable way to
resolve the present crisis, the transition Government, in its
recently issued plan of action, announced plans to work
closely with the Provisional Electoral Council to ensure free,
fair and transparent elections, and to seek to revive the
interest in participation of the Haitian population in the
democratization process. For their part, the donor community
and the United Nations system have pledged to actively
support the electoral process through direct financial,
logistical and technical support, on the provision that the
Government takes adequate measures to ensure security and
transparency. This support is being provided in conjunction
with the role of political facilitation being played by the
Friends of Haiti Group of Ambassadors, the representative
of the Secretary-General, and a number of personalities,
including the former President of Costa Rica, Oscar Arias.
13. Haiti continues to be a least developed country, the only
one in the western hemisphere. Its indicators on situational
development compare poorly at both regional and
interregional levels. Haitis annual per capita income of
(GDP) per capita, Haiti also has serious wealth distribution
issues to address. It is estimated that about 4 per cent of the
population own 66 per cent of the countrys entire resources,
16 per cent own 14 per cent, 70 per cent own barely 20 per
cent, while 10 per cent of the population is considered to be
entirely destitute.
14. Despite these negative social indicators, trends in
overall economic performance since the return from exile of
the constitutional Government in1994 show some positive
achievements. The latest IMF economic performance review
mission conducted in March1999 highlighted some of these
achievements.
15. The current IMF-monitored economic programme put
in place in November 1998 as a follow-up to the 1997/98
programme is designed to maintain macroeconomic stability
and make further progress in the area of structural reform
while the political situation settles, and while a possible new
enhanced structural adjustment facility programme is being
considered. The 1998/99 programme was formulated taking
into consideration the negative effects of hurricane Georges.
It aims to promote output growth, contain inflation and central
government budget deficits, strengthen international reserves
and continue support for structural reforms in the public
enterprise sector. The programme also takes into account and
endorsesdonor-supported sectoral policies to improve
efficiency in the areas of education, health, justice,
infrastructure rehabilitation and maintenance.
16. These relatively positive trends must however be
viewed within the framework of enormous development
challenges, particularly the need to combat extreme mass
poverty while uniting the country around a shared, positive
and long-term vision of its future. This challenge is
compounded by the protracted political crisis that has further
eroded the authority of the State and its already diminished
capacity to deliver basic social services to the population. At
another level, the challenge is that of managing the
development process to ensure that immediate national and
international actions to alleviate extreme and massive poverty
do not lose sight of the need to build strong national
governance institutions in the medium and long term.
17. Beyond the fundamental requirement to reinstate and
significantly improve upon the basic functions of the State and
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the institutions of government, the World Bank poverty 20. Unlike the bilateral and other multilateral institutions
assessment report (1998) also recommended a number of represented in Haiti, the United Nations agencies have a
measures that would need to be taken to ensure sustainable degree of flexibility that has enable d them to work closely
economic and social development in Haiti. These include (a) with both the Government and NGOs in assisting the
strengthening macroeconomic stability and reducing population at the grass-roots level, both during and after the
distortions so as to encourage private sector investment; (b) embargo that followed the 1991 military coup. The areas of
improving the quality of government spending in order to assistance include the following:
invest in basic social services and raise the level of human
capital; and (c) rationalizing the assistance provided by
external donors.
18. The mandate of the newly formed transitional decentralization, participatory local governance and electoral
Government, installed in April 1999, is limited to facilitating support;
the organization of the upcoming general elections and
identifying short- and medium-term priorities that a
subsequent government could start to address on a more
sustainable basis. Given the present situation in which the
Government is called upon to operate, its actions at the time
can only be of a short-term nature, with its first priority being
given to organizing free and fair elections as soon as possible
to help guarantee institutional stability. Its action in the
above-mentioned sectors will thus consist of short-term
projects and policy reflections to identify viable approaches
for subsequent governments.
III. Role of the United Nations system
19. The United Nations system in Haiti is made up of:
(a) Two missions, MIPONUH, in charge of the
civilian police, and MICIVIH, a human rights observation
mission. These missions report through the Department of
Peacekeeping Operations and the Department of Political
Affairs, respectively, to the Security Council and the General
Assembly;
(b) Seven agencies (UNDP, the United Nations
Childrens Fund (UNICEF) the United Nations Population
Fund (UNFPA), the World Food Programme (WFP), the Food
and Agriculture Organization of the United Nations (FAO),
the United Nations Educational, Scientific and Cultural
Organization (UNESCO), the Pan American Health
Organization/World Health Organization), who report
through their respectivegoverning bodies and the Economic
and Social Council to the General Assembly;
(c) The Bretton Woods institutions (World Bank and
IMF).
In addition, the International Organization for Migration
(IOM) is permanently associated with all United Nations
system activities in Haiti.
(a) Good governance, including support to the
democratization process, police mentoring, judicial system
reform, human rights, state modernization and reforms,
(b) Universal health care, including the fight against
human immunodeficiency virus/acquired immunodeficiency
syndrome (HIV/AIDS) and population issues;
(c) Disaster prevention, preparedness and
management;
(d) Promoting productive employment;
(e) Basic education for all;
(f) Protection and restoration of the environment;
(g) Food security;
(h) Cultural development and tourism;
(i) Culture of peace and migration;
(j) Support for coordination mechanisms of
Governments, donors, and the United Nations system.
21. Excluding the World Bank and IMF, the United Nations
systems disbursements in Haiti in support of socio-economic
development objectives stand at US$ 127.8 million since the
return of the constitutional Government. During this period,
UNDP has been the largest United Nations systemdonor,
with US$ 54 million disbursed between1995 and 1998. Since
1998, however,UNDP disbursements have greatly
diminished, due in part to an overall drop in UNDP resources
at the central level. Other important United Nations system
donors include WFP, WHO and UNICEF, with disbursements
of more than US$ 10 million each between1995 and 1998.
22. At a meeting held in April 1999 chaired by the resident
coordinator, who also acts as the UNDP resident
representative and deputy representative of the Secretary-
General, it was agreed that progress achieved in the field of
inter-agency coordination be further consolidated through the
preparation of a common country assessment by the end of
1999. This is a key stepunder the Secretary-Generals reform
programme as it will lead to the formulation of a United
Nations development assistance framework in 2000, as well
as harmonized programming cycles by 2002. It should also
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complement the World Banks country development 25. Although Haitis foreign assistance needs are enormous,
framework. Thanks to the common country assessment, the it should be said that despite this significant drop, Haiti is still
United Nations agencies will have the elements necessary to a major recipient of development assistance, with a per capita
define a long-term United Nations development assistance aid of $74 in 1995, $57 in1996 and $47 in 1997, compared
programme for Haiti, and to further harmonize and integrate to an average $12 per capita for the developing world at large.
their operations.
23. In response to the more urgent requirements for disaster
preparedness, regular meetings of the disaster management
team have been held in order to prepare for the hurricane
season. In 1999, such activities by the United Nations system
in Haiti will benefit from a newly approved UNDP-financed
technical assistance project, which in collaboration with the
Office for the Coordination of Humanitarian Affairs will
reinforce the capacity of the Haitian authorities to prevent and
manage disasters.
IV. Adequacy, coherence, effectiveness
and coordination of the international
communitys assistance to Haiti
A. Adequacy of assistance
24. The international community, including the United
Nations system, responded to the return of the constitutional
Government from exile at the end of 1994 with a resumption
of official development assistance, beginning in 1995. The
total volume of aid, however, has been dropping quite
significantly. Ongoing programmes are currently limited to
levels formulated and approved before the June 1997
electoral controversy and subsequent resignation of the
Government. As shown in table 1, total bilateral and
multilateral assistance to Haiti has dropped by about 35 per
cent between 1995 and 1998. Far from signifying a deliberate
decision by donors to reduce aid to Haiti, this drop is directly
linked to absorptive capacity constraints and non-approval
of available loans by the Haitian Parliament. As of December
1998, IDB and the World Bank alone has a combined total
of over US$ 570 million worth of new programmes and
projects awaiting approval by the Haitian Parliament or
finalization by the formulation missions. As a result of the
discords between the executive and legislative branches, these
new programmes have still not been approved and will not
be until a new parliament is in place. Many other partners are
in a similar situation, which has had a very negative impact
on the rate of resource flows to Haiti. It is hoped that the
upcoming elections will provide the institutional framework
required to ensure that aid flows to Haiti can again become
adequate.
B. Coherence of assistance
26. On the whole, it can be said that external assistance to
Haiti since the return of the constitutional Government has
sought to respond to national development needs identified
by the Government and the international community. The
framework within which most of these needs were identified
at the time was the emergency recovery programme to which
donors pledged funds. So far, the areas of concentration of
foreign assistance have addressed the priority areas contained
in this programme, as well as in other jointly formulated
bilateral and multilateral programmes. However, the aid
policies of some partners have required them to work directly
at the grass-roots level, using international NGOs as
executing agents. While this approach has helped achieve
significant results at this level, it has not helped the
Governments efforts to improve upon its coordination role
and enhance overall coherence of development assistance.
27. To harmonize its programming cycles starting,
beginning in 2002, in line withongoing United Nations
reform objectives, the United Nations system aims, through
its resident coordinator mechanism, to support national efforts
to ensure greater coherence of external assistance. As
indicated above, the planned common country assessment will
also constitute an important input to these efforts.
C. Effectiveness of assistance
28. Although no formal evaluation has been made of the
impact of aid to Haiti over the past five years, it is clear that
substantial foreign assistance has made a significant
contribution to the functioning of the Government. This was
a period that followed three years of centralized authority
from 1991 to 1994, during which official foreign aid
disbursements were suspended and economic activity slowed
down considerably. A major problem facing the delivery of
foreign assistance is that of insufficient coordination by the
Government and slow disbursements due to diminishing
absorptive capacity.
29. Another factor affecting the effectiveness of aid to Haiti
is the concentration of donor resources on humanitarian
activities. There is now a need to shift it towards support for
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sustainable development objectives, including capacity- been involved in monitoring the implementation of a variety
building and institution-building. Given the present evolution of urban infrastructure projects. An implementation unit
of Haitis development needs, it is important to focus more tracks the progress of these and otherdonor-supported efforts.
on building capacities for measuring both the impact of aid
on the country and the impact of specific national anddonor-
sponsored programmes on the overall development situation.
To this end, the United Nations system in Haiti, under the
leadership of the resident coordinator, has launched a number
of initiatives aimed at strengthening the countrys capacity
to produce socio-economic statistics that are vital for
monitoring its development progress. In addition to the
internal harmonization of approaches referred to above, the
United Nations system is also about to launch a 20/20
initiative for Haiti aimed at encouraging increased
1
government anddonor attention to the social sectors. By
focusing aid and national resources on these sectors, it will
be possible to target the most needy sections of the
population.
D. Coordination of assistance
Coordination by the Government
30. Strengthening the leadership role of the Government
in aid coordination is key to making Haitis cooperation with
its international development partners more effective.
Decades of institutional instability have adversely affected the
coordination capacities of the Government accumulated in
previous years. The situation steadily further worsened
following the 1991 military coup, when the constitutional
Government went into exile and the void in development was
filled by internationaldonors and NGOs. Since the return of
the constitutional Government in October1994, the
institutions officially charged with aid coordination have
found it increasingly difficult to effectively coordinate the
activities of most external partners. This is partly due to
donor-driven initiatives and the fact that many of these
partners, including some non-governmental organizations,
have not yet shed the isolated operational practices adopted
during the embargo years.
31. Since the return of the constitutional Government, the
implementation of donor-financed projects at the operational
level has been the responsibility of two special government
agencies, namely the Unité centrale de gestion and the Fonds
dassistance économique et sociale. These were set up to
facilitate project implementation under emergency
circumstances. Each of these entities has a Board of
Directors, including representatives of the Ministry, other
government agencies and NGOs. The Office of the President
has also received and managed donor project support, and has
32. Starting from 1995, project/donor coordination units
were set up in each sectoral ministry, with funding from the
European Union and other partners. This reflected a policy,
subsequentlyconfirmed by the Government in 1996, to give
sectoral ministries responsibility for managing and
coordinating donor contributions to their respective sectors.
The purpose of these units was to ensure that project
duplication was eliminated, and that procedural and reporting
requirements were more easily and promptly met. In this way,
the technical units of the ministries concerned were freed to
address the technical aspects of the programmes involved. A
World Bank consultative group-related assessment of these
units in 1997 found their track record to be mixed. At least
two ministries had instituted a donor coordination unit that
was attempting to harmonize existing projects by bringing
donors together, identifying programme gaps and seeking new
project funding on the basis of anongoing strategic planning
process. The major problems facing these units involved
communication with donors, government administrative
procedures, donor-imposed procedures at the project
identification level, design and implementation stages, and
the lack of adequate information regarding ongoing and
planned projects.
33. The Government recognizes the importance of effective
donor coordination, and has recently launched a number of
initiatives to strengthen its leadership in this area. With the
support of UNDP and other donors, a number of workshops
on coordination and decentralized planning have been
organized to help clarify its policies and expectations in this
area. In the newly issued plan of action of the Government,
the Office of the Prime Minister plans to formulate new
policies in a number of areas, including international
cooperation and human resource development, in order to
help it accomplish its coordination functions. Emphasis will
be placed on the creation of effective information flows,
documentation systems, and the harmonization of
management and coordination procedures through the
elaboration of a procedures manual.
Coordination within the donor community
34. The consultative group process facilitated by the World
Bank remains the framework for inter-donor coordination and
for donor-government consultations on development priorities
and policies, as well as on issues of funding. The first formal
consultative group meeting on Haiti took place in Paris in
January1995, at which over US$ 1 billion were pledged by
the donor community. A second meeting was held in April
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1997, at which, among other things, consensus was reached excellent example of the way the different United Nations
on the critical components of a comprehensive poverty organizations can work together efficiently.
alleviation strategy. A message was also sent to the Haitian
Parliament to advance legislative action required to ensure
that the population benefit from the reform programme. The
major sectors covered during these meetings included
agriculture, education, the environment, health, justice
reform, roads and transportation, water and sanitation,
governance and poverty alleviation.
35. The political crisis has hampered formal follow-up of Nations activities; and (c) make recommendations for
the sectoral issues raised during these consultative group improved coordination. An eighth working group was also
meetings. Given this situation, donors have beenundertaking established for common services. The groups presented their
informal consultations among themselves through monthly findings and recommendations during a second inter-agency
meetings in Haiti. These meetings were attended by thedonor coordination workshop held in November1998. The main
community and the United Nations system agencies. More recommendations were: (a) to proceed rapidly with the
formal meetings were convened on an ad hoc basis by the formulation and implementation of concrete joint actions; (b)
World Bank in Washington, D.C., and informal working to focus United Nations assistance on national priorities
groups have been created in the areas of justice reform, identified by the working groups in consultation with the
environmental protection, health, agriculture and rural Haitian Government and in areas where the United Nations
development, education and support for the police. The system has clear comparative advantages; and (c) start
purpose of these consultations has been to enable donors preparations toundertake a common country assessment that
identify areas of complementarity and avoid duplication would pave the way for long-term programming of United
among their programmes, as well as to maintain dialogue and Nations assistance to Haiti.
to harmonize their views and approaches on aid policy issues.
36. Through these consultation mechanisms, the donor assessment working group are being finalized. The target date
community and the United Nations have succeeded in for its finalization has been set for December1999, and it will
maintaining development policy dialogue while efforts take into account the recently published action plan of the
continue at the political level to resolve the crisis. it has also Government. Responsibilities have been assigned to agencies
been possible to pursue donor-funded programmes approved concerning (a) the collection of necessary data and
prior to the current crisis, thus enabling the population to information and for the completion of the common country
continue to benefit from vital development support. The most assessment indicator framework (see table 1); and (b) the
recent donor meeting, held in Washington, D.C., in March preparation of a status report on the major conventions,
1999, reviewed progress in all these sectors and resolved to declarations and international conferences (see table 2). A
pursue and strengthen related consultations. Given its preliminary list of common country assessment themes has
transitional nature, the newly installed Government has not been established, and their respective focal points and three
sought a formal consultation group meeting. The implications, cross-cutting themes (gender equity, human rights and
once again, are that all long-term policy dialogue between the poverty) have also been identified. The division of labour
Haitian authorities and its major development partners will among the agencies with regard to data collection and
have to wait till governmental institutions are renewed analyses in the different thematic areas is described in table 2.
through the upcoming elections.
Coordination within the United Nations system
37. While MIPONUH and MICIVIH are responsible for the
police mentoring and human rights observation programmes
respectively, the rest of the United Nations system, under the
leadership of the resident coordinator, is actively engaged in
socio-economic development activities in the relevant sectors
of the different agencies. Since the beginning of 1998, very
important progress has been made in the areas of United
Nations coordination. In his last report (November 1998) on
MIPONUH, the Secretary-General noted that Haiti offers an
38. Following a first coordination workshop held in May
1998, seven thematic working groups were established in
mid-1998, addressing the issues of population and
environment, gender equity, food security, local governance,
health, education and productive employment. The mandate
of these groups was to: (a) undertake situation analyses in
each of the sectors identified; (b) assessongoing United
39. The terms of reference for the common country
40. As has already been noted, in compliance with General
Assembly resolutions, the agencies of the United Nations
development group in Haiti (UNDP, UNICEF, UNFPA and
WFP) have pursued their efforts towards the harmonization
of their respective programme cycles by the year 2002. This
will have been preceded, in2001, with the formulation of a
United Nations development assistance framework for Haiti.
United Nations representation in Haiti
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41. In order to ensure the smooth integration of United building within those national institutions that have a mandate
Nations development system activities with the United for aid coordination is being hampered by the political
Nations political and peacekeeping role in Haiti, theUNDP stalemate, which has made it difficult to approve new
resident representative, in addition to being resident technical cooperation projects, some of which would have
coordinator of the United Nations development system, is also strengthened managerial and coordination capacity. The first
deputy representative of the Secretary-General and deputy step towards reinstating institutional stability and ensuring
head of MIPONUH. that the Government effectively plays its leadership role in
42. The unique combination has enabled:
(a) Close complementarity between MIPONUH and
UNDP, in particular with regard to:
(i) Coordinated assistance provided to the Haitian
National Police;
(ii) Assistance with the electoral process, where both
the representative of the Secretary-General and UNDP
play a key coordination role, respectively, on the
political and technical sides;
(iii) Assistance in the resolution of the institutional
crisis and facilitating the reconciliation process;
(b) Direct continuous reporting to the United Nations,
including through the quarterly reports of the representative
of the Secretary-General to the Secretary-General, on the
United Nations system development activities and progress
made in terms of United Nations coordination and
implementation of the Secretary-Generals reform
programme.
V. Supplementary observations
43. Much has yet to be done in order to ensure thatongoing
and future international assistance in support of the
Government of Haiti for achieving sustainable development
continues to be adequate and coherent, and that the main
problems related to the coordination and effectiveness of the
assistance are addressed. As has been reported, capacity-
building is of paramount importance and a critical objective
for assisting Haiti in all sectors. This would enable both the
Haitian Government and civil society to effectively coordinate
and absorb international economic cooperation.
44. Given that about 86 per cent of development
investments in Haiti are funded from external resources, it is
vital that the flow of such resources to the country is not only
maintained but is also increased over the next few years, as
the country seeks to strengthen its institutions and to
accelerate its economic and social development. At the same
time, however, the Government will have to address the
weakest link in the development aid chain, that of inadequate
aid management and coordination. Unfortunately, capacity-
formulating and implementing development policy is through
holding the forthcoming elections to renew Parliament and
local council assemblies and enable a newgovernment to be
formed.
45. The consultative group led by the World Bank
constitutes the formal aid coordination mechanism among the
bilateral donor community, and between the donors and the
Haitian Government. Despite the willingness of the donors
to strengthen and support this process, a formal consultative
group meeting to address long-term development objectives
with Haitis partners will not be possible before a new
Parliament is elected. In the meantime, the donor community
and the United Nations system have instituted informal
coordination and consultation mechanisms that have already
succeeded in minimizing duplications and in developing
synergies within their programmes. These include working
groups and regular donor meetings within Haiti and in
Washington, D.C.
46. It is recognized that there is a vital link between
national stability and economic and social development, and
that the provision of adequate and sufficient assistance to
Haiti is largely subject to a return to political stability. It is
therefore of the utmost importance that all political forces
support the forthcoming elections and agree on appropriate
modalities for the full participation of the people.
VI. Recommendations
A. Need for a long-term programme of
support for Haiti
47. There is a recognized need to develop, in collaboration
with the Friends of Haiti group of countries and other
donors, intergovernmental and non-governmental
organizations, a strategic framework and comprehensive
approach for a long-term United Nations programme of
support for Haiti to cover such areas as education, peace-
building, poverty eradication, durable recovery and
sustainable development. The Government of Haiti must take
a leading role in defining the objectives and priorities of this
long-term strategy and programme of support, inaccordance
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with paragraph 17 of Economic and Social Council agreed development assistance programme for the country.UNDP
conclusions 1998/1. should provide increased financial and technical resources
48. Concerted efforts have been deployed by the agencies
of the United Nations system engaged in assisting Haiti (d) The long-term development programme of
through the resident coordinator mechanism, as well as by the support for Haiti address the issues of capacity-building of
other multilateral and bilateraldonors who have coordinatedgovernmental institutions, especially in such areas as
their actions and contributions through the consultative groupgovernance, the promotion of human rights, the
led by the World Bank, in consultation with the Haitian administration of justice, the electoral system, law
authorities. enforcement, police training, and other areas of social and
49. However, there is a great need for capacity-building and
strengthening the leadership role of the Government of Haiti
in providing orientation and coordination for all development
activities, including the coordination of aid at the recipient
end, the development of absorptive capacity and the (e) The long-term strategy and programme of support
promotion and creation of employment. Capacity-building has for Haiti also address the issue of capacity-building in civil
proven to be a critical factor for enabling Governments and society institutions.
civil society to manage their own affairs and effectively
absorb international cooperation in post-crisis situations.
50. The Ad Hoc Advisory Group on Haiti recommends that:
(a) The Council request the Secretary-General to
establish, in consultation with the Government of Haiti and
making use of the existing United Nations presence in Haiti,
the necessary mechanisms to develop a long-term strategy and
programme of support for Haiti in such areas as education,
peace-building, poverty eradication, durable recovery and
sustainable development, aimed particularly at reinforcing
capacity-building objectives both in governmental and civil
society institutions;
(b) The United Nations specialized agencies, funds
and programmes, the World Bank, the Inter-American
Development Bank, other multilateral institutions and
regional organizations, bilateral donors, including within the
consultative group meetings led by the World Bank, and non-
governmental organizations continue to support and to work
in very close collaboration with the Haitian Government and
the rest of the donor community for the purpose of elaborating
and supporting the long-term strategy and programme for
Haiti, including prioritizing sustainable development and
capacity-building objectives;
(c) The coordination of the work of the agencies of
the United Nations system in Haiti continue to function
through the resident coordinator mechanism since it has
proven to be a very adequate means for effective coordination.
Such coordination should be further strengthened through the
completion of the common country assessment and
subsequent preparation of a United Nations development
assistance framework for Haiti, which will provide the
elements to define an effective long-term United Nations
to this mechanism in order to further strengthen it;
economic development, which are critical for enabling the
Haitian Government to adequately and effectively coordinate,
manage, absorb and utilize international assistance and
development aid;
B. Need for national stability
51. The Group emphasized that there is a vital link between
national stability and economic and social development. In
addition, in the case of Haiti, certain multilateral and bilateral
aid flows have been put on hold until the new parliamentary
and governmental authorities are constituted through the
forthcoming elections.
52. The Government of Haiti has requested international
electoral assistance for its plans to organize and hold these
legislative, local and presidential elections.
53. The Ad Hoc Advisory Group on Haiti recommends that:
(a) The Council urge the United Nations system to
continue to support the preparations for legislative, local and
presidential elections in Haiti, including contributing funds
to the ongoing efforts of the Haitian Government to organize
these elections;
(b) The Council invite the General Assembly to renew
the mandate of the International Civilian Mission in Haiti
(MICIVIH), taking into account the need to review the
mandate to reflect the challenges of the next two years;
(c) The Council request the Secretary-General to
coordinate with the Government of Haiti other modalities
under which reinforced support from the international
community can be ensured for the electoral processes.
C. Need for a secure domestic environment
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54. Recognition has been made of the importance of a completed, the United Nations development assistance
peaceful, secure and stable environment as a precondition for framework for Haiti;
free and fair elections and of its link with sustainable
development efforts.
55. Similarly, recognition has been made of the importance programmes of assistance to Haiti with a view to enhancing
of a professional, self-sustaining, fully functioning national their overall effectiveness.
police for the consolidation of democracy and the
revitalization of Haitis system of justice, and for the
maintenance of a secure and stable environment necessary for
the conduct of development and democratic activities.
56. The United Nations Civilian Police Mission in Haiti
(MIPONUH) has been active in the area of police training
programmes and MICIVIH has been active in promoting
human rights.
57. The Ad Hoc Advisory Group on Haiti recommends that:
(a) The Council urge the United Nations system to
continue to work in the areas of consolidation of democracy,
training and professionalization of the national police force
of Haiti, and to that end invite the General Assembly to
consider devising a United Nations special training and
technical assistance programme for the Haitian National
Police;
(b) The Council invite the General Assembly to
request the Secretary-General to continue his good offices in
Haiti through his representative and to maintain the existence
of the political office there headed by him, which would also
have the responsibility of managing any new civilian mission
mandated by the United Nations.
D. Need for a synthesis report on United
Nations activities in Haiti
58. A periodic synthesis report on United Nations system
activities in Haiti is needed so as to enable the members of
the Council to closely follow developments in Haiti.
59. The Ad Hoc Advisory Group on Haiti recommends that:
(a) The Council request the Secretary-General to
submit an integrated annual synthesis report on the
elaboration and implementation of the long-term programme
of support for Haiti, including observations and
recommendations on the work of the relevant United Nations
bodies in their respective areas of competence;
(b) In preparing that report, due account be taken of
the Haitian Governments development plans and
programmes for the country, as well as of the United Nations
system common country assessment for Haiti and, when
(c) Similarly, in preparing that report, due attention
be paid to a systematic evaluation of the impact of the various
Notes
The 20/20 initiative, launched at the World Summit for
1
Social Development, suggests that interested developed and
developing countries partners agree on mutual commitments
to allocate, on average, 20 per cent of official development
assistance and 20 per cent of the national budget
respectively to basic social programmes.
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Table 1
Volume and main sources of aid, 19951998
(Thousands of United States dollars)
Sources 1995 % 1996 % 1997 % 1998 %
United States 100 179 18.7 48 780 11.5 85 625 24.4 94 564 26.8
Canada 44 263 8.3 28 621 6.8 32 535 9.3 30 241 8.6
France 52 859 9.9 23 815 5.6 25 146 7.2 17 762 5.1
Japan 31 548 5.9 15 798 3.7 5 979 1.7 8 336 2.4
Taiwan Province of China 31 260 5.9 8 642 2.0 12 000 3.4 4 400 1.2
Other bilateral aid 4 447 0.8 19 860 4.8 12 223 3.4 15 356 4.3
Total bilateral 264 556 49.5 145 516 34.4 173 508 49.4 170 659 48.4
Multilateral sources
IDB 87 855 16.4 49 777 11.8 57 362 16.3 68 565 19.4
World Bank 67 451 12.6 66 219 15.6 39 366 11.2 28 752 8.1
IMF 25 774 4.8 22 486 5.3 551 0.2 828 0.2
European Union 55 344 10.4 92 384 21.8 39 197 11.2 55 439 15.7
Other multilateral 923 0.2 77 0.0 1 953 0.5 990 0.3
UNDP 12 858 2.4 16 855 4.0 16 948 4.8 8 153 2.3
Other United Nations system 16 816 3.1 21 611 5.1 14 523 4.2 19 966 5.6
Total multilateral aid 267 021 49.9 269 409 63.6 169 900 48.4 182 693 51.6
Assistance from NGOs 2 868 0.5 8 449 2.0 7 830 2.2 NA
Total external aid 534 445 100.0 423 374 100.0 351 238 100.0 353 352 100.0
Source: UNDP, 1997Development Cooperation Reportand preliminary data for 1998.
Sectoral concentration: Balance of payment disbursements made up the largest share
(29.8 per cent) of total disbursements for the 19951997 period, followed bygovernance
(13.7 per cent), humanitarian assistance (8.5 per cent), transport (7.08 per cent), health (6.5
per cent), water and urban infrastructure (6.2 per cent) and agriculture (5.3 per cent).
Together, health and education account for only 14.65 per cent of total disbursements and
the environment for 1.1 percent; 70 percent of these disbursements were grants while 30 per
cent were loans. External aid financed approximately 86 percent of all public investment in
Haiti during this period. Preliminary disbursement figures for 1998 show a different
configuration of sectoral priorities, with education and health accounting for 18 percent, at
the same level as humanitarian assistance, transport receiving 12 percent, and agriculture,
social development and governance each accounting for 8 per cent of total disbursements for
the year. These variations are indicative of the shifting priorities and trends in Haitis
development needs.
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Table 2
Thematic areas: responsible agencies
Thematic area Responsible agency
Economic context World Bank/IMF/UNDP
Governance (including the democratization process/ UNDP/World Bank
consolidation of the rule of law)
Human rights MICIVIH/UNICEF
Employment UNDP/ILO
Population UNFPA
Rural development/food security FAO/WFP
Education UNESCO
Health WHO/PAHO
HIV/AIDS UNAIDS/UNFPA
Environment UNDP
Culture/culture of peace UNESCO
Migration IOM